EFDID: 13042EFD: Raw Data

Issuer: ZALICO VARIABLE SERIES III SEPARATE ACCOUNT (0001167612) - D/A

Accession: 0001167612-24-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Apr. 3, 2024
EFD Posted: Apr. 3, 2024
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001167612 </ cik >
  < entityName > ZALICO VARIABLE SERIES III SEPARATE ACCOUNT </ entityName >
- < issuerAddress >
  < street1 > 1299 ZURICH WAY </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 425-577-5100 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > KILICO Variable Series III Separate Account </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > KILICO VARIABLE SERIES III SEPARATE ACCOUNT </ previousName >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Insurance Company Separate Account </ entityTypeOtherDesc >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < issuerList >
- < issuer >
  < cik > 0000351754 </ cik >
  < entityName > Zurich American Life Insurance Co </ entityName >
- < issuerAddress >
  < street1 > 1299 ZURICH WAY </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 425-577-5100 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > Kemper Investors Life Insurance Company </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > KEMPER INVESTORS LIFE INSURANCE CO </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ issuer >
  </ issuerList >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Fike </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President, Chief Executive Officer, Chairman and Director of Zurich American Life Insurance Company (ZALICO) </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Laura </ firstName >
  < lastName > Lazarczyk </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director, Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Rohwetter </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Chief Investment Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Farah </ firstName >
  < lastName > Rehman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2000 West Sam Houston Parkway </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77042 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Responsible Officer, Illustrations of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Prithpal </ firstName >
  < lastName > Ruprai </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15303 Dallas Parkway </ street1 >
  < city > Addison </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75001 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Treasurer and Chief Financial Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Stefan </ firstName >
  < lastName > Dunajewski </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Illustration Actuary and Chief Actuary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Dave </ firstName >
  < lastName > Dampman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7045 College Boulevard </ street1 >
  < city > Overland Park </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66211 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Operations of Zurich American Life Insurance Company. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Eoin </ firstName >
  < lastName > McNamara </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Chief Risk Officer of Zurich American Life Insurance Company. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Susan </ firstName >
  < lastName > Havrish </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Head of Product & Underwriting of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Christopher </ firstName >
  < lastName > Howard </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Head of Market Management of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Girish </ firstName >
  < lastName > Rao </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Chief Operations Officer, Technology and Innovation of ZALICO </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Stacy </ firstName >
  < lastName > Patacscil </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Rule 38a-1 Chief Compliance Officer of ZALICO </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Insurance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06c </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001167612-23-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 1997-09-25 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Interests in ZALICO Variable Series III Separate Account pursuant to Series IV survivorship variable life insurance policies </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 10000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Benefit Finance Securities </ recipientName >
  < recipientCRDNumber > 45113 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6 City Place Drive, Suite 400 </ street1 >
  < city > St. Louis </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63141 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 2730664 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 103393 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > true </ authorizedRepresentative >
- < signature >
  < issuerName > ZALICO VARIABLE SERIES III SEPARATE ACCOUNT </ issuerName >
  < signatureName > Dave Dampman </ signatureName >
  < nameOfSigner > Dave Dampman </ nameOfSigner >
  < signatureTitle > Vice President </ signatureTitle >
  < signatureDate > 2024-04-03 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Apr. 3, 2024
EFD Posted: Apr. 3, 2024