Form D Raw Data - Electronic Filing Depository

EFDID: 298025EFD: Raw Data

Issuer: FIRST OTTAWA BANCSHARES INC (0001099668) - D/A

Accession: 0001099668-19-000002 () (EDGAR Files) (Form D)

Edgar Posted: Apr. 10, 2019
EFD Posted: Apr. 10, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001099668 </ cik >

< entityName > FIRST OTTAWA BANCSHARES INC </ entityName >

- < issuerAddress >

< street1 > 701 LASALLE STREET </ street1 >

< city > OTTAWA </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 815-434-0044 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

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< value > None </ value >

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< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

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< firstName > Bradley </ firstName >

< middleName > J. </ middleName >

< lastName > Armstrong </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

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< relationship > Director </ relationship >

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< firstName > Donald </ firstName >

< middleName > J. </ middleName >

< lastName > Harris </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

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< zipCode > 61350 </ zipCode >

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< relationship > Director </ relationship >

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< firstName > Brian </ firstName >

< middleName > P. </ middleName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

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< relationship > Director </ relationship >

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< firstName > John </ firstName >

< middleName > L. </ middleName >

< lastName > Cantlin </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

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< relationship > Director </ relationship >

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< relationshipClarification />

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< firstName > Steven </ firstName >

< middleName > M. </ middleName >

< lastName > Gonzalo </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

</ relatedPersonAddress >

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< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

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< relationshipClarification > President, Chief Executive Officer and Director </ relationshipClarification >

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< firstName > Michael </ firstName >

< middleName > T. </ middleName >

< lastName > Reagan </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

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< relationship > Director </ relationship >

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< firstName > Lynn </ firstName >

< middleName > M. </ middleName >

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< street1 > 701 LaSalle Street </ street1 >

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< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

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< street1 > 701 LaSalle Street </ street1 >

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< firstName > Joseph </ firstName >

< lastName > Chiariello </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

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< firstName > Bill </ firstName >

< lastName > Vogel </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

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< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

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< firstName > Joel </ firstName >

< lastName > Hambleton </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

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< zipCode > 61350 </ zipCode >

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< relationship > Executive Officer </ relationship >

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< relationshipClarification />

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< firstName > Kevin </ firstName >

< lastName > Steward </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

</ relatedPersonAddress >

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< relationship > Executive Officer </ relationship >

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- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Armstrong </ lastName >

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< street1 > 701 LaSalle Street </ street1 >

< city > Ottawa </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 61350 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

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< relationshipClarification />

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</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Commercial Banking </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001404810-18-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-11-14 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 16499990 </ totalOfferingAmount >

< totalAmountSold > 10529935 </ totalAmountSold >

< totalRemaining > 5970055 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 5 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

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< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > FIRST OTTAWA BANCSHARES INC </ issuerName >

< signatureName > Steven M. Gonzalo </ signatureName >

< nameOfSigner > Steven M. Gonzalo </ nameOfSigner >

< signatureTitle > President and Chief Executive Officer </ signatureTitle >

< signatureDate > 2019-04-08 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >