EFDID: 81521EFD: Raw Data

Issuer: PROVECTUS PHARMACEUTICALS INC (0000315545) - D

Accession: 0001140361-13-037057 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Sep. 26, 2013
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0000315545 </ cik >
  < entityName > PROVECTUS PHARMACEUTICALS INC </ entityName >
- < issuerAddress >
  < street1 > 7327 OAK RIDGE HWY </ street1 >
  < street2 > SUITE A </ street2 >
  < city > KNOXVILLE </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 866-594-5999 </ issuerPhoneNumber >
  < jurisdictionOfInc > NEVADA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > Zamage Digital Imaging Inc. </ previousName >
  < previousName > SPM Group Inc. </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > ZAMAGE DIGITAL IMAGING INC </ previousName >
  < previousName > SPM GROUP INC </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Peter </ firstName >
  < middleName > R. </ middleName >
  < lastName > Culpepper </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > CFO, COO, CAO </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Alfred </ firstName >
  < middleName > E. </ middleName >
  < lastName > Smith IV </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kelly </ firstName >
  < middleName > M. </ middleName >
  < lastName > McMasters </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > H. </ firstName >
  < middleName > Craig </ middleName >
  < lastName > Dees </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > CEO </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Timothy </ firstName >
  < middleName > C. </ middleName >
  < lastName > Scott </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jan </ firstName >
  < lastName > Koe </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Eric </ firstName >
  < middleName > A. </ middleName >
  < lastName > Wachter </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7327 Oak Ridge Highway </ street1 >
  < street2 > SUITE A </ street2 >
  < city > Knoxville </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 37931 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Technology Officer </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pharmaceuticals </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > No Revenues </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2013-03-12 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isOptionToAcquireType > true </ isOptionToAcquireType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Network 1 Financial Securities, Inc. </ recipientName >
  < recipientCRDNumber > 13577 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > The Galleria, Penthouse </ street1 >
  < street2 > 2 Bridge Avenue, Building 2 </ street2 >
  < city > Red Bank </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > true </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Maxim Group LLC </ recipientName >
  < recipientCRDNumber > 1207087 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 405 Lexington Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10174 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > PR </ state >
  < description > PUERTO RICO </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 16000000 </ totalOfferingAmount >
  < totalAmountSold > 7798037 </ totalAmountSold >
  < totalRemaining > 8201963 </ totalRemaining >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 67 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 1600000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Placement agent will receive a 10% commission plus warrants to purchase 10% of the aggregate number of shares of common stock issued in the offering, with an exercise price of $1.00 per share. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 1000000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > PROVECTUS PHARMACEUTICALS INC </ issuerName >
  < signatureName > /s/Peter R. Culpepper </ signatureName >
  < nameOfSigner > Peter R. Culpepper </ nameOfSigner >
  < signatureTitle > Chief Financial Officer </ signatureTitle >
  < signatureDate > 2013-09-26 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Sep. 26, 2013
EFD Posted: Aug. 7, 2014