EFDID: 97570EFD: Raw Data

Issuer: Advanced Technology Fund LLC (0001611194) - D/A

Accession: 0001013762-14-000819 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jul. 17, 2014
EFD Posted: Aug. 8, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001611194 </ cik >
  < entityName > Advanced Technology Fund LLC </ entityName >
- < issuerAddress >
  < street1 > 163 COVENTRY ROAD </ street1 >
  < city > STATEN ISLAND </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10304 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 347-223-7671 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2014 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > RICHARD </ firstName >
  < lastName > CARDINALE </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 163 COVENTRY ROAD </ street1 >
  < city > STATEN ISLAND </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10304 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Managing Member, Advanced Technology Management LLC, its Manager </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Other Investment Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  < item > 3C </ item >
  < item > 3C.1 </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001013762-14-000731 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2014-06-06 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > PHX FINANCIAL, INC. </ recipientName >
  < recipientCRDNumber > 144403 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 WALL STREET, 10TH FLOOR </ street1 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10005 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > HALYCON CABOT PARTNERS Ltd. </ recipientName >
  < recipientCRDNumber > 32664 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 405 Lexington Avenue, 7th Floor </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10174 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 25000000 </ totalOfferingAmount >
  < totalAmountSold > 1301000 </ totalAmountSold >
  < totalRemaining > 23699000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 20 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 130100 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 34500 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Finders Fee paid to Halycon Cabot Partners ltd. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 26020 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > Representing a management fee payable to Advanced Technology Management LLC, its Manager </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Advanced Technology Fund LLC </ issuerName >
  < signatureName > /s/ Richard Cardinale </ signatureName >
  < nameOfSigner > Richard Cardinale </ nameOfSigner >
  < signatureTitle > Managing Member, Advanced Technology Management LLC, its Mgr </ signatureTitle >
  < signatureDate > 2014-07-17 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jul. 17, 2014
EFD Posted: Aug. 8, 2014