EFDID: 87477EFD: Raw Data

Issuer: VYCOR MEDICAL INC (0001424768) - D

Accession: 0001193805-14-000029 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jan. 8, 2014
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001424768 </ cik >
  < entityName > VYCOR MEDICAL INC </ entityName >
- < issuerAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON, </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 562.558.2000 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Adrian </ firstName >
  < middleName > Christopher </ middleName >
  < lastName > Liddell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Peter </ firstName >
  < lastName > Zachariou </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Cantor </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Steven </ firstName >
  < lastName > Girgenti </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Oscar </ firstName >
  < lastName > Bronsther </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Lowell </ firstName >
  < lastName > Rush </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Pascale </ firstName >
  < lastName > Mangiardi </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6401 CONGRESS AVE </ street1 >
  < street2 > SUITE 140 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33487 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Health Care </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > $1,000,001 - $5,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2014-01-02 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isOptionToAcquireType > true </ isOptionToAcquireType >
  < isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 7500 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Garden State Securities, Inc </ recipientName >
  < recipientCRDNumber > 10083 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 328 NEWMAN SPRINGS ROAD </ street1 >
  < street2 > 3RD FLOOR </ street2 >
  < city > RED BANK </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 3000000 </ totalOfferingAmount >
  < totalAmountSold > 1276900 </ totalAmountSold >
  < totalRemaining > 1723100 </ totalRemaining >
  < clarificationOfResponse > Placement Agent has the right to sell an additional SP to $2,000,000 over the $3,000,000 offering amount </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >
  < numberNonAccreditedInvestors > 23 </ numberNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 127690 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > VYCOR MEDICAL INC </ issuerName >
  < signatureName > /s/ David Cantor </ signatureName >
  < nameOfSigner > David Cantor </ nameOfSigner >
  < signatureTitle > President </ signatureTitle >
  < signatureDate > 2014-01-08 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jan. 8, 2014
EFD Posted: Aug. 7, 2014