Form D Raw Data - Electronic Filing Depository

EFDID: 323518EFD: Raw Data

Issuer: Pharos Capital Partners IV-A, L.P. (0001734482) - D

Accession: 0001015325-19-000024 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 9, 2019
EFD Posted: Oct. 9, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001734482 </ cik >

< entityName > Pharos Capital Partners IV-A, L.P. </ entityName >

- < issuerAddress >

< street1 > 3889 MAPLE AVENUE </ street1 >

< street2 > SUITE 400 </ street2 >

< city > DALLAS </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75219 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (214) 855-0194 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Pharos Capital RBIC, L.P. </ previousName >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2018 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > GP </ firstName >

< lastName > Pharos Capital Partners GP IV-A, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kneeland </ firstName >

< lastName > Youngblood </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joel </ firstName >

< lastName > Goldberg </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anna </ firstName >

< lastName > Kovalkova </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Phillips </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > D </ firstName >

< middleName > Robert </ middleName >

< lastName > Crants </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Pharos Capital Partners IV-A, L.P. </ street1 >

< street2 > 8 Cadillac Drive Suite 180 </ street2 >

< city > Brentwood </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37027 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2019-09-30 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1000000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Eric Rosiak </ recipientName >

< recipientCRDNumber > 53522 </ recipientCRDNumber >

< associatedBDName > B. Riley FBR, Inc. </ associatedBDName >

< associatedBDCRDNumber > 25027 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11100 Santa Monica Blvd </ street1 >

< street2 > Suite 800 </ street2 >

< city > Los Angeles </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90025 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 250000000 </ totalOfferingAmount >

< totalAmountSold > 106284000 </ totalAmountSold >

< totalRemaining > 143716000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 13 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1400000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Pharos Capital Partners IV-A, L.P. </ issuerName >

< signatureName > /s/ Joel Goldberg </ signatureName >

< nameOfSigner > Joel Goldberg </ nameOfSigner >

< signatureTitle > Vice President of General Partner </ signatureTitle >

< signatureDate > 2019-10-09 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >