Form D Raw Data - Electronic Filing Depository

EFDID: 9053EFD: Raw Data

Issuer: HIGHBRIDGE CAPITAL CORP (0000931921) - D/A

Accession: 0000899140-16-001487 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 13, 2016
EFD Posted: Jun. 14, 2016

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0000931921 </ cik >

< entityName > HIGHBRIDGE CAPITAL CORP </ entityName >

- < issuerAddress >

< street1 > HIGHBRIDGE CAPITAL CORPORATION </ street1 >

< street2 > 40 WEST 57TH STREET </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (212) 287-4900 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > A Cayman Islands Exempted Company with Limited Liability. </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Oliva </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Highbridge Capital Management, LLC </ street1 >

< street2 > 40 West 57th Street </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Clive </ firstName >

< lastName > Harris </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Highbridge Capital Management, LLC </ street1 >

< street2 > 40 West 57th Street </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Crawshaw </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Highbridge Capital Management, LLC </ street1 >

< street2 > 40 West 57th Street </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0000899140-15-000770 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 1992-09-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > J.P. Morgan Securities LLC ("JPM") </ recipientName >

< recipientCRDNumber > 79 </ recipientCRDNumber >

< associatedBDName > J.P. Morgan Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 79 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 270 Park Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Johnson Capital, LLC </ recipientName >

< recipientCRDNumber > 47535 </ recipientCRDNumber >

< associatedBDName > Johnson Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 47535 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 215 Ampthill Road </ street1 >

< city > Richmond </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 23226 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > NEWEDGE USA, LLC </ recipientName >

< recipientCRDNumber > 36118 </ recipientCRDNumber >

< associatedBDName > NEWEDGE USA, LLC </ associatedBDName >

< associatedBDCRDNumber > 36118 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 550 W. JACKSON, Suite 500 </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60661 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > J.P. Morgan Institutional Investments Inc. ("JPMII") </ recipientName >

< recipientCRDNumber > 102920 </ recipientCRDNumber >

< associatedBDName > J.P. Morgan Institutional Investments Inc. </ associatedBDName >

< associatedBDCRDNumber > 102920 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 270 Park Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > UBS FINANCIAL SERVICES INC. </ recipientName >

< recipientCRDNumber > 8174 </ recipientCRDNumber >

< associatedBDName > UBS FINANCIAL SERVICES INC. </ associatedBDName >

< associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1200 HARBOR BOULEVARD </ street1 >

< city > WEEHAWKEN </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07086 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 3888311366 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > Responses for Items #13 & #14 are estimated. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 633 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 13129772 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Historically, the Issuer and other sources paid fees to JPM and JPMII. Currently, fees may be paid to JPM, JPMII and UBS. Some fees are known to the Issuer and some fees are unknown to the Issuer and cannot be estimated. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > HIGHBRIDGE CAPITAL CORP </ issuerName >

< signatureName > John Oliva </ signatureName >

< nameOfSigner > John Oliva </ nameOfSigner >

< signatureTitle > See the Clarification Box in Item #3 above </ signatureTitle >

< signatureDate > 2016-06-13 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >