Form D Raw Data - Electronic Filing Depository

EFDID: 389228EFD: Raw Data

Issuer: Aadi Bioscience, Inc. (0001422142) - D

Accession: 0001209191-21-055406 () (EDGAR Files) (Form D)

Edgar Posted: Sep. 9, 2021
EFD Posted: Sep. 10, 2021

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001422142 </ cik >

< entityName > Aadi Bioscience, Inc. </ entityName >

- < issuerAddress >

< street1 > 17383 Sunset Boulevard </ street1 >

< street2 > Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 424-473-8055 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Aerpio Pharmaceuticals, Inc. </ previousName >

< previousName > ZETA ACQUISITION CORP II </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

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- < relatedPersonName >

< firstName > Neil </ firstName >

< lastName > Desai </ lastName >

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- < relatedPersonAddress >

< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lance </ firstName >

< lastName > Thibault </ lastName >

</ relatedPersonName >

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< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

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< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Maroun </ lastName >

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- < relatedPersonAddress >

< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Karin </ firstName >

< lastName > Heneberger </ lastName >

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< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< firstName > Anupam </ firstName >

< lastName > Dalal </ lastName >

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< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

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< relationship > Director </ relationship >

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- < relatedPersonInfo >

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< firstName > Caley </ firstName >

< lastName > Castelein </ lastName >

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< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

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< relationship > Director </ relationship >

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< firstName > Emma </ firstName >

< lastName > Reeve </ lastName >

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< street1 > c/o Aadi Bioscience, Inc. </ street1 >

< street2 > 17383 Sunset Boulevard, Suite A250 </ street2 >

< city > Pacific Palisades </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90272 </ zipCode >

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- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2021-08-26 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

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- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

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- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Jefferies LLC </ recipientName >

< recipientCRDNumber > 2347 </ recipientCRDNumber >

< associatedBDName > Jefferies LLC </ associatedBDName >

< associatedBDCRDNumber > 2347 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 520 Madison Ave </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Cowen and Company LLC </ recipientName >

< recipientCRDNumber > 7616 </ recipientCRDNumber >

< associatedBDName > Cowen and Company LLC </ associatedBDName >

< associatedBDCRDNumber > 7616 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 599 Lexington Avenue </ street1 >

< street2 > 20th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Piper Sandler & Co. </ recipientName >

< recipientCRDNumber > 665 </ recipientCRDNumber >

< associatedBDName > Piper Sandler & Co. </ associatedBDName >

< associatedBDCRDNumber > 665 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1251 Avenue of the Americas </ street1 >

< street2 > 6th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10020 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 155000000 </ totalOfferingAmount >

< totalAmountSold > 154999876 </ totalAmountSold >

< totalRemaining > 124 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 31 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 9345479 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Aadi Bioscience, Inc. </ issuerName >

< signatureName > /s/ Lance Thibault </ signatureName >

< nameOfSigner > Lance Thibault </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2021-09-09 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >