Form D Raw Data - Electronic Filing Depository

EFDID: 507316EFD: Raw Data

Issuer: SEALSQ Corp (0001951222) - D

Accession: 0001193805-24-000054 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 17, 2024
EFD Posted: Jan. 17, 2024

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001951222 </ cik >

< entityName > SEALSQ Corp </ entityName >

- < issuerAddress >

< street1 > AVENUE LOUIS-CASAI 58 </ street1 >

< city > COINTRIN </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 011-41-22-594-3000 </ issuerPhoneNumber >

< jurisdictionOfInc > VIRGIN ISLANDS, BRITISH </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > SEAL (BVI) Corp. </ previousName >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > BVI business company limited by shares </ entityTypeOtherDesc >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2022 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Carlos </ firstName >

< lastName > Moreira </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Peter </ firstName >

< lastName > Ward </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Cristina </ firstName >

< lastName > Dolan </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Fergusson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Eric </ firstName >

< lastName > Pellaton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ruma </ firstName >

< lastName > Bose </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Danil </ firstName >

< lastName > Kerimi </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Nathalie </ firstName >

< lastName > Verjus </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > O'Hara </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bernard </ firstName >

< lastName > Vian </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Avenue Louis-Casai 58 </ street1 >

< city > Cointrin </ city >

< stateOrCountry > V8 </ stateOrCountry >

< stateOrCountryDescription > SWITZERLAND </ stateOrCountryDescription >

< zipCode > 1216 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2024-01-09 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Maxim Group LLC </ recipientName >

< recipientCRDNumber > 120708 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 PARK AVENUE, 16TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 10000000 </ totalOfferingAmount >

< totalAmountSold > 10000000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 500000 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Maxim Group LLC acted as the placement agent in connection with the offering and received a placement agent fee equal to 5% of the gross proceeds. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SEALSQ Corp </ issuerName >

< signatureName > /s/Carlos Moreira/s/Peter Ward </ signatureName >

< nameOfSigner > Carlos Moreira Peter Ward </ nameOfSigner >

< signatureTitle > Chief Executive Officer and Chief Financial Officer </ signatureTitle >

< signatureDate > 2024-01-17 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >