EFDID: 10988EFD: Raw Data

Issuer: O'Connor Global Multi-Strategy Alpha Ltd (0001403975) - D/A

Accession: 0001140361-12-015455 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 14, 2012
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001403975 </ cik >
  < entityName > O'Connor Global Multi-Strategy Alpha Ltd </ entityName >
- < issuerAddress >
  < street1 > C/O UBS HOUSE </ street1 >
  < street2 > 227 ELGIN AVENUE, P.O. BOX 852 </ street2 >
  < city > GRAND CAYMAN </ city >
  < stateOrCountry > E9 </ stateOrCountry >
  < stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >
  < zipCode > KY1-1103 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 345-914-1060 </ issuerPhoneNumber >
  < jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > UBS Multi-Strategy Alpha Limited </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Phillip </ firstName >
  < lastName > Dickie </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Windward 1 </ street1 >
  < street2 > Regatta Office Park, PO Box 897 </ street2 >
  < city > Grand Cayman </ city >
  < stateOrCountry > E9 </ stateOrCountry >
  < stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >
  < zipCode > KY1-1103 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > J. </ middleName >
  < lastName > Ferri </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 299 Park Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10171 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > E.J. </ middleName >
  < lastName > Walmsley </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Windward 1 </ street1 >
  < street2 > Regatta Office Park, PO Box 897 </ street2 >
  < city > Grand Cayman </ city >
  < stateOrCountry > E9 </ stateOrCountry >
  < stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >
  < zipCode > KY1-1103 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Hedge Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001140361-11-015967 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2000-06-01 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > UBS Global Asset Management (Americas) Inc. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > One North Wacker Drive </ street1 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > UBS Financial Services Inc. </ recipientName >
  < recipientCRDNumber > 8174 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1200 Harbor Boulevard </ street1 >
  < city > Weehawken </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07086 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > UBS Global Asset Management (Japan) Ltd. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > Shin Marunouchi Building </ street1 >
  < street2 > 5-1 Marunouchi 1-chrome, Chiyoda-Ku </ street2 >
  < city > Tokyo </ city >
  < stateOrCountry > M0 </ stateOrCountry >
  < stateOrCountryDescription > JAPAN </ stateOrCountryDescription >
  < zipCode > 100-6512 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > true </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > UBS AG London Branch </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1 Finsbury Avenue </ street1 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >
  < zipCode > EC2M 2PP </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > true </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > UBS AG Jersey Branch </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 24 Union Street </ street1 >
  < city > St. Helier, Channel Isands </ city >
  < stateOrCountry > Y9 </ stateOrCountry >
  < stateOrCountryDescription > JERSEY </ stateOrCountryDescription >
  < zipCode > 00000 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > true </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > AIM Capital Oy </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > Fabianinkatu 29, </ street1 >
  < street2 > 4th floor </ street2 >
  < city > Helsinki </ city >
  < stateOrCountry > H9 </ stateOrCountry >
  < stateOrCountryDescription > FINLAND </ stateOrCountryDescription >
  < zipCode > 00100 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > true </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 459256986 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 140 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 2560350 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Includes sales commissions paid to all placement agents listed in this Form D. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > O'Connor Global Multi-Strategy Alpha Ltd </ issuerName >
  < signatureName > /s/ William J. Ferri </ signatureName >
  < nameOfSigner > William J. Ferri </ nameOfSigner >
  < signatureTitle > Director </ signatureTitle >
  < signatureDate > 2012-03-14 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 14, 2012
EFD Posted: Aug. 7, 2014