Form D Raw Data - Electronic Filing Depository

EFDID: 376609EFD: Raw Data

Issuer: SmartKem, Inc. (0001817760) - D

Accession: 0000905718-21-000736 () (EDGAR Files) (Form D)

Edgar Posted: May. 27, 2021
EFD Posted: May. 27, 2021

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001817760 </ cik >

< entityName > SmartKem, Inc. </ entityName >

- < issuerAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 011-44-161-721-1514 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Parasol Investments Corp </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2020 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ian </ firstName >

< lastName > Jenks </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< lastName > Bahns </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Simon </ firstName >

< lastName > King </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Klaas </ firstName >

< lastName > de Boer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Barbra </ firstName >

< middleName > C. </ middleName >

< lastName > Beck </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER </ street1 >

< street2 > DELAUNAYS RD., BLACKLEY </ street2 >

< city > MANCHESTER </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > M9 8GQ </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2021-05-27 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 100000 </ totalOfferingAmount >

< totalAmountSold > 100000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > Value of shares issued to consultant </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SmartKem, Inc. </ issuerName >

< signatureName > /s/ Robert Bahns </ signatureName >

< nameOfSigner > Robert Bahns </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2021-05-27 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >