Form D Raw Data - Electronic Filing Depository

EFDID: 318990EFD: Raw Data

Issuer: SG BLOCKS, INC. (0001023994) - D

Accession: 0001213900-19-015327 () (EDGAR Files) (Form D)

Edgar Posted: Aug. 12, 2019
EFD Posted: Aug. 12, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001023994 </ cik >

< entityName > SG BLOCKS, INC. </ entityName >

- < issuerAddress >

< street1 > 195 MONTAGUE STREET, 14TH FLOOR </ street1 >

< city > BROOKLYN </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (646) 240-4235 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > CDSI Holdings Inc. </ previousName >

< previousName > PC411 Inc. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > CDSI HOLDINGS INC </ previousName >

< previousName > PC411 INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Paul </ firstName >

< middleName > M. </ middleName >

< lastName > Galvin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mahesh </ firstName >

< middleName > S. </ middleName >

< lastName > Shetty </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stevan </ firstName >

< lastName > Armstrong </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Balan </ firstName >

< middleName > R. </ middleName >

< lastName > Ayyar </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Yaniv </ firstName >

< lastName > Blumenfeld </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christopher </ firstName >

< lastName > Melton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > A. </ firstName >

< middleName > Richard </ middleName >

< lastName > Moore </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< middleName > C. </ middleName >

< lastName > Potts </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o SG Blocks, Inc. </ street1 >

< street2 > 195 Montague Street, 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2019-08-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 47812 </ totalOfferingAmount >

< totalAmountSold > 47812 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > Total amount sold is aggregate exercise price of the warrants issued to the underwriter and its affiliates as compensation in connection with the Company's public offering which closed on August 1, 2019. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 12 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SG BLOCKS, INC. </ issuerName >

< signatureName > /s/ Mahesh S.Shetty </ signatureName >

< nameOfSigner > Mahesh S.Shetty </ nameOfSigner >

< signatureTitle > President and Chief Financial Officer </ signatureTitle >

< signatureDate > 2019-08-12 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >