Form D Raw Data - Electronic Filing Depository

EFDID: 12558EFD: Raw Data

Issuer: DUNBAR CAPITAL MANAGEMENT LLC (0001138756) - D/A

Accession: 0001013594-10-000410 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 16, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001138756 </ cik >

< entityName > DUNBAR CAPITAL MANAGEMENT LLC </ entityName >

- < issuerAddress >

< street1 > 65 East 55th Street </ street1 >

< street2 > 35th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10022 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (212) 871-7100 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rochelle </ firstName >

< lastName > Stern Major </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 65 East 55th Street </ street1 >

< street2 > 35th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10022 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mrs. Stern Major is the CEO of each of Dunbar Capital Investors, LLC and Dunbar Capital Advisors, LLC, the Issuer's managing members (the "Managing Members"). </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Eugene </ firstName >

< lastName > Major </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 65 East 55th Street </ street1 >

< street2 > 35th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10022 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Major is the CIO of each of the Issuer's Managing Members. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 9999999997-03-043641 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 1996-07-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Lincoln Financial Advisors Corp. </ recipientName >

< recipientCRDNumber > 3978 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 350 Church Street </ street1 >

< street2 > MLFI </ street2 >

< city > Hartford </ city >

< stateOrCountry > CT </ stateOrCountry >

< zipCode > 06103 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > GA </ state >

< state > IL </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > PA </ state >

< state > SC </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Summit Equities, Inc. </ recipientName >

< recipientCRDNumber > 11039 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4 Campus Drive </ street1 >

< city > Parsippany </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 07054 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > FL </ state >

< state > GA </ state >

< state > MI </ state >

< state > NJ </ state >

< state > NY </ state >

< state > OR </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > LPL Financial Services </ recipientName >

< recipientCRDNumber > 6413 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One Beacon Street </ street1 >

< street2 > 22nd Floor </ street2 >

< city > Boston </ city >

< stateOrCountry > MA </ stateOrCountry >

< zipCode > 02108 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > AXA Advisors, LLC </ recipientName >

< recipientCRDNumber > 6627 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1290 Avenue of the Americas </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10104 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CO </ state >

< state > NY </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Securities America Inc. </ recipientName >

< recipientCRDNumber > 10205 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12325 Port Grace Boulevard </ street1 >

< city > La Vista </ city >

< stateOrCountry > NE </ stateOrCountry >

< zipCode > 68128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< state > OH </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Strategic Financial Alliance, Inc. </ recipientName >

< recipientCRDNumber > 126514 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8383 Wilshire Boulevard </ street1 >

< street2 > Suite 450 </ street2 >

< city > Beverly Hills </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 90211 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Sanders Morris Harris </ recipientName >

< recipientCRDNumber > 20580 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5700 JP Morgan Chase Tower </ street1 >

< street2 > 600 Travis, Suite 5800 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< zipCode > 77002 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OH </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Donald K. Gross </ recipientName >

< recipientCRDNumber > 1913749 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20 Hill and Dale Road </ street1 >

< city > Lebanon </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 08833 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > FL </ state >

< state > MA </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > PA </ state >

< state > TX </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Ryan Beck & Co. </ recipientName >

< recipientCRDNumber > 3248 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18 Columbia Turnpike </ street1 >

< city > Florham Park </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 07932 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NJ </ state >

< state > NY </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Commonwealth Financial Network </ recipientName >

< recipientCRDNumber > 8032 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 29 Sawyer Road </ street1 >

< city > Waltham </ city >

< stateOrCountry > MA </ stateOrCountry >

< zipCode > 02453 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< state > MA </ state >

< state > NJ </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > FSC Securities Corporation </ recipientName >

< recipientCRDNumber > 7461 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2300 Windy Ridge Parkway </ street1 >

< street2 > Suite 1100 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< zipCode > 30339 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > MA </ state >

< state > NJ </ state >

< state > OH </ state >

< state > RI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > First Heartland Capital, Inc. </ recipientName >

< recipientCRDNumber > 32460 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1839 Lake Saint Louis Boulevard </ street1 >

< city > Lake St. Louis </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 63367 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 72140278 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 217 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 2944447 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 830485 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > DUNBAR CAPITAL MANAGEMENT LLC </ issuerName >

< signatureName > /s/ Rochelle Stern Major </ signatureName >

< nameOfSigner > Rochelle Stern Major </ nameOfSigner >

< signatureTitle > CEO of the Managing Members </ signatureTitle >

< signatureDate > 2010-03-16 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >