EFDID: 105523EFD: Raw Data

Issuer: Falco Resources Ltd. (0001555980) - D

Accession: 0001140361-14-039816 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Nov. 3, 2014
EFD Posted: Nov. 3, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001555980 </ cik >
  < entityName > Falco Resources Ltd. </ entityName >
- < issuerAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > VANCOUVER </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 604-336-6346 </ issuerPhoneNumber >
  < jurisdictionOfInc > BRITISH COLUMBIA, CANADA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > Falco Pacific Resource Group Inc. </ previousName >
  < previousName > Druk Capital Partners Inc. </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2010 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Trent </ firstName >
  < lastName > Mell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > James </ firstName >
  < lastName > Davidson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Byron </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Gordon </ firstName >
  < lastName > Neal </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Sean </ firstName >
  < lastName > Roosen </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Suite 1328, 885 W. Georgia Street </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6C 3E8 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2014-10-22 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Scotia Capital Inc. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Scotia Capital (USA) Inc. </ associatedBDName >
  < associatedBDCRDNumber > 2739 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 40 King Street West, 66th Floor </ street1 >
  < city > Toronto </ city >
  < stateOrCountry > A6 </ stateOrCountry >
  < stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >
  < zipCode > M5H 2X5 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Macquarie Capital Markets Canada Inc. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 181 Bay Street, Suite 3100, </ street1 >
  < city > Toronto </ city >
  < stateOrCountry > A6 </ stateOrCountry >
  < stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >
  < zipCode > M5J 2T3 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Raymond James Ltd. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 40 King Street W., Suite 5300 </ street1 >
  < city > Toronto </ city >
  < stateOrCountry > A6 </ stateOrCountry >
  < stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >
  < zipCode > M5H 3V2 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Pope & Company Limited </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 40 University Avenue, Suite 420, </ street1 >
  < city > Toronto </ city >
  < stateOrCountry > A6 </ stateOrCountry >
  < stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >
  < zipCode > M5J 1T1 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Euro Pacific Canada Inc. </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 150 York Street, Suite 1100 </ street1 >
  < city > Toronto </ city >
  < stateOrCountry > A6 </ stateOrCountry >
  < stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >
  < zipCode > M5H 3S5 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Axemen Resource Capital </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1177 W. Hastings Street, Suite 2310 </ street1 >
  < city > Vancouver </ city >
  < stateOrCountry > A1 </ stateOrCountry >
  < stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >
  < zipCode > V6E 2K3 </ zipCode >
  </ recipientAddress >
  < statesOfSolicitationList />
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 891376 </ totalOfferingAmount >
  < totalAmountSold > 891376 </ totalAmountSold >
  < totalRemaining > 0 </ totalRemaining >
  < clarificationOfResponse > US$1.00=CAD$1.1219 </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 53483 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > In addition to the cash commission of $53,483, the agents received 133,338 broker warrants, exercisable at Cdn$0.5625 for 24 months following closing </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Falco Resources Ltd. </ issuerName >
  < signatureName > /s/ Trent Mell </ signatureName >
  < nameOfSigner > Trent Mell </ nameOfSigner >
  < signatureTitle > President & Chief Executive Officer </ signatureTitle >
  < signatureDate > 2014-10-31 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Nov. 3, 2014
EFD Posted: Nov. 3, 2014