Form D Raw Data - Electronic Filing Depository

EFDID: 135347EFD: Raw Data

Issuer: COLI VUL-7 SERIES ACCOUNT (0001157174) - D

Accession: 0001157174-15-000001 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 6, 2015
EFD Posted: Feb. 6, 2015

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001157174 </ cik >

< entityName > COLI VUL-7 SERIES ACCOUNT </ entityName >

- < issuerAddress >

< street1 > 8515 EAST ORCHARD ROAD </ street1 >

< city > GREENWOOD VILLAGE </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 3037373000 </ issuerPhoneNumber >

< jurisdictionOfInc > COLORADO </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Insurance Company Separate Account </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Insurance Company </ firstName >

< lastName > Great-West Life & Annuity </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 8515 E. Orchard Road </ street1 >

< city > Greenwood Village </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The issuer is an insurance company separate account established and maintained by Great-West Life & Annuity Insurance Company pursuant to applicable state law to fund variable life insurance contracts. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2002-05-30 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Variable life insurance contract </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Scott Cohen </ recipientName >

< recipientCRDNumber > 2400506 </ recipientCRDNumber >

< associatedBDName > NFP Advisor Services LLC </ associatedBDName >

< associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1250 Capital of Texas Highway S </ street1 >

< street2 > #2-125 </ street2 >

< city > Austin </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Delay </ recipientName >

< recipientCRDNumber > 64444 </ recipientCRDNumber >

< associatedBDName > NFP Advisor Services LLC </ associatedBDName >

< associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1250 Capital of Texas Highway S </ street1 >

< street2 > #2-125 </ street2 >

< city > Austin </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joseph A Thompson </ recipientName >

< recipientCRDNumber > 445874 </ recipientCRDNumber >

< associatedBDName > ValMark Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 818 A1A North </ street1 >

< street2 > Ste 304 </ street2 >

< city > Ponte Vedra Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32082 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Phillip Currie, Jr. </ recipientName >

< recipientCRDNumber > 1942867 </ recipientCRDNumber >

< associatedBDName > ValMark Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 818 A1A North </ street1 >

< street2 > Suite 304 </ street2 >

< city > Ponte Vedra Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32082 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Michael D. Shannon </ recipientName >

< recipientCRDNumber > 1314743 </ recipientCRDNumber >

< associatedBDName > Newport Group Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 International Parkway </ street1 >

< street2 > Suite 270 </ street2 >

< city > Heathrow </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jason Burlie </ recipientName >

< recipientCRDNumber > 4072452 </ recipientCRDNumber >

< associatedBDName > MullinTBG </ associatedBDName >

< associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 N Sepulveda Blvd </ street1 >

< street2 > Ste 500 </ street2 >

< city > El Segundo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90245 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Robert E Nienaber </ recipientName >

< recipientCRDNumber > 2526039 </ recipientCRDNumber >

< associatedBDName > NFP Advisor Services LLC </ associatedBDName >

< associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1250 Capital of TX Hwy S </ street1 >

< street2 > #2-125 </ street2 >

< city > Austin </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Robert W Steinke </ recipientName >

< recipientCRDNumber > 2776185 </ recipientCRDNumber >

< associatedBDName > Janney Montgomery Scott LLC </ associatedBDName >

< associatedBDCRDNumber > 463 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1801 Market Street </ street1 >

< city > Philadelphia </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19103 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Donald P Harringon </ recipientName >

< recipientCRDNumber > 1540881 </ recipientCRDNumber >

< associatedBDName > FAS Corp </ associatedBDName >

< associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4747 W 135th Street </ street1 >

< street2 > Ste 100 </ street2 >

< city > Leawood </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66224 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott Seibel </ recipientName >

< recipientCRDNumber > 4047361 </ recipientCRDNumber >

< associatedBDName > FAS Corp </ associatedBDName >

< associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4747 W 135th Street </ street1 >

< street2 > Ste 100 </ street2 >

< city > Leawood </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66224 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > David Cammack </ recipientName >

< recipientCRDNumber > 2752356 </ recipientCRDNumber >

< associatedBDName > Newport Group Securities Inc </ associatedBDName >

< associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 International Pkwy </ street1 >

< street2 > Ste 270 </ street2 >

< city > Heathrow </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32746 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Herman R Wehmeier Jr </ recipientName >

< recipientCRDNumber > 833473 </ recipientCRDNumber >

< associatedBDName > Executive Services Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 25299 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3445 Peachtree Rd NE </ street1 >

< street2 > Ste 200 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30326 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IA </ state >

< description > IOWA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > MIchael E Nolan </ recipientName >

< recipientCRDNumber > 1157483 </ recipientCRDNumber >

< associatedBDName > Lincoln Financial Advisors Group </ associatedBDName >

< associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6720-B Rockledge Dr </ street1 >

< street2 > #140 </ street2 >

< city > Bethesda </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 20817 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James R Thomas Jr </ recipientName >

< recipientCRDNumber > 845846 </ recipientCRDNumber >

< associatedBDName > AXA Advisors LLC </ associatedBDName >

< associatedBDCRDNumber > 6627 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One E Franklin St </ street1 >

< street2 > #300 </ street2 >

< city > Baltimore </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21202 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Henry B Thomas </ recipientName >

< recipientCRDNumber > 1186107 </ recipientCRDNumber >

< associatedBDName > AXA Advisors LLC </ associatedBDName >

< associatedBDCRDNumber > 6627 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One E Franklin St </ street1 >

< street2 > #300 </ street2 >

< city > Baltimore </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21202 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Suzette M Clark </ recipientName >

< recipientCRDNumber > 3153620 </ recipientCRDNumber >

< associatedBDName > Lockton Financial Advisors LLC </ associatedBDName >

< associatedBDCRDNumber > 137476 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 444 W 47th Street </ street1 >

< street2 > Ste 900 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 64112 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MO </ state >

< description > MISSOURI </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bruce H Brownell </ recipientName >

< recipientCRDNumber > 1779959 </ recipientCRDNumber >

< associatedBDName > Valmark Securities </ associatedBDName >

< associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 818 A1A North </ street1 >

< street2 > Ste 304 </ street2 >

< city > Ponte Vedra Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32082 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lawrence Comp </ recipientName >

< recipientCRDNumber > 5707408 </ recipientCRDNumber >

< associatedBDName > FAS Corp </ associatedBDName >

< associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4747 W 135th Street </ street1 >

< street2 > Ste 100 </ street2 >

< city > Leawood </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66224 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kal Peters </ recipientName >

< recipientCRDNumber > 4912475 </ recipientCRDNumber >

< associatedBDName > FAS Corp </ associatedBDName >

< associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4747 W 135th Street </ street1 >

< street2 > Ste 100 </ street2 >

< city > Leawood </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66224 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > DE </ state >

< description > DELAWARE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Don Tippett </ recipientName >

< recipientCRDNumber > 1039831 </ recipientCRDNumber >

< associatedBDName > MullinTBG </ associatedBDName >

< associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 N Sepulveda Blvd </ street1 >

< street2 > #500 </ street2 >

< city > El Segundo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90245 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 1188713207 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 105 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Sales comp paid by Ins Co. out of its own resources. The Co. periodically deducts insurance & other contract charges from amounts allocated to the separate account-issuer in accordance with the terms of the applicable variable life insurance contract. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > COLI VUL-7 SERIES ACCOUNT </ issuerName >

< signatureName > /s/ Ron Laeyendecker </ signatureName >

< nameOfSigner > Ron Laeyendecker </ nameOfSigner >

< signatureTitle > SVP, Executive Benefits Markets </ signatureTitle >

< signatureDate > 2015-02-06 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >