Form D Raw Data - Electronic Filing Depository

EFDID: 146797EFD: Raw Data

Issuer: AYTU BIOSCIENCE, INC (0001385818) - D/A

Accession: 0001209191-15-071755 () (EDGAR Files) (Form D)

Edgar Posted: Sep. 22, 2015
EFD Posted: Sep. 22, 2015

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001385818 </ cik >

< entityName > AYTU BIOSCIENCE, INC </ entityName >

- < issuerAddress >

< street1 > 373 Inverness Parkway </ street1 >

< street2 > Suite 206 </ street2 >

< city > Englewood </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 720-437-6580 </ issuerPhoneNumber >

< jurisdictionOfInc > COLORADO </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Rosewind Corporation </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > AYTU BIOSCIENCE, INC. </ previousName >

< previousName > Rosewind CORP </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joshua </ firstName >

< middleName > R. </ middleName >

< lastName > Disbrow </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AytuBioscience, Inc. </ street1 >

< street2 > 373 Inverness Parkway, Suite 206 </ street2 >

< city > Englewood </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jarrett </ firstName >

< middleName > T. </ middleName >

< lastName > Disbrow </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Aytu Bioscience, Inc. </ street1 >

< street2 > 373 Inverness Parkway, Suite 206 </ street2 >

< city > Englewood </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gregory </ firstName >

< middleName > A. </ middleName >

< lastName > Gould </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Aytu Bioscience, Inc. </ street1 >

< street2 > 373 Inverness Parkway, Suite 206 </ street2 >

< city > Englewood </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Macaluso </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Aytu Bioscience, Inc. </ street1 >

< street2 > 373 Inverness Parkway, Suite 206 </ street2 >

< city > Englewood </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80112 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pharmaceuticals </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001209191-15-063890 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-08-31 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Newbridge Securities Corporation </ recipientName >

< recipientCRDNumber > 104065 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1451 Cypress Creek Road, Suite 204 </ street1 >

< city > Ft. Lauderdale </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33309 </ zipCode >

</ recipientAddress >

< statesOfSolicitationList />

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 6000000 </ totalOfferingAmount >

< totalAmountSold > 5175000 </ totalAmountSold >

< totalRemaining > 825000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 96 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 244000 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > Other than the payment of salaries and other compensation and benefits, no officer, director, or promoter will receive any payments from the proceeds of this offering. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AYTU BIOSCIENCE, INC </ issuerName >

< signatureName > /s/ Gregory A. Gould </ signatureName >

< nameOfSigner > Gregory A. Gould </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2015-09-21 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >