Form D Raw Data - Electronic Filing Depository

EFDID: 406371EFD: Raw Data

Issuer: SG BLOCKS, INC. (0001023994) - D

Accession: 0001213900-21-056452 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 3, 2021
EFD Posted: Nov. 3, 2021

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001023994 </ cik >

< entityName > SG BLOCKS, INC. </ entityName >

- < issuerAddress >

< street1 > 195 MONTAGUE STREET </ street1 >

< street2 > 14TH FLOOR </ street2 >

< city > BROOKLYN </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (646) 240-4235 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > CDSI Holdings, Inc. </ previousName >

< previousName > PC411 Inc. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > CDSI HOLDINGS INC </ previousName >

< previousName > PC411 INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Galvin </ firstName >

< lastName > Paul </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gerald </ firstName >

< lastName > Sheeran </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Steven </ firstName >

< lastName > Armstrong </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Yaniv </ firstName >

< lastName > Blumenfeld </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Margaret </ firstName >

< lastName > Coleman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christopher </ firstName >

< lastName > Melton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joseph </ firstName >

< lastName > Safina </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Villareal </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > William </ firstName >

< middleName > J. </ middleName >

< lastName > Rogers </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 195 Montague Street </ street1 >

< street2 > 14th Floor </ street2 >

< city > Brooklyn </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Construction </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2021-10-25 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Warrants and Shares underlying Warrants </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 11547812 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > A.G.P./Alliance Global Partners Corp. </ recipientName >

< recipientCRDNumber > 8361 </ recipientCRDNumber >

< associatedBDName > A.G.P./Alliance Global Partners Corp. </ associatedBDName >

< associatedBDCRDNumber > 8361 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 88 POST ROAD WEST </ street1 >

< street2 > 2ND FLOOR </ street2 >

< city > WESTPORT </ city >

< stateOrCountry > CT </ stateOrCountry >

< stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >

< zipCode > 06880 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 11547812 </ totalOfferingAmount >

< totalAmountSold > 11547812 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > CONCURENT REGISTERED DIRECT OFFERING OF COMMON STOCK AND PRE-FUNDED WARRANTS TO PURCHASE COMMON STOCK & PRIVATE PLACEMENT OF WARRANTS TO PURCHASE COMMON STOCK AT AN EXERCISE PRICE OF $4.80. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >

< numberNonAccreditedInvestors > 1 </ numberNonAccreditedInvestors >

< totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 808347 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > SALES COMMISSION FOR BOTH THE REGISTERED DIRECT OFFERING & PRIVATE PLACEMENT-FEE DOES NOT INCLUDE NON ACCOUNTABLE EXPENSE ALLOWANCE </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SG BLOCKS, INC. </ issuerName >

< signatureName > /s/ Paul Galvin </ signatureName >

< nameOfSigner > Paul Galvin </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2021-11-03 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >