Form D Raw Data - Electronic Filing Depository

EFDID: 28312EFD: Raw Data

Issuer: Aspect US Fund LLC (0001333112) - D/A

Accession: 0001330073-13-000002 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 5, 2013
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0706 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001333112 </ cik >

< entityName > Aspect US Fund LLC </ entityName >

- < issuerAddress >

< street1 > 24-26 CITY QUAY </ street1 >

< city > DUBLIN </ city >

< stateOrCountry > L2 </ stateOrCountry >

< stateOrCountryDescription > IRELAND </ stateOrCountryDescription >

< zipCode > 2 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 353-1-523-8000 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Coles </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > HF Fund Services, Ltd., 45 Market St. </ street1 >

< street2 > PO Box 242, Gardenia Court </ street2 >

< city > Camana Bay, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Pearse </ firstName >

< lastName > Griffith </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > HF Fund Services, Ltd., 45 Market St. </ street1 >

< street2 > PO Box 242, Gardenia Court </ street2 >

< city > Camana Bay, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Sargison </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Box 414 Savannah, 31 Woodland Dr. </ street1 >

< street2 > Lower Valley, Bodden Town </ street2 >

< city > Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1502 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anthony </ firstName >

< lastName > Todd </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Martin </ firstName >

< lastName > Lueck </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< lastName > Hope </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Wareham </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Barney </ firstName >

< lastName > Dalton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< lastName > Wakefield </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn September 15, 2008 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Walker </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn February 25, 2009 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gavin </ firstName >

< lastName > Ferris </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn September 14, 2011 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Simon </ firstName >

< lastName > Rockall </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn October 6, 2011 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jean-Michel </ firstName >

< lastName > Fayolle </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Adam </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn April 17, 2008. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001333112-12-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2003-07-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Deutsche Bank Securities, Inc. </ recipientName >

< recipientCRDNumber > 2525 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 40 Wall Street </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steben & Company </ recipientName >

< recipientCRDNumber > 117808 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2099 Gaither Road </ street1 >

< street2 > Suite 200 </ street2 >

< city > Rockville </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 20850 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > WY </ state >

< description > WYOMING </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Agecroft Partners LLC </ recipientName >

< recipientCRDNumber > 139227 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 103 Canterbury Road </ street1 >

< city > Richmond </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 23221 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Deutsche Bank Trust Company Americas </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Deutsche Bank Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 2525 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 Park Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Credit Suisse Securities (USA) LLC </ recipientName >

< recipientCRDNumber > 816 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > Eleven Madison Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10010-3629 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 202631877 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > The total amount sold only includes subscriptions since inception. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 120 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1062087 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Previous figure included US payments relating to separately managed accounts for which Aspect Capital Ltd. acts as trading advisor. It has been revised to more accurately represent commissions paid in relation to this fund since inception. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Aspect US Fund LLC </ issuerName >

< signatureName > /S/Jonathan Greenwold </ signatureName >

< nameOfSigner > Jonathan Greenwold </ nameOfSigner >

< signatureTitle > Authorized Signer of investment manager </ signatureTitle >

< signatureDate > 2013-03-05 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >