Form D Raw Data - Electronic Filing Depository

EFDID: 104455EFD: Raw Data

Issuer: SMITH ELECTRIC VEHICLES CORP. (0001455900) - D

Accession: 0000950138-14-000689 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 15, 2014
EFD Posted: Oct. 24, 2014

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001455900 </ cik >

< entityName > SMITH ELECTRIC VEHICLES CORP. </ entityName >

- < issuerAddress >

< street1 > 12200 N.W. AMBASSADOR DRIVE </ street1 >

< street2 > SUITE 326 </ street2 >

< city > KANSAS CITY </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 816-464-0508 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > SMITH ELECTRIC VEHICLES US CORP </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bryan </ firstName >

< middleName > L. </ middleName >

< lastName > Hansel </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Smith Electric Vehicles Corp. </ street1 >

< street2 > 12200 N.W. Ambassador Drive, Ste 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Executive Officer, Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robin </ firstName >

< middleName > J. </ middleName >

< lastName > Mackie </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Smith Electric Vehicles Corp. </ street1 >

< street2 > 12200 N.W. Ambassador Drive, Ste 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President & Chief Technology Officer, Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Micek </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Smith Electric Vehicles Corp. </ street1 >

< street2 > 12200 N.W. Ambassador Drive, Ste 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Financial Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Angela </ firstName >

< lastName > Strand </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Smith Electric Vehicles Corp. </ street1 >

< street2 > 12200 N.W. Ambassador Drive, Ste 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Marketing Officer, VP Governance Affairs & Business Development </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jacques </ firstName >

< middleName > D. </ middleName >

< lastName > Schira </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Smith Electric Vehicles Corp. </ street1 >

< street2 > 12200 N.W. Ambassador Drive, Ste 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > General Counsel, VP Legal & Commercial Affairs </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Charles </ firstName >

< middleName > L. </ middleName >

< lastName > Gassenheimer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o CHR Carnegie Hudson Resources </ street1 >

< street2 > 152 West 57th Street - 52nd Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chairman of the Board </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< middleName > J. </ middleName >

< lastName > Druten </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 6330 Granada Drive </ street1 >

< city > Prairie Village </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66208 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Manufacturing </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2014-10-03 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 30000000 </ totalOfferingAmount >

< totalAmountSold > 11100000 </ totalAmountSold >

< totalRemaining > 18900000 </ totalRemaining >

< clarificationOfResponse > The offering was initially approved for up to $30 million. The issuer has sold $11.1 million of Series E Preferred Stock to date and does not currently expect to sell additional amounts. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 3 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SMITH ELECTRIC VEHICLES CORP. </ issuerName >

< signatureName > /s/ Bryan L. Hansel </ signatureName >

< nameOfSigner > Bryan L. Hansel </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2014-10-14 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >