Form D Raw Data - Electronic Filing Depository

EFDID: 5141EFD: Raw Data

Issuer: Cypress Income Fund 9, LLC (0001446730) - D/A

Accession: 0001011723-10-000004 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 14, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001446730 </ cik >

< entityName > Cypress Income Fund 9, LLC </ entityName >

- < issuerAddress >

< street1 > 188 THE EMBARCADERO, SUITE 420 </ street1 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 415-281-3020 </ issuerPhoneNumber >

< jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2008 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stephen </ firstName >

< middleName > Rogers </ middleName >

< lastName > Harwood </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 188 The Embarcadero, Suite 420 </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Officer and Director of LLC Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Cypress Equipment Management Corp V </ firstName >

< lastName > NA </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 188 The Embarcadero, Suite 420 </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > LLC Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< lastName > Park </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 188 The Embarcadero, Suite 420 </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Officer of LLC Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Daniel </ firstName >

< lastName > Rael </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 188 The Embarcadero, Suite 420 </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Officer of LLC Manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Banking and Financial Services </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001011723-09-000020 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-06-05 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Cypress Capital Corporation </ recipientName >

< recipientCRDNumber > 42618 </ recipientCRDNumber >

< associatedBDName > Cypress Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 42618 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 188 The Embarcadero, Suite 420 </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94105 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MO </ state >

< state > NE </ state >

< state > NV </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > AFA Financial Group, LLC </ recipientName >

< recipientCRDNumber > 127648 </ recipientCRDNumber >

< associatedBDName > AFA Financial Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 127648 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 26637 W. Agoura Rd. </ street1 >

< city > Calabasas </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 91302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Alternative Wealth Strategies, Inc. </ recipientName >

< recipientCRDNumber > 130933 </ recipientCRDNumber >

< associatedBDName > Alternative Wealth Strategies, Inc. </ associatedBDName >

< associatedBDCRDNumber > 130933 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1040 N. Kings Highway </ street1 >

< street2 > Suite 405 </ street2 >

< city > Cherry Hill </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 08034 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > IL </ state >

< state > IN </ state >

< state > KY </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MO </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > OK </ state >

< state > PA </ state >

< state > SC </ state >

< state > TX </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Bethel Fisher and Company Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 13609 </ recipientCRDNumber >

< associatedBDName > Bethel Fisher and Company Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 701 Tama Street </ street1 >

< street2 > Building B </ street2 >

< city > Marion </ city >

< stateOrCountry > IA </ stateOrCountry >

< zipCode > 52302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Bryan D. Myers </ recipientName >

< recipientCRDNumber > 2527480 </ recipientCRDNumber >

< associatedBDName > Chapin, Davis </ associatedBDName >

< associatedBDCRDNumber > 28116 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2 Village Square, Suite 200 </ street1 >

< city > Baltimore </ city >

< stateOrCountry > MD </ stateOrCountry >

< zipCode > 21210 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > MD </ state >

< state > NY </ state >

< state > PA </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > David P. Diehl </ recipientName >

< recipientCRDNumber > 2604969 </ recipientCRDNumber >

< associatedBDName > Workman Securities Corporation </ associatedBDName >

< associatedBDCRDNumber > 31898 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 17295 Chesterfield Airport Road </ street1 >

< street2 > Suite 200 </ street2 >

< city > Chesterfield </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 63005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< state > MO </ state >

< state > NC </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Crown Capital Securities, L.P. </ recipientName >

< recipientCRDNumber > 6312 </ recipientCRDNumber >

< associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >

< associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 725 Town and Country Road </ street1 >

< street2 > Suite 530 </ street2 >

< city > Orange </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92868 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > David A. Harris </ recipientName >

< recipientCRDNumber > 500413 </ recipientCRDNumber >

< associatedBDName > David Harris and Co., Inc. </ associatedBDName >

< associatedBDCRDNumber > 45670 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 222 Mamaroneck Avenue </ street1 >

< city > White Plains </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10605 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > HI </ state >

< state > IL </ state >

< state > MD </ state >

< state > MI </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Martin C. Harris </ recipientName >

< recipientCRDNumber > 500745 </ recipientCRDNumber >

< associatedBDName > David Harris and Co., Inc. </ associatedBDName >

< associatedBDCRDNumber > 45670 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 222 Mamaroneck Avenue </ street1 >

< city > White Plains </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10605 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > FL </ state >

< state > IL </ state >

< state > MA </ state >

< state > MS </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > PA </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Dewaay Financial Network, LLC </ recipientName >

< recipientCRDNumber > 30767 </ recipientCRDNumber >

< associatedBDName > Dewaay Financial Network, LLC </ associatedBDName >

< associatedBDCRDNumber > 30767 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 13001 University Avenue </ street1 >

< city > Clive </ city >

< stateOrCountry > IA </ stateOrCountry >

< zipCode > 50325 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Martin C. Harris </ recipientName >

< recipientCRDNumber > 500745 </ recipientCRDNumber >

< associatedBDName > Chester Harris & Company, Incorporated </ associatedBDName >

< associatedBDCRDNumber > 7116 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 222 Mamaroneck Avenue </ street1 >

< city > White Plains </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10605 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > FL </ state >

< state > IL </ state >

< state > MA </ state >

< state > MS </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > PA </ state >

< state > TX </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > H. Beck, Inc. </ recipientName >

< recipientCRDNumber > 1763 </ recipientCRDNumber >

< associatedBDName > H. Beck, Inc. </ associatedBDName >

< associatedBDCRDNumber > 1763 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11140 Rockville Pike </ street1 >

< street2 > Suite 400 </ street2 >

< city > Rockville </ city >

< stateOrCountry > MD </ stateOrCountry >

< zipCode > 20852 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Michael W. Newton </ recipientName >

< recipientCRDNumber > 2185103 </ recipientCRDNumber >

< associatedBDName > Investment Planners, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18557 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 191 W. Professional Park Ct. </ street1 >

< street2 > Suite 2-B </ street2 >

< city > Bowling Green </ city >

< stateOrCountry > KY </ stateOrCountry >

< zipCode > 42104 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AZ </ state >

< state > CT </ state >

< state > FL </ state >

< state > GA </ state >

< state > IN </ state >

< state > KY </ state >

< state > MD </ state >

< state > MI </ state >

< state > NC </ state >

< state > OH </ state >

< state > PA </ state >

< state > SC </ state >

< state > TN </ state >

< state > TX </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Thomas J. Birch </ recipientName >

< recipientCRDNumber > 805540 </ recipientCRDNumber >

< associatedBDName > Mid Atlantic Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 10674 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1683 Novato Blvd. </ street1 >

< street2 > Suite 2 </ street2 >

< city > Novato </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94949 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > GA </ state >

< state > ID </ state >

< state > MO </ state >

< state > OR </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Pacific West Securities, Inc. </ recipientName >

< recipientCRDNumber > 6390 </ recipientCRDNumber >

< associatedBDName > Pacific West Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 6390 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 555 S. Renton Village Pl. </ street1 >

< street2 > Suite 700 </ street2 >

< city > Renton </ city >

< stateOrCountry > WA </ stateOrCountry >

< zipCode > 98057 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Edmund J. Cody </ recipientName >

< recipientCRDNumber > 600613 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1908 Tice Valley Blvd. </ street1 >

< street2 > Suite C </ street2 >

< city > Walnut Creek </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94595 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CO </ state >

< state > NC </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Jon E. Guay </ recipientName >

< recipientCRDNumber > 2837453 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1908 Tice Valley Blvd. </ street1 >

< street2 > Suite C </ street2 >

< city > Walnut Creek </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94595 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > NV </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Michael E. Tomren </ recipientName >

< recipientCRDNumber > 2899318 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1908 Tice Valley Blvd. </ street1 >

< street2 > Suite C </ street2 >

< city > Walnut Creek </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94595 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > FL </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MT </ state >

< state > NV </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > OR </ state >

< state > PA </ state >

< state > SD </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Donald A. Tessmer </ recipientName >

< recipientCRDNumber > 1834222 </ recipientCRDNumber >

< associatedBDName > Resource Horizons Group LLC </ associatedBDName >

< associatedBDCRDNumber > 104368 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1870 The Exchange </ street1 >

< street2 > Suite 100 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< zipCode > 30339 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< state > GA </ state >

< state > NC </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Norman G. Price </ recipientName >

< recipientCRDNumber > 2406981 </ recipientCRDNumber >

< associatedBDName > RP Capital LLC </ associatedBDName >

< associatedBDCRDNumber > 134768 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7191 Wagner Way NW </ street1 >

< street2 > Suite 302 </ street2 >

< city > Gig Harbor </ city >

< stateOrCountry > WA </ stateOrCountry >

< zipCode > 98335 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > CA </ state >

< state > FL </ state >

< state > NV </ state >

< state > OR </ state >

< state > TX </ state >

< state > WA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > David L. Goodman </ recipientName >

< recipientCRDNumber > 1429972 </ recipientCRDNumber >

< associatedBDName > Transam Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18923 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1111 Douglas Avenue </ street1 >

< city > Altamonte Springs </ city >

< stateOrCountry > FL </ stateOrCountry >

< zipCode > 32714 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CO </ state >

< state > FL </ state >

< state > GA </ state >

< state > NC </ state >

< state > OH </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Cheryl L. Knight </ recipientName >

< recipientCRDNumber > 1854248 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 27401 Los Altos </ street1 >

< street2 > Suite 285 </ street2 >

< city > Mission Viejo </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92691 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > FL </ state >

< state > ID </ state >

< state > IN </ state >

< state > KS </ state >

< state > MO </ state >

< state > NV </ state >

< state > NM </ state >

< state > NY </ state >

< state > OH </ state >

< state > OK </ state >

< state > PA </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > VSR Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 14503 </ recipientCRDNumber >

< associatedBDName > VSR Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 14503 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8620 W. 110th Street </ street1 >

< street2 > Suite 200 </ street2 >

< city > Overland Park </ city >

< stateOrCountry > KS </ stateOrCountry >

< zipCode > 66210 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Philip D. King </ recipientName >

< recipientCRDNumber > 1839138 </ recipientCRDNumber >

< associatedBDName > Calton & Associates, Inc. </ associatedBDName >

< associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 611 Hambley Blvd. </ street1 >

< city > Pikeville </ city >

< stateOrCountry > KY </ stateOrCountry >

< zipCode > 41501 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > FL </ state >

< state > GA </ state >

< state > IN </ state >

< state > KY </ state >

< state > MI </ state >

< state > NC </ state >

< state > OH </ state >

< state > SC </ state >

< state > TN </ state >

< state > VA </ state >

< state > WV </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Shawn C. Spellacy </ recipientName >

< recipientCRDNumber > 2275119 </ recipientCRDNumber >

< associatedBDName > Calton & Associates, Inc. </ associatedBDName >

< associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8035 Madison Ave, Bldg. B </ street1 >

< city > Citrus Heights </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 95610 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > IL </ state >

< state > IN </ state >

< state > NV </ state >

< state > WA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > George C. Gorman </ recipientName >

< recipientCRDNumber > 1369839 </ recipientCRDNumber >

< associatedBDName > Financial West Group </ associatedBDName >

< associatedBDCRDNumber > 16668 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4510 E. Thousand Oaks Blvd. </ street1 >

< city > Westlake Village </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 91362 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > GA </ state >

< state > MN </ state >

< state > NY </ state >

< state > PA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Marla B. Malaspina </ recipientName >

< recipientCRDNumber > 2728708 </ recipientCRDNumber >

< associatedBDName > Financial West Group </ associatedBDName >

< associatedBDCRDNumber > 16668 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1010 B Street, No. 205 </ street1 >

< city > San Rafael </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94901 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > MN </ state >

< state > NY </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Mark C. Pedersen </ recipientName >

< recipientCRDNumber > 1283866 </ recipientCRDNumber >

< associatedBDName > Harrison Douglas, Inc. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5116 Saddle Horn Trail </ street1 >

< city > Matthews </ city >

< stateOrCountry > NC </ stateOrCountry >

< zipCode > 28104 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > NC </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Paul L. White II </ recipientName >

< recipientCRDNumber > 4669396 </ recipientCRDNumber >

< associatedBDName > Heritage Financial Systems, Inc. </ associatedBDName >

< associatedBDCRDNumber > 133019 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 150 Broad Hollow Rd. </ street1 >

< city > Melville </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 11747 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< state > NJ </ state >

< state > NY </ state >

< state > PA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > John E. McKeon </ recipientName >

< recipientCRDNumber > 5286647 </ recipientCRDNumber >

< associatedBDName > Independent Financial Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1507 172nd St. NE, Ste. 201 </ street1 >

< city > Marysville </ city >

< stateOrCountry > WA </ stateOrCountry >

< zipCode > 98271 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CO </ state >

< state > FL </ state >

< state > HI </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Jeffrey D. Barlow </ recipientName >

< recipientCRDNumber > 2389890 </ recipientCRDNumber >

< associatedBDName > J.P. Turner & Company, L.L.C. </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20371 Irvine Avenue, Suite 100 </ street1 >

< city > Newport Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92660 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Larry J. Michaels </ recipientName >

< recipientCRDNumber > 4351477 </ recipientCRDNumber >

< associatedBDName > J.P. Turner & Company, L.L.C. </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20371 Irvine Avenue, Suite 100 </ street1 >

< city > Newport Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92660 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > FL </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Joel A. Beyer </ recipientName >

< recipientCRDNumber > 2515319 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 16735 Rendon Valley Road </ street1 >

< city > Ramona </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92065 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > FL </ state >

< state > MN </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > John T. Dunn </ recipientName >

< recipientCRDNumber > 2448503 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 107 Weatherston Drive, Suite 520 </ street1 >

< city > Woodstock </ city >

< stateOrCountry > GA </ stateOrCountry >

< zipCode > 30188 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > GA </ state >

< state > IL </ state >

< state > LA </ state >

< state > NC </ state >

< state > PA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > William E. Riley </ recipientName >

< recipientCRDNumber > 1493287 </ recipientCRDNumber >

< associatedBDName > Silver Oak Securities, Incorporated </ associatedBDName >

< associatedBDCRDNumber > 46947 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 512 Main Street, Suite 1400 </ street1 >

< city > Fort Worth </ city >

< stateOrCountry > TX </ stateOrCountry >

< zipCode > 76102 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 20000000 </ totalOfferingAmount >

< totalAmountSold > 19957735 </ totalAmountSold >

< totalRemaining > 42265 </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 414 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1500000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 800000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Cypress Income Fund 9, LLC </ issuerName >

< signatureName > /s/ Daniel Rael </ signatureName >

< nameOfSigner > Daniel Rael </ nameOfSigner >

< signatureTitle > Vice President of Manager of Issuer </ signatureTitle >

< signatureDate > 2010-01-14 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >