Form D Raw Data - Electronic Filing Depository

EFDID: 76117EFD: Raw Data

Issuer: VISUALANT INC (0001074828) - D

Accession: 0001161697-13-000411 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 18, 2013
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0706 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001074828 </ cik >

< entityName > VISUALANT INC </ entityName >

- < issuerAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 206-903-1351 </ issuerPhoneNumber >

< jurisdictionOfInc > NEVADA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Visualant, INC </ previousName >

< previousName > STARBERRYS CORP </ previousName >

< previousName > CIGAR KING CORP </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ronald </ firstName >

< middleName > P. </ middleName >

< lastName > Erickson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mark </ firstName >

< middleName > E. </ middleName >

< lastName > Scott </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Gingo </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Marco </ firstName >

< lastName > Hegyi </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jon </ firstName >

< lastName > Pepper </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Mander </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Todd </ firstName >

< lastName > Sames </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ichiro </ firstName >

< lastName > Takesako </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 500 UNION STREET </ street1 >

< street2 > SUITE 420 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-06-14 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > GVC CAPITAL </ recipientName >

< recipientCRDNumber > 38923 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5350 S ROSLYN </ street1 >

< city > GREENWOOD VILLAGE </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 5230000 </ totalOfferingAmount >

< totalAmountSold > 5230000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > 52,300,000 units issued to participants in the company's private placement which closed 06/14/2013. Each subscription unit consists of 1 common share @ $0.10 per share, 1 five year warrant @ $0.15 per share and 1 five year warrant @ $0.20 per share. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 41 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 466600 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > In addition, 5,230,000 Placement Agent Warrants exercisable at $.10 and 5,230,000 Placement Agent Warrants exercisable at $.15. See the Company's 8-K dated June 14, 2013, filed on June 18, 2013, for further clarification. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 1683000 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > James M. Gingo, director, received $1,030,000 for payment of loan & interest & company paid liabilities of $128,000. In addition, Ronald P. Erickson, President & CEO, received $460,000 for repayment of loans & $65,000 for repayment of accrued liabilities. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > VISUALANT INC </ issuerName >

< signatureName > /s/ Mark Scott </ signatureName >

< nameOfSigner > Mark Scott </ nameOfSigner >

< signatureTitle > CFO </ signatureTitle >

< signatureDate > 2013-06-18 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >