Form D Raw Data - Electronic Filing Depository

EFDID: 23752EFD: Raw Data

Issuer: Altegris Winton Futures Fund, L.P. (0001198415) - D/A

Accession: 0001198415-18-000001 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 12, 2018
EFD Posted: Oct. 12, 2018

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< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001198415 </ cik >

< entityName > Altegris Winton Futures Fund, L.P. </ entityName >

- < issuerAddress >

< street1 > 1200 PROSPECT STREET </ street1 >

< street2 > SUITE 400 </ street2 >

< city > LA JOLLA </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 858-875-8725 </ issuerPhoneNumber >

< jurisdictionOfInc > COLORADO </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > ALTEGRIS WINTON FUTURES FUND LP </ previousName >

< previousName > WINTON FUTURES FUND LP (US) </ previousName >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

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< overFiveYears > true </ overFiveYears >

</ yearOfInc >

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- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > Altegris Advisors, LLC </ lastName >

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< street1 > 1200 Prospect Street </ street1 >

< street2 > Suite 400 </ street2 >

< city > La Jolla </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Matthew </ firstName >

< middleName > C </ middleName >

< lastName > Osborne </ lastName >

</ relatedPersonName >

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< street1 > 1200 Prospect Street </ street1 >

< street2 > Suite 400 </ street2 >

< city > La Jolla </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CIO & Manager of Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Martin </ firstName >

< middleName > I </ middleName >

< lastName > Beaulieu </ lastName >

</ relatedPersonName >

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< street1 > 1200 Prospect Street, Ste 400 </ street1 >

< street2 > Suite 400 </ street2 >

< city > La Jolla </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CEO and Executive Chairman of Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

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< industryGroupType > Pooled Investment Fund </ industryGroupType >

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< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

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< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

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- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001198415-17-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 1999-11-03 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

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- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

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- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 3000 </ minimumInvestmentAccepted >

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< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Altegris Investments Inc </ associatedBDName >

< associatedBDCRDNumber > 8258 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1200 Prospect Street </ street1 >

< street2 > Suite 400 </ street2 >

< city > La Jolla </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Commonwealth Financial Network </ associatedBDName >

< associatedBDCRDNumber > 8032 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 29 Sawyer Road </ street1 >

< city > Waltham </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 02453-3483 </ zipCode >

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< value > All States </ value >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Uhlmann Price Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 42854 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 141 W. Jackson Blvd </ street1 >

< street2 > Suite 1340A </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60604 </ zipCode >

</ recipientAddress >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Arete Wealth Management LLC </ associatedBDName >

< associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1101 W. Lake St., 1st Floor </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60607 </ zipCode >

</ recipientAddress >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > morethan 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Polar Investment Counsel Inc </ associatedBDName >

< associatedBDCRDNumber > 42847 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19547 210th Ave NE </ street1 >

< city > Thief River Falls </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 56701 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research Inc </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

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< street1 > 1776 Pleasant Plain Rd </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Financial West Investment Group Inc </ associatedBDName >

< associatedBDCRDNumber > 16668 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 961 Matley Lane, Ste. 110 </ street1 >

< city > Reno </ city >

< stateOrCountry > NV </ stateOrCountry >

< stateOrCountryDescription > NEVADA </ stateOrCountryDescription >

< zipCode > 89502 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Berthel Fisher & Company Financial Services </ associatedBDName >

< associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 701 TAMA STREET, Bldg B </ street1 >

< city > Marion </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52302-0609 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cascade Financial Management Inc </ associatedBDName >

< associatedBDCRDNumber > 119030 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 950 17th St, Ste 950 </ street1 >

< city > Denver </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80202 </ zipCode >

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< state > HI </ state >

< description > HAWAII </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

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< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

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< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

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< description > IOWA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MA </ state >

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< description > SOUTH CAROLINA </ description >

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< description > ARKANSAS </ description >

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< description > WISCONSIN </ description >

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< description > KENTUCKY </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

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< description > MISSOURI </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

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< description > MONTANA </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

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< description > WASHINGTON </ description >

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< description > NEW MEXICO </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > AL </ state >

< description > ALABAMA </ description >

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< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > LPL Financial </ associatedBDName >

< associatedBDCRDNumber > 6413 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 75 State St. 24th Flr </ street1 >

< city > Boston </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 02109 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Advisors LLC (Multi-Fincl) </ associatedBDName >

< associatedBDCRDNumber > 10299 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4600 South Syracuse Ste 600 </ street1 >

< city > Denver </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80237 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > SII Investments Inc </ associatedBDName >

< associatedBDCRDNumber > 2225 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5555 Grande Market Drive </ street1 >

< city > Appleton </ city >

< stateOrCountry > WI </ stateOrCountry >

< stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >

< zipCode > 54913-8403 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Sunbelt Securities </ associatedBDName >

< associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2700 Post Oak Blvd., Ste. 1700 </ street1 >

< street2 > Suite 600 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Investment Centers of America Inc </ associatedBDName >

< associatedBDCRDNumber > 16443 </ associatedBDCRDNumber >

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< street1 > 5555 Grande Market Drive </ street1 >

< city > Appleton </ city >

< stateOrCountry > WI </ stateOrCountry >

< stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >

< zipCode > 54913-8403 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > National Planning Corporation </ associatedBDName >

< associatedBDCRDNumber > 29604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 N. Sepulveda Blvd., Ste. 1500 </ street1 >

< city > El Segundo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90425 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Advisor Networks LLC (FNIC) </ associatedBDName >

< associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 N. Sepulveda Blvd., Ste 1300 </ street1 >

< city > El Segundo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90245-5672 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > FSC Securities Corporation </ associatedBDName >

< associatedBDCRDNumber > 7461 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2300 Windy Ridge Pkwy, Ste 1100 </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30339 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Geneos Wealth Management, Inc </ associatedBDName >

< associatedBDCRDNumber > 120894 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9055 E. Mineral Circle, Ste 200 </ street1 >

< city > Centennial </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Invest Financial Corporation </ associatedBDName >

< associatedBDCRDNumber > 12984 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 Citrus Park Lane, Ste. 300 </ street1 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33625 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Lara, May & Associates </ associatedBDName >

< associatedBDCRDNumber > 145589 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7600 Leesburg Pike, Ste 120 East </ street1 >

< city > Falls Church </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 22043 </ zipCode >

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< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science, Ste 150 </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Money Concepts Capital Group </ associatedBDName >

< associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11440 North Jog Road </ street1 >

< city > Palm Beach Gardens </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33418-3764 </ zipCode >

</ recipientAddress >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Spire Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 144131 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1840 Michael Faraday Dr. </ street1 >

< street2 > Suite 105 </ street2 >

< city > Reston </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 20191 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Stifel, Nicolaus & Company, Incorporated </ associatedBDName >

< associatedBDCRDNumber > 793 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 501 North Broadway </ street1 >

< city > St. Louis </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 63102 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Triad Advisors, Inc. </ associatedBDName >

< associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5155 Peachtree Pkwy, Ste 3220 </ street1 >

< city > Norcross </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30092 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > APW Capital, Inc. </ associatedBDName >

< associatedBDCRDNumber > 43814 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Enterprise Drive, Ste. 504 </ street1 >

< city > Rockaway </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07866 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Investment Architects, Inc. </ associatedBDName >

< associatedBDCRDNumber > 17774 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 34 Petaluma Blvd. North </ street1 >

< city > Petaluma </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94952-3079 </ zipCode >

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- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Hightower Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 116681 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 West Madison St., Ste 2500 </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606-3414 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Kovack Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 44848 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6451 N. Federal Hwy, Ste 1201 </ street1 >

< city > Ft Lauderdale </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33308 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Mid Atlantic Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 10674 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1251 Waterfront Place, Ste 510 </ street1 >

< city > Pittsburgh </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15222-6368 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Oppenheimer & Co. Inc. </ associatedBDName >

< associatedBDCRDNumber > 249 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 85 Broad St., 22nd/24th Floors </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Titan Securities </ associatedBDName >

< associatedBDCRDNumber > 131392 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 16775 Addison Rd., Ste. 202 </ street1 >

< city > Addison </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75001 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > FMN Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 38105 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 26041 Acero </ street1 >

< city > Mission Viejo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92691 </ zipCode >

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- < statesOfSolicitationList >

< state > HI </ state >

< description > HAWAII </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > FL </ state >

< description > FLORIDA </ description >

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< description > IOWA </ description >

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< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

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< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

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< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

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< description > MINNESOTA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

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< description > MISSOURI </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Kestra Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5707 Southwest Parkway </ street1 >

< city > Austin </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78735 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Royal Alliance Associates, Inc </ associatedBDName >

< associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10 Exchange Place, Ste. 1410 </ street1 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Sagepoint Financial, Inc. </ associatedBDName >

< associatedBDCRDNumber > 133763 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20 E. Thomas Rd., Ste. 2000 </ street1 >

< city > Phoenix </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85012 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Whitehall-Parker Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 10608 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 477 Pacific Ave. 2nd Flr </ street1 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94133 </ zipCode >

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< state > WA </ state >

< description > WASHINGTON </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Avondale Partners, LLC </ associatedBDName >

< associatedBDCRDNumber > 46838 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3102 West End Ave., Ste 1100 </ street1 >

< city > Nashville </ city >

< stateOrCountry > TN </ stateOrCountry >

< stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >

< zipCode > 37203 </ zipCode >

</ recipientAddress >

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< state > VT </ state >

< description > VERMONT </ description >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > HAWAII </ description >

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< description > NEW YORK </ description >

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< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

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< description > OHIO </ description >

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< description > DELAWARE </ description >

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< description > WYOMING </ description >

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< description > FLORIDA </ description >

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< description > MARYLAND </ description >

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< description > MASSACHUSETTS </ description >

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< description > SOUTH CAROLINA </ description >

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< description > ARKANSAS </ description >

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< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

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< description > INDIANA </ description >

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< description > CONNECTICUT </ description >

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< description > MINNESOTA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

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< description > ARIZONA </ description >

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< description > KENTUCKY </ description >

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< description > KANSAS </ description >

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< description > OREGON </ description >

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< description > MISSISSIPPI </ description >

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< description > LOUISIANA </ description >

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< description > WASHINGTON </ description >

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< description > NEW JERSEY </ description >

< state > PR </ state >

< description > PUERTO RICO </ description >

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< description > TEXAS </ description >

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< description > ALABAMA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > First Allied Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 West Broadway, 12th Floor </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >

< associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 725 Town & Country Rd., Ste 530 </ street1 >

< city > Orange </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92868 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Lincoln Investment </ associatedBDName >

< associatedBDCRDNumber > 519 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 601 Office Center Dr., Ste. 300 </ street1 >

< city > Fort Washington </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19034 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > M Holdings Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >

- < recipientAddress >

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< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Broker Dealer Financial Services Corp </ associatedBDName >

< associatedBDCRDNumber > 8073 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 140 So. 68th Street </ street1 >

< street2 > Suite 2200 </ street2 >

< city > West Des Moines </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50266 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > March Capital Corp. </ associatedBDName >

< associatedBDCRDNumber > 24142 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2 N. Lasalle St, </ street1 >

< street2 > STE 2300 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60602-3975 </ zipCode >

</ recipientAddress >

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< state > WA </ state >

< description > WASHINGTON </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

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< description > MICHIGAN </ description >

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< description > MINNESOTA </ description >

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< description > TEXAS </ description >

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< description > WISCONSIN </ description >

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< description > MISSOURI </ description >

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< description > FLORIDA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > B C Ziegler and Company </ associatedBDName >

< associatedBDCRDNumber > 61 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 S. Wacker Dr. </ street1 >

< street2 > Suite 2000 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Keystone Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 10722 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12230 El Camino Real, Ste. 230 </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92130 </ zipCode >

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< state > VT </ state >

< description > VERMONT </ description >

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< description > HAWAII </ description >

< state > NY </ state >

< description > NEW YORK </ description >

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< description > GEORGIA </ description >

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< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > CALIFORNIA </ description >

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< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

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< description > OHIO </ description >

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< description > IDAHO </ description >

< state > DE </ state >

< description > DELAWARE </ description >

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< description > FLORIDA </ description >

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< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

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< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > ARKANSAS </ description >

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< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

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< description > MISSOURI </ description >

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< description > KANSAS </ description >

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< description > OREGON </ description >

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< description > WASHINGTON </ description >

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< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

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< description > ALASKA </ description >

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< description > TEXAS </ description >

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< description > ALABAMA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > American Portfolios Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4250 Veterans Memorial Hwy 4th Fl. East </ street1 >

< city > Holbrook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11741 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Investment Services </ associatedBDName >

< associatedBDCRDNumber > 15340 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 400 First St., S. Ste. 300 </ street1 >

< city > St. Cloud </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 56302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Kalos Capital </ associatedBDName >

< associatedBDCRDNumber > 44337 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11525 Park Woods Circle, Ste. 280 </ street1 >

< city > Alpharetta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Sandlapper Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 137906 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 800 E. North St., 2nd Floor </ street1 >

< city > Greenville </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Strategic Financial Alliance Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2200 Century Pkwy., Ste. 500 </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30345 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > TCM Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 43559 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2230 Towne Lake Parkway </ street1 >

< street2 > Bldg 800, Ste. 130 </ street2 >

< city > Woodstock </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30189 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors, Inc. </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 909 Locust Street </ street1 >

< city > Des Moines </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Financial Specialists LLC </ associatedBDName >

< associatedBDCRDNumber > 10358 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 N. Martingale Rd., 7th Fl. </ street1 >

< city > Schaumberg </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60158 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Independent Financial Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12671 High Bluff Drive, Ste. 200 </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92130 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Summit Brokerage Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 34643 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 595 S. Federal Hwy., Ste. 500 </ street1 >

< city > Boca Raton </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33432 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Woodbury Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 421 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7755 3rd Street North </ street1 >

< city > Oakdale </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 55128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Arkadios Capital </ associatedBDName >

< associatedBDCRDNumber > 282710 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3333 Piedmont Rd. NE, Ste. 2010 </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Wedbush Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 877 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1000 Wilshire Blvd., Ste. 900 </ street1 >

< city > Los Angeles </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 1340399650 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >

< numberNonAccreditedInvestors > 30 </ numberNonAccreditedInvestors >

< totalNumberAlreadyInvested > 12787 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 5520 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Altegris Winton Futures Fund, L.P. </ issuerName >

< signatureName > Martin Beaulieu </ signatureName >

< nameOfSigner > Martin Beaulieu </ nameOfSigner >

< signatureTitle > CEO & Executive Chairman of Issuer's GP </ signatureTitle >

< signatureDate > 2018-10-01 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >