Form D Raw Data - Electronic Filing Depository

EFDID: 239641EFD: Raw Data

Issuer: SG BLOCKS, INC. (0001023994) - D

Accession: 0001213900-17-006094 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 2, 2017
EFD Posted: Jun. 2, 2017

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001023994 </ cik >

< entityName > SG BLOCKS, INC. </ entityName >

- < issuerAddress >

< street1 > 195 MONTAGUE STREET, 14TH FLOOR </ street1 >

< city > BROOKLYN </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (646) 240-4235 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > CDSI HOLDINGS INC </ previousName >

< previousName > PC411 INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Paul </ firstName >

< middleName > M. </ middleName >

< lastName > Galvin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mahesh </ firstName >

< middleName > S. </ middleName >

< lastName > Shetty </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stevan </ firstName >

< lastName > Armstrong </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Balan </ firstName >

< middleName > R. </ middleName >

< lastName > Ayyar </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > A. </ firstName >

< middleName > Richard </ middleName >

< lastName > Moore </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Neal </ firstName >

< middleName > P. </ middleName >

< lastName > Kaufman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O Hillair Capital Management LLC </ street1 >

< street2 > 345 Lorton Avenue, Suite 303 </ street2 >

< city > Burlingame </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94010 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Sean </ firstName >

< middleName > M. </ middleName >

< lastName > McAvoy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O Hillair Capital Management LLC </ street1 >

< street2 > 345 Lorton Avenue, Suite 303 </ street2 >

< city > Burlingame </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94010 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christopher </ firstName >

< lastName > Melton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< yetToOccur > true </ yetToOccur >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 0 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > This offering relates to performance-based stock options granted to certain officers pursuant to the SG Blocks, Inc. Stock Incentive Plan. This does not include grants made pursuant to Rule 701. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SG BLOCKS, INC. </ issuerName >

< signatureName > /s/ Mahesh Shetty </ signatureName >

< nameOfSigner > Mahesh Shetty </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2017-06-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >