EFDID: 159016EFD: Raw Data

Issuer: Romark Laboratories, L.C. (0001470263) - D

Accession: 0000897069-16-000687 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Feb. 11, 2016
EFD Posted: Feb. 11, 2016
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001470263 </ cik >
  < entityName > Romark Laboratories, L.C. </ entityName >
- < issuerAddress >
  < street1 > 3000 BAYPORT DRIVE </ street1 >
  < street2 > SUITE 200 </ street2 >
  < city > TAMPA </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 813-282-8544 </ issuerPhoneNumber >
  < jurisdictionOfInc > FLORIDA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jean </ firstName >
  < middleName > Francois </ middleName >
  < lastName > Rossignol </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Marc </ firstName >
  < middleName > S. </ middleName >
  < lastName > Ayers </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Celine </ firstName >
  < middleName > E. </ middleName >
  < lastName > Rossignol </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Brian </ firstName >
  < lastName > Schnieders </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > W. </ firstName >
  < middleName > Seymour </ middleName >
  < lastName > Holt </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > W. </ firstName >
  < middleName > Andrew </ middleName >
  < lastName > Krusen, Jr. </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3000 Bayport Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pharmaceuticals </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < yetToOccur > true </ yetToOccur >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isDebtType > true </ isDebtType >
  < isOptionToAcquireType > true </ isOptionToAcquireType >
  < isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > International Assets Advisory, LLC </ recipientName >
  < recipientCRDNumber > 10645 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 South Orange Avenue </ street1 >
  < street2 > Suite 1100 </ street2 >
  < city > Orlando </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32801 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 40000000 </ totalOfferingAmount >
  < totalAmountSold > 0 </ totalAmountSold >
  < totalRemaining > 40000000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 2400000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > 6% of the gross proceeds raised and a Warrant to purchase Common Units equal to 15% of the number of Common Units into which the Notes are convertible. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Romark Laboratories, L.C. </ issuerName >
  < signatureName > Brian Schnieders </ signatureName >
  < nameOfSigner > Brian Schnieders </ nameOfSigner >
  < signatureTitle > Chief Financial Officer </ signatureTitle >
  < signatureDate > 2016-02-11 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Feb. 11, 2016
EFD Posted: Feb. 11, 2016