Form D Raw Data - Electronic Filing Depository

EFDID: 474784EFD: Raw Data

Issuer: WISA TECHNOLOGIES, INC. (0001682149) - D

Accession: 0001104659-23-018644 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 10, 2023
EFD Posted: Feb. 10, 2023

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001682149 </ cik >

< entityName > WISA TECHNOLOGIES, INC. </ entityName >

- < issuerAddress >

< street1 > 15268 NW GREENBRIER PKWY </ street1 >

< city > BEAVERTON </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 408-627-4716 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Summit Semiconductor LLC </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Summit Wireless Technologies, Inc. </ previousName >

< previousName > Summit Semiconductor Inc. </ previousName >

< previousName > SUMMIT SEMICONDUCTOR </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Brett </ firstName >

< lastName > Moyer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President, Chief Executive Officer, and Chairman of the Board </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > George </ firstName >

< lastName > Oliva </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Financial Officer and Secretary </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gary </ firstName >

< lastName > Williams </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Accounting Officer and Vice President of Finance </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lisa </ firstName >

< lastName > Cummins </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< middleName > M. </ middleName >

< lastName > Gilbert </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Howitt </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Helge </ firstName >

< lastName > Kristensen </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Sriram </ firstName >

< lastName > Peruvemba </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< lastName > Tobias </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Wendy </ firstName >

< lastName > Wilson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 15268 NW Greenbrier Pkwy </ street1 >

< city > Beaverton </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97006 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2023-01-31 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isOptionToAcquireType > true </ isOptionToAcquireType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Maxim Group LLC </ recipientName >

< recipientCRDNumber > 120708 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 PARK AVE, 16TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 6229708 </ totalOfferingAmount >

< totalAmountSold > 6229708 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > The combined effective offering price of each warrant which was combined with a registered share of common stock or a pre-funded warrant in lieu was $10.86, or aggregate gross proceeds of approximately $6.2M. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 548377 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Maxim Group LLC ("Maxim"), acted as the placement agent in connection with the offering. Maxim received an aggregate fee equal to 8.0% of the gross proceeds raised in the offering. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > WISA TECHNOLOGIES, INC. </ issuerName >

< signatureName > /s/ Brett Moyer </ signatureName >

< nameOfSigner > Brett Moyer </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2023-02-10 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >