Form D Raw Data - Electronic Filing Depository

EFDID: 76764EFD: Raw Data

Issuer: Colchis Income Fund, Ltd. (0001580292) - D/A

Accession: 0000935836-19-000058 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 5, 2019
EFD Posted: Feb. 5, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001580292 </ cik >

< entityName > Colchis Income Fund, Ltd. </ entityName >

- < issuerAddress >

< street1 > C/O OPUS FUND SERVICES (BERMUDA) LTD. </ street1 >

< street2 > 12 CHURCH STREET, 4TH FLOOR </ street2 >

< city > HAMILTON </ city >

< stateOrCountry > D0 </ stateOrCountry >

< stateOrCountryDescription > BERMUDA </ stateOrCountryDescription >

< zipCode > HM 11 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (441) 234-0004 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Colchis P2P Income Fund, Ltd. </ previousName >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Cayman Islands Exempted Company </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< middleName > J. </ middleName >

< lastName > Conrads </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 150 CALIFORNIA STREET, 18TH FLOOR </ street1 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Edward </ firstName >

< middleName > M. </ middleName >

< lastName > Conrads </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 880 Northwood Blvd., Suite 3T </ street1 >

< city > Incline Village </ city >

< stateOrCountry > NV </ stateOrCountry >

< stateOrCountryDescription > NEVADA </ stateOrCountryDescription >

< zipCode > 89451 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Peter </ firstName >

< middleName > H. </ middleName >

< lastName > Fletcher </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 41 Cedar Court RR#3 </ street1 >

< city > Bobcaygeon </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > K0M 1A0 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0000935836-18-000078 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-01-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Redeemable Shares </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1000000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > AMD Capital, LLC </ recipientName >

< recipientCRDNumber > 121539 </ recipientCRDNumber >

< associatedBDName > Alcove Capital Partners, LLC </ associatedBDName >

< associatedBDCRDNumber > 158640 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 TRI-STATE INTERNATIONAL </ street1 >

< street2 > SUITE 138 </ street2 >

< city > LINCOLNSHIRE </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60069 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > KJM Securities, Inc. </ recipientName >

< recipientCRDNumber > 20277 </ recipientCRDNumber >

< associatedBDName > KJM Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 20277 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 48 SAGAMORE ROAD, SUITE 29 </ street1 >

< city > BRONXVILLE </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10708-1534 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Pickwick Capital Partners, LLC </ recipientName >

< recipientCRDNumber > 130672 </ recipientCRDNumber >

< associatedBDName > Pickwick Capital Partners, LLC </ associatedBDName >

< associatedBDCRDNumber > 130672 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 445 HAMILTON AVENUE, SUITE 1102 </ street1 >

< city > WHITE PLAINS </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > PR </ state >

< description > PUERTO RICO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Asperion Group LLC </ recipientName >

< recipientCRDNumber > 121057 </ recipientCRDNumber >

< associatedBDName > Asperion Group LLC </ associatedBDName >

< associatedBDCRDNumber > 121057 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > CARNEGIE HALL TOWER </ street1 >

< street2 > 152 WEST 57TH STREET, 18TH FLOOR </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Emerson Equity LLC </ recipientName >

< recipientCRDNumber > 130032 </ recipientCRDNumber >

< associatedBDName > Emerson Equity LLC </ associatedBDName >

< associatedBDCRDNumber > 130032 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 155 BOVET ROAD, SUITE 725 </ street1 >

< city > SAN MATEO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94402 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Eureka Capital Partners (HK) Limited </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Eureka Capital Partners (HK) Limited </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > SILVER FORTUNE PLAZA, 1 WELLINGTON STREE </ street1 >

< street2 > CENTRAL, SUITE 828 </ street2 >

< city > HONG KONG </ city >

< stateOrCountry > F4 </ stateOrCountry >

< stateOrCountryDescription > CHINA </ stateOrCountryDescription >

< zipCode > 00000 </ zipCode >

</ recipientAddress >

< statesOfSolicitationList />

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mann Mann Jensen Partners LP </ recipientName >

< recipientCRDNumber > 137389 </ recipientCRDNumber >

< associatedBDName > Mann Mann Jensen Partners LP </ associatedBDName >

< associatedBDCRDNumber > 137389 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 733 3RD AVENUE, 24TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Riviere Securities, Ltd. </ recipientName >

< recipientCRDNumber > 47383 </ recipientCRDNumber >

< associatedBDName > Riviere Securities, Ltd. </ associatedBDName >

< associatedBDCRDNumber > 47383 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1705 SOUTH CAPITAL OF TEXAS HIGHWAY </ street1 >

< street2 > ONE WESTLAKE PLAZA, SUITE 500 </ street2 >

< city > AUSTIN </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Hyundai Securities </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Hyundai Securities </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > HYUNDAI SECS BLDG. 21, YEOUINARU-RO </ street1 >

< street2 > 4-GIL YEONGDEUNGPO-PU </ street2 >

< city > SEOUL </ city >

< stateOrCountry > M5 </ stateOrCountry >

< stateOrCountryDescription > KOREA, REPUBLIC OF </ stateOrCountryDescription >

< zipCode > 7330 </ zipCode >

</ recipientAddress >

< statesOfSolicitationList />

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Asaruh Investment Solutions Ltd. </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Asaruh Investment Solutions Ltd. </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 35 YITZCHAK RABIN ST., FLAT 15 </ street1 >

< city > KIRIAT ONO </ city >

< stateOrCountry > L3 </ stateOrCountry >

< stateOrCountryDescription > ISRAEL </ stateOrCountryDescription >

< zipCode > 5551035 </ zipCode >

</ recipientAddress >

< statesOfSolicitationList />

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 278290801 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 148 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 842226 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse > Total since inception through September 30, 2018. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > The investment adviser of the issuer receives investment management fees and performance allocations. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Colchis Income Fund, Ltd. </ issuerName >

< signatureName > Robert J. Conrads </ signatureName >

< nameOfSigner > Robert J. Conrads </ nameOfSigner >

< signatureTitle > Director </ signatureTitle >

< signatureDate > 2019-02-05 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >