EFDID: 13042EFD: Raw Data

Issuer: ZALICO VARIABLE SERIES III SEPARATE ACCOUNT (0001167612) - D/A

Accession: 0001167612-12-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: May. 23, 2012
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0705 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001167612 </ cik >
  < entityName > ZALICO VARIABLE SERIES III SEPARATE ACCOUNT </ entityName >
- < issuerAddress >
  < street1 > 1400 AMERICAN LANE </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 917-534-4500 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > KILICO Variable Series III Separate Account </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > KILICO VARIABLE SERIES III SEPARATE ACCOUNT </ previousName >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Insurance Company Separate Account </ entityTypeOtherDesc >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < issuerList >
- < issuer >
  < cik > 0000351754 </ cik >
  < entityName > Zurich American Life Insurance Co </ entityName >
- < issuerAddress >
  < street1 > 1400 AMERICAN LANE </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 917-534-4500 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > Kemper Investors Life Insurance Company </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > KEMPER INVESTORS LIFE INSURANCE CO </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ issuer >
  </ issuerList >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Dietz </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President, Chief Executive Officer and Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Dawn </ firstName >
  < lastName > Fritz-Cummings </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1400 American Lane </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Richard </ firstName >
  < lastName > Hauser </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1400 American Lane </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Nicolas </ firstName >
  < lastName > Burnet </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Mythenquai 2 </ street1 >
  < city > Zurich </ city >
  < stateOrCountry > V8 </ stateOrCountry >
  < stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >
  < zipCode > 8022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Patrick </ firstName >
  < lastName > Carty </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Richard </ firstName >
  < lastName > Grilli </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Senior Vice President and Chief Operating Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jeffrey </ firstName >
  < lastName > Horton </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Senior Vice President, Finance and Treasurer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Cathy </ firstName >
  < lastName > Hall </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15375 SE 30th Place </ street1 >
  < city > Bellevue </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Compliance Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Rohwetter </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Investment Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Cathy </ firstName >
  < lastName > Ehrlich </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Actuary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Dennis </ firstName >
  < lastName > Roberts </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2000 West Sam Houston Parkway </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77042 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Sherif </ firstName >
  < lastName > Zakhary </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 105 East 17th Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10003 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Insurance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001140361-11-010059 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 1997-09-25 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Interests in ZALICO Variable Series II Separate Account pursuant to Series IV survivorship variable life insurance policies </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Wells Fargo Insurance Services Investment Advisors, Inc. </ recipientName >
  < recipientCRDNumber > 35419 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 301 South College Street </ street1 >
  < street2 > 19th Floor, Mail Code: D1053-190 </ street2 >
  < city > Charlotte </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 28202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Benefit Finance Securities </ recipientName >
  < recipientCRDNumber > 45113 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6 City Place Drive, Suite 400 </ street1 >
  < city > St. Louis </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63141 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 2507522 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 4 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 68973 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > true </ authorizedRepresentative >
- < signature >
  < issuerName > ZALICO VARIABLE SERIES III SEPARATE ACCOUNT </ issuerName >
  < signatureName > Richard W. Grilli </ signatureName >
  < nameOfSigner > Richard W. Grilli </ nameOfSigner >
  < signatureTitle > Chief Operating Officer and Senior Vice President </ signatureTitle >
  < signatureDate > 2012-05-23 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: May. 23, 2012
EFD Posted: Aug. 7, 2014