EFDID: 6481EFD: Raw Data

Issuer: LOEB ARBITRAGE FUND (0000829200) - D/A

Accession: 0001140361-10-029595 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jul. 16, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0000829200 </ cik >
  < entityName > LOEB ARBITRAGE FUND </ entityName >
- < issuerAddress >
  < street1 > C/O LOEB PARTNERS CORP </ street1 >
  < street2 > 61 BROADWAY 24TH FLOOR </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 2124837048 </ issuerPhoneNumber >
  < jurisdictionOfInc > NEW YORK </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Gideon </ firstName >
  < lastName > King </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 61 Broadway </ street1 >
  < street2 > 24th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Hedge Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001013594-10-000089 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 1988-01-15 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 250000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Frederick Fruitman </ recipientName >
  < recipientCRDNumber > 1526646 </ recipientCRDNumber >
  < associatedBDName > Loeb Partners Corporation </ associatedBDName >
  < associatedBDCRDNumber > 10929 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8 Egerton Gardens </ street1 >
  < street2 > Flat 2 </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >
  < zipCode > SW3-2BP </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > J. Patrick Kearns </ recipientName >
  < recipientCRDNumber > 836964 </ recipientCRDNumber >
  < associatedBDName > Fulcrum Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 140084 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1650 Tysons Boulevard </ street1 >
  < street2 > Suite 620 </ street2 >
  < city > McLean </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 22102 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jeffrey S. Cohen </ recipientName >
  < recipientCRDNumber > 2846669 </ recipientCRDNumber >
  < associatedBDName > Stifel, Nicolaus & Company, Incorporated </ associatedBDName >
  < associatedBDCRDNumber > 793 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 600 East 96th Street </ street1 >
  < city > Indianapolis </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 46240 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Carl Cascio, Jr. </ recipientName >
  < recipientCRDNumber > 2791121 </ recipientCRDNumber >
  < associatedBDName > Loeb Partners Corporation </ associatedBDName >
  < associatedBDCRDNumber > 10929 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 61 Broadway </ street1 >
  < street2 > 24th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Said M. Armutcuoglu </ recipientName >
  < recipientCRDNumber > 2281132 </ recipientCRDNumber >
  < associatedBDName > Loeb Partners Corporation </ associatedBDName >
  < associatedBDCRDNumber > 10929 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 61 Broadway </ street1 >
  < street2 > 24th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 681391156 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 0 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 23000000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ findersFees >
  < clarificationOfResponse > Estimate represents fees paid to date. Finders receive a portion of General Partners's management fees and incentive allocations. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 115419796 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > Estimate represents management fees paid to date. General Partner receives management fee of 1.5-3% per annum of Issuer's net asset value. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > LOEB ARBITRAGE FUND </ issuerName >
  < signatureName > /s/ Gideon J. King </ signatureName >
  < nameOfSigner > Gideon J. King </ nameOfSigner >
  < signatureTitle > Manager of the General Partner </ signatureTitle >
  < signatureDate > 2010-07-16 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jul. 16, 2010
EFD Posted: Aug. 7, 2014