Form D Raw Data - Electronic Filing Depository

EFDID: 159719EFD: Raw Data

Issuer: Romark Global Pharma, LLC (0001666694) - D/A

Accession: 0000897069-17-000156 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 8, 2017
EFD Posted: Mar. 8, 2017

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001666694 </ cik >

< entityName > Romark Global Pharma, LLC </ entityName >

- < issuerAddress >

< street1 > B5 TABONUCO STREET, SUITE #216, PMT 317 </ street1 >

< city > GUAYNABO </ city >

< stateOrCountry > PR </ stateOrCountry >

< stateOrCountryDescription > PUERTO RICO </ stateOrCountryDescription >

< zipCode > 00968 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (787) 919-7987 </ issuerPhoneNumber >

< jurisdictionOfInc > PUERTO RICO </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Romark Laboratories, LLC </ previousName >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2014 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jean-Francois </ firstName >

< lastName > Rossignol, M.D., Ph.D. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Marc </ firstName >

< middleName > S. </ middleName >

< lastName > Ayers </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Celine </ firstName >

< lastName > Rossignol </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Wayne </ firstName >

< lastName > Burks </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > W. </ firstName >

< middleName > Seymour </ middleName >

< lastName > Holt </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > W. </ firstName >

< middleName > Andrew </ middleName >

< lastName > Krusen Jr. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pharmaceuticals </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0000897069-16-000764 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-10-09 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Convertible into Romark SCS Common Units </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Francisco Jose Rivera </ recipientName >

< recipientCRDNumber > 2303039 </ recipientCRDNumber >

< associatedBDName > Pariter Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 127836 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 243 Carretera #2 </ street1 >

< city > Guaynabo </ city >

< stateOrCountry > PR </ stateOrCountry >

< stateOrCountryDescription > PUERTO RICO </ stateOrCountryDescription >

< zipCode > 00966 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PR </ state >

< description > PUERTO RICO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 50000000 </ totalOfferingAmount >

< totalAmountSold > 13835000 </ totalAmountSold >

< totalRemaining > 36165000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 40 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1500000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Commissions paid will be based on 3% of the gross proceeds raised in the offering through the services of the placement agent. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Romark Global Pharma, LLC </ issuerName >

< signatureName > Wayne Burks </ signatureName >

< nameOfSigner > Wayne Burks </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2017-03-08 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >