Form D Raw Data - Electronic Filing Depository

EFDID: 7418EFD: Raw Data

Issuer: ALUNG TECHNOLOGIES INC (0001179295) - D/A

Accession: 0001179295-10-000003 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 22, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001179295 </ cik >

< entityName > ALUNG TECHNOLOGIES INC </ entityName >

- < issuerAddress >

< street1 > 333 EAST CARSON STREET </ street1 >

< street2 > SUITE 517A </ street2 >

< city > PITTSBURGH </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15219 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 412-697-3370 </ issuerPhoneNumber >

< jurisdictionOfInc > PENNSYLVANIA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Peter </ firstName >

< middleName > M. </ middleName >

< lastName > DeComo </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1061 Old Orchard Drive </ street1 >

< city > Gibsonia </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15044 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Nicholas </ firstName >

< middleName > J. </ middleName >

< lastName > Kuhn </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 53 Hoodridge Drive </ street1 >

< city > Pittsburgh </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15228 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gerald </ firstName >

< middleName > E. </ middleName >

< lastName > McGinnis </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3585 Hills Church Rd. </ street1 >

< city > Export </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15632 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > William </ firstName >

< lastName > Ross </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o ALung Technologies, INc. </ street1 >

< street2 > 333 E. Carson St., Suite 517A </ street2 >

< city > Pittsburgh </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15219 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joseph </ firstName >

< middleName > J </ middleName >

< lastName > Stevens </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > P.O. Box 191 </ street1 >

< city > West Point </ city >

< stateOrCountry > MS </ stateOrCountry >

< stateOrCountryDescription > MISSISSIPPI </ stateOrCountryDescription >

< zipCode > 39773 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > No Revenues </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001179295-10-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2010-02-09 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 5000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Trustmont Financial Group, Inc. </ recipientName >

< recipientCRDNumber > 18312 </ recipientCRDNumber >

< associatedBDName > Melvin Pirchesky </ associatedBDName >

< associatedBDCRDNumber > 1143100 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > Scenic Drive Professional Center </ street1 >

< street2 > 200 Brush Run Road, Suite A </ street2 >

< city > Greensburg </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 13500000 </ totalOfferingAmount >

< totalAmountSold > 13500000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 62 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 448876 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > In addition to cash compensation, ALung Technologies, Inc. will grant to Trustmont Financial Group up to 425,000 shares of Series A Stock, and a warrant to purchase up to 410,000 shares of Series A Stock contingent on the total amount actually raised. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > No payments to executive officers or directors are proposed in excess of ordinary compensation. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > ALUNG TECHNOLOGIES INC </ issuerName >

< signatureName > /s/ Nicholas J. Kuhn </ signatureName >

< nameOfSigner > Nicholas J. Kuhn </ nameOfSigner >

< signatureTitle > Chief Operating Officer </ signatureTitle >

< signatureDate > 2010-10-22 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >