Form D Raw Data - Electronic Filing Depository

EFDID: 507658EFD: Raw Data

Issuer: SAFE & GREEN HOLDINGS CORP. (0001023994) - D

Accession: 0001213900-24-005074 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 22, 2024
EFD Posted: Jan. 22, 2024

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001023994 </ cik >

< entityName > SAFE & GREEN HOLDINGS CORP. </ entityName >

- < issuerAddress >

< street1 > 990 BISCAYNE BLVD. </ street1 >

< street2 > SUITE 501, OFFICE 12 </ street2 >

< city > MIAMI </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (646) 240-4235 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > SG Blocks, Inc. </ previousName >

< previousName > CDSI Holdings, Inc. </ previousName >

< previousName > PC411 Inc. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > SG BLOCKS, INC. </ previousName >

< previousName > CDSI HOLDINGS INC </ previousName >

< previousName > PC411 INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Paul </ firstName >

< lastName > Galvin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Patricia </ firstName >

< lastName > Kaelin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Villarreal </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christopher </ firstName >

< lastName > Melton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Shafron </ firstName >

< middleName > E. </ middleName >

< lastName > Hawkins </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jill </ firstName >

< lastName > Anderson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Thomas </ firstName >

< lastName > Meharey </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 990 Biscayne Blvd. </ street1 >

< street2 > Suite 501, Office 12 </ street2 >

< city > Miami </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33132 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Real Estate </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2024-01-12 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isDebtType > true </ isDebtType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Maxim Group LLC </ recipientName >

< recipientCRDNumber > 120708 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 PARK AVENUE </ street1 >

< street2 > 16TH FLOOR </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 1300000 </ totalOfferingAmount >

< totalAmountSold > 650000 </ totalAmountSold >

< totalRemaining > 650000 </ totalRemaining >

< clarificationOfResponse > First tranche: $650 million convertible debenture, warrant to purchase 375,000 shares of common stock, and 300,000 commitment shares. Second tranche may occur after 3/11/24 of same securities in same amounts. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 40950 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Assuming the second tranche is closed, a placement fee in an amount equal to $40,950 will be payable by the Company to Maxim upon closing of the second tranche. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SAFE & GREEN HOLDINGS CORP. </ issuerName >

< signatureName > /s/ Patricia Kaelin </ signatureName >

< nameOfSigner > Patricia Kaelin </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2024-01-22 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >