Form D Raw Data - Electronic Filing Depository

EFDID: 99510EFD: Raw Data

Issuer: MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc (0001609154) - D/A

Accession: 0001140361-17-028375 () (EDGAR Files) (Form D)

Edgar Posted: Jul. 21, 2017
EFD Posted: Jul. 21, 2017

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001609154 </ cik >

< entityName > MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc </ entityName >

- < issuerAddress >

< street1 > 33 SIR JOHN ROGERSON'S QUAY </ street1 >

< city > DUBLIN 2 </ city >

< stateOrCountry > L2 </ stateOrCountry >

< stateOrCountryDescription > IRELAND </ stateOrCountryDescription >

< zipCode > D2 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 212-230-3893 </ issuerPhoneNumber >

< jurisdictionOfInc > IRELAND </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Public Limited Company </ entityTypeOtherDesc >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2013 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > MacKay Shields, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1345 Avenue of the Americas </ street1 >

< street2 > 43rd Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< lastName > Phlegar </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1345 Avenue of the Americas </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lucille </ firstName >

< lastName > Protas </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1345 Avenue of the Americas </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Denise </ firstName >

< lastName > Kinsella </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 33 Sir John Rogerson's Quay </ street1 >

< city > Dublin 2 </ city >

< stateOrCountry > L2 </ stateOrCountry >

< stateOrCountryDescription > IRELAND </ stateOrCountryDescription >

< zipCode > D2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Eilish </ firstName >

< lastName > Finan </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 33 Sir John Rogerson's Quay </ street1 >

< city > Dublin 2 </ city >

< stateOrCountry > L2 </ stateOrCountry >

< stateOrCountryDescription > IRELAND </ stateOrCountryDescription >

< zipCode > D2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Young </ firstName >

< lastName > Lee </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1345 Avenue of the Americas </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10105 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001140361-16-073085 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-02-19 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > NYLIFE Distributors, LLC </ recipientName >

< recipientCRDNumber > 35350 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30 Hudson Street </ street1 >

< street2 > 22nd Floor </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Therese M. Hernandez </ recipientName >

< recipientCRDNumber > 3180225 </ recipientCRDNumber >

< associatedBDName > NYLIFE Distributors LLC </ associatedBDName >

< associatedBDCRDNumber > 35350 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30 Hudson Street </ street1 >

< street2 > 22nd Floor </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kirk C. Kashevaroff </ recipientName >

< recipientCRDNumber > 2304202 </ recipientCRDNumber >

< associatedBDName > NYLIFE Distributors LLC </ associatedBDName >

< associatedBDCRDNumber > 35350 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30 Hudson Street </ street1 >

< street2 > 22nd Floor </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > John W. Akkerman </ recipientName >

< recipientCRDNumber > 2780712 </ recipientCRDNumber >

< associatedBDName > NYLIFE Distributors LLC </ associatedBDName >

< associatedBDCRDNumber > 35350 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30 Hudson Street </ street1 >

< street2 > 22nd Floor </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Not Applicable </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > McMorgan & Company Capital Advisors LLC </ associatedBDName >

< associatedBDCRDNumber > 137222 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One Front Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 243845019 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > This figure has been calculated since inception as of the filing date. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 15 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 500000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc </ issuerName >

< signatureName > /s/ Lucille Protas </ signatureName >

< nameOfSigner > Lucille Protas </ nameOfSigner >

< signatureTitle > Director </ signatureTitle >

< signatureDate > 2017-07-14 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >