Form D Raw Data - Electronic Filing Depository

EFDID: 153406EFD: Raw Data

Issuer: Avidbank Holdings, Inc. (0001443575) - D

Accession: 0001140361-15-042575 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 23, 2015
EFD Posted: Nov. 23, 2015

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001443575 </ cik >

< entityName > Avidbank Holdings, Inc. </ entityName >

- < issuerAddress >

< street1 > 400 EMERSON STREET </ street1 >

< city > PALO ALTO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 650-843-2265 </ issuerPhoneNumber >

< jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Peninsula Bank Holding Co. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > PENINSULA BANK HOLDING CO </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mark </ firstName >

< middleName > D. </ middleName >

< lastName > Mordell </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< middleName > D. </ middleName >

< lastName > Brenner </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ronald </ firstName >

< lastName > Oliveira </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Steven </ firstName >

< lastName > Leen </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Dori </ firstName >

< lastName > Hamilton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Larry </ firstName >

< lastName > LaCroix </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kristofer </ firstName >

< middleName > W. </ middleName >

< lastName > Biorn </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson sTreet </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< middleName > V. </ middleName >

< lastName > Campbell </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lisa </ firstName >

< middleName > B. </ middleName >

< lastName > Hendrickson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bryan </ firstName >

< middleName > C. </ middleName >

< lastName > Polster </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Roxy </ firstName >

< middleName > H. </ middleName >

< lastName > Rapp </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Rosinus </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo Alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Daniel </ firstName >

< middleName > P. </ middleName >

< lastName > Vetras </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 400 Emerson Street </ street1 >

< city > Palo alto </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94301 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Commercial Banking </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-11-12 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Subordinated Notes </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Sandler O'Neill + Partners, L.P. </ recipientName >

< recipientCRDNumber > 23328 </ recipientCRDNumber >

< associatedBDName > Sandler O'Neill + Partners, L.P. </ associatedBDName >

< associatedBDCRDNumber > 23328 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1251 Avenue of the Americas </ street1 >

< street2 > 6th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10020 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 12000000 </ totalOfferingAmount >

< totalAmountSold > 12000000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 3 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 300000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Avidbank Holdings, Inc. </ issuerName >

< signatureName > /s/ Steven Leen </ signatureName >

< nameOfSigner > Steven Leen </ nameOfSigner >

< signatureTitle > EVP and CFO </ signatureTitle >

< signatureDate > 2015-11-20 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >