EFDID: 31448EFD: Raw Data

Issuer: Vollero Beach Capital Fund LP (0001466356) - D/A

Accession: 0001140361-14-012298 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 12, 2014
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001466356 </ cik >
  < entityName > Vollero Beach Capital Fund LP </ entityName >
- < issuerAddress >
  < street1 > 777 THIRD AVENUE </ street1 >
  < street2 > 14TH FLOOR </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 212-584-0500 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2009 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > n/a </ firstName >
  < lastName > Vollero Beach Associates LLC </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 777 Third Avenue </ street1 >
  < street2 > 14th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > The General Partner of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > n/a </ firstName >
  < lastName > Vollero Beach Capital Partners LLC </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 777 Third Avenue </ street1 >
  < street2 > 14th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > The Investment Advisor of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Robert </ firstName >
  < middleName > A. </ middleName >
  < lastName > Vollero </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vollero Beach Associates LLC </ street1 >
  < street2 > 777 Third Avenue, 14th FL </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Mr. Vollero is a Managing Member of both the General Partner and the Investment Advisor of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Gentry </ firstName >
  < middleName > T. </ middleName >
  < lastName > Beach </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vollero Beach Associates LLC </ street1 >
  < street2 > 777 Third Avenue, 14th FL </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Mr. Beach is a Managing Member of both the General Partner and the Investment Advisor of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Lubman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vollero Beach Associates LLC </ street1 >
  < street2 > 777 Third Avenue, 14th FL </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Mr. Lubman is the Chief Financial Officer and the Chief Operating Officer of both the General Partner and the Investment Advisor of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Hedge Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001140361-13-011177 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2009-06-09 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived by the General Partner in its sole discretion. </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 1000000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Phillip M. Plant </ recipientName >
  < recipientCRDNumber > 364393 </ recipientCRDNumber >
  < associatedBDName > Herndon Plant Oakley, Ltd. </ associatedBDName >
  < associatedBDCRDNumber > 44971 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 800 North Shoreline Blvd. </ street1 >
  < street2 > Suite 2200 South </ street2 >
  < city > Corpus Christi </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Miller III </ recipientName >
  < recipientCRDNumber > 1745853 </ recipientCRDNumber >
  < associatedBDName > Hamilton Miller Investments, LLC </ associatedBDName >
  < associatedBDCRDNumber > 41896 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5350 S. Roslyn Street </ street1 >
  < street2 > Suite 350 </ street2 >
  < city > Greenwood Village </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80111 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jonathan T. Sands </ recipientName >
  < recipientCRDNumber > 2739071 </ recipientCRDNumber >
  < associatedBDName > Artist Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 153937 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 601 Lexington Avenue </ street1 >
  < street2 > 51st Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10022 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Debra L. Pipines </ recipientName >
  < recipientCRDNumber > 1503019 </ recipientCRDNumber >
  < associatedBDName > Asperion Group LLC </ associatedBDName >
  < associatedBDCRDNumber > 121057 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 152 West 57th Street </ street1 >
  < street2 > 18th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10019 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > George Robert Pidgeon Jr. </ recipientName >
  < recipientCRDNumber > 2099579 </ recipientCRDNumber >
  < associatedBDName > Triple A Partners LLC </ associatedBDName >
  < associatedBDCRDNumber > 142790 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1714 16th Street </ street1 >
  < city > Santa Monica </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90404 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Neal Tracy Berger </ recipientName >
  < recipientCRDNumber > 2079049 </ recipientCRDNumber >
  < associatedBDName > KJM Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20277 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 48 Sagamore Road, Suite 29 </ street1 >
  < city > Bronxville </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10798 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brodie Dean Barnes </ recipientName >
  < recipientCRDNumber > 2368626 </ recipientCRDNumber >
  < associatedBDName > KCG Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 151200 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12961 S. Minuteman Drive </ street1 >
  < street2 > Suite 200A </ street2 >
  < city > Draper </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84010 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 117670500 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse > The total amount sold and the number of investors reflected in this Form D do not take redemptions and/or withdrawals inot consideration. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 88 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 893301 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > The amount disclosed represents the total amount of sales commission which has paid to persons who are presently and who have previously been disclosed in Item 12. Only current recipients are disclosed in Item 12. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Vollero Beach Capital Fund LP </ issuerName >
  < signatureName > /s/ Michael Lubman </ signatureName >
  < nameOfSigner > Michael Lubman </ nameOfSigner >
  < signatureTitle > CFO of the General Partner of the Issuer </ signatureTitle >
  < signatureDate > 2014-03-12 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 12, 2014
EFD Posted: Aug. 7, 2014