EFDID: 28312EFD: Raw Data

Issuer: Aspect US Fund LLC (0001333112) - D/A

Accession: 0001333112-09-000004 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Dec. 9, 2009
EFD Posted: Jan. 6, 2015
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001333112 </ cik >
  < entityName > Aspect US Fund LLC </ entityName >
- < issuerAddress >
  < street1 > 24-26 CITY QUAY </ street1 >
  < city > DUBLIN </ city >
  < stateOrCountry > L2 </ stateOrCountry >
  < zipCode > 2 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 353-1-523-8000 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Don </ firstName >
  < lastName > Seymour </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 20 Genesis Close, dms house </ street1 >
  < street2 > PO Box 31910 </ street2 >
  < city > Grand Cayman </ city >
  < stateOrCountry > E9 </ stateOrCountry >
  < zipCode > KY1-1208 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Aspect Fund Management Cayman Limited, Issuer's manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Aldo </ firstName >
  < lastName > Ghisletta </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 20 Genesis Close, dms house </ street1 >
  < street2 > PO Box 31910 </ street2 >
  < city > Grand Cayman </ city >
  < stateOrCountry > E9 </ stateOrCountry >
  < zipCode > KY1-1208 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Aspect Fund Management Cayman Limited, Issuer's manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Anthony </ firstName >
  < lastName > Todd </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Gavin </ firstName >
  < lastName > Farris </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Martin </ firstName >
  < lastName > Lueck </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Simon </ firstName >
  < lastName > Rockall </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kenneth </ firstName >
  < lastName > Hope </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > John </ firstName >
  < lastName > Wareham </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Aspect Capital Limited, Issuer's investment manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Alastair </ firstName >
  < lastName > Smith </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn on May 6, 2005. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Eugene </ firstName >
  < lastName > Lambert </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn on May 10, 2005. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Robert </ firstName >
  < lastName > Wakefield </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn on September 15, 2008. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > James </ firstName >
  < lastName > Walker </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 103 Wigmore Street </ street1 >
  < street2 > Nations House </ street2 >
  < city > London </ city >
  < stateOrCountry > X0 </ stateOrCountry >
  < zipCode > WIU 1QS </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Past Director of Aspect Capital Limited, Issuer's investment manager, withdrawn on February 25, 2009. </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Hedge Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 9999999997-09-014667 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2003-07-01 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Deutsche Bank Securities, Inc. </ recipientName >
  < recipientCRDNumber > 2525 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 40 Wall Street </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10005 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Steben & Company </ recipientName >
  < recipientCRDNumber > 117808 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2099 Gaither Road </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < zipCode > 20850 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < state > AK </ state >
  < state > AZ </ state >
  < state > AR </ state >
  < state > CA </ state >
  < state > CO </ state >
  < state > CT </ state >
  < state > DE </ state >
  < state > DC </ state >
  < state > FL </ state >
  < state > GA </ state >
  < state > HI </ state >
  < state > ID </ state >
  < state > IL </ state >
  < state > IN </ state >
  < state > IA </ state >
  < state > KS </ state >
  < state > KY </ state >
  < state > LA </ state >
  < state > ME </ state >
  < state > MD </ state >
  < state > MA </ state >
  < state > MI </ state >
  < state > MN </ state >
  < state > MS </ state >
  < state > MO </ state >
  < state > MT </ state >
  < state > NE </ state >
  < state > NV </ state >
  < state > NH </ state >
  < state > NJ </ state >
  < state > NM </ state >
  < state > NY </ state >
  < state > NC </ state >
  < state > ND </ state >
  < state > OH </ state >
  < state > OK </ state >
  < state > OR </ state >
  < state > PA </ state >
  < state > RI </ state >
  < state > SC </ state >
  < state > SD </ state >
  < state > TN </ state >
  < state > TX </ state >
  < state > UT </ state >
  < state > VT </ state >
  < state > VA </ state >
  < state > WA </ state >
  < state > WV </ state >
  < state > WI </ state >
  < state > WY </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Morgan Stanley Smith Barney </ recipientName >
  < recipientCRDNumber > 8029 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1585 Broadway </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10036-8293 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 134364839 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse > The total amount sold only includes subscriptions since inception. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 63 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 12477012 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > The Manager, Aspect Fund Management Cayman Limited, is entitled to a profit allocation and Aspect Capital Ltd. is entitled to a management fee. Management fees and profit allocations are discussed in detail in the Issuer's confidential offering materials </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Aspect US Fund LLC </ issuerName >
  < signatureName > Simon Rockall </ signatureName >
  < nameOfSigner > Simon Rockall </ nameOfSigner >
  < signatureTitle > Authorized Signer of investment manager </ signatureTitle >
  < signatureDate > 2009-12-09 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Dec. 9, 2009
EFD Posted: Jan. 6, 2015