Form D Raw Data - Electronic Filing Depository

EFDID: 9802EFD: Raw Data

Issuer: Aspect US Institutional Fund Ltd (0001330073) - D/A

Accession: 0001333112-12-000002 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 2, 2012
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001330073 </ cik >

< entityName > Aspect US Institutional Fund Ltd </ entityName >

- < issuerAddress >

< street1 > 24-26 CITY QUAY </ street1 >

< city > DUBLIN </ city >

< stateOrCountry > L2 </ stateOrCountry >

< stateOrCountryDescription > IRELAND </ stateOrCountryDescription >

< zipCode > 2 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 353-1-523-8000 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Cayman exempted company </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Coles </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > HF Fund Services, Ltd., 45 Market St. </ street1 >

< street2 > PO Box 242, Gardenia Court </ street2 >

< city > Camana Bay, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Pearse </ firstName >

< lastName > Griffith </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > HF Fund Services, Ltd., 45 Market St. </ street1 >

< street2 > PO Box 242, Gardenia Court </ street2 >

< city > Camana Bay, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Sargison </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Box 414 SAvannah, 31 Woodland Dr. </ street1 >

< street2 > Lower Valley, Bodden Town </ street2 >

< city > Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1502 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anthony </ firstName >

< lastName > Todd </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Martin </ firstName >

< lastName > Lueck </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< lastName > Hope </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Wareham </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Barney </ firstName >

< lastName > Dalton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Adam </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital, Issuer's investment manager, withdrawn April 17, 2008 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< lastName > Wakefield </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital, Issuer's investment manager, withdrawn September 15, 2008 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Walker </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital, Issuer's investment manager, withdrawn February 25, 2009 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gavin </ firstName >

< lastName > Ferris </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital, Issuer's investment manager, withdrawn September 14, 2011 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Simon </ firstName >

< lastName > Rockall </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations HouseStreet </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Past Director of Aspect Capital, Issuer's investment manager, withdrawn October 6, 2011 </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jean-Michel </ firstName >

< lastName > Fayolle </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 103 Wigmore Street </ street1 >

< street2 > Nations House </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > WIU 1QS </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aspect Capital, Issuer's investment manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001330073-09-000003 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2003-10-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Deutsche Bank Securities, Inc. </ recipientName >

< recipientCRDNumber > 2525 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 40 Wall Street </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steben & Company, Inc. </ recipientName >

< recipientCRDNumber > 117808 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2099 Gaither Rd., Ste. 200 </ street1 >

< city > Rockville </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 20850 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Agecroft Partners LLC </ recipientName >

< recipientCRDNumber > 139227 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 103 Canterbury </ street1 >

< city > Richmond </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 23221 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Deutshe Bank Trust Company Americas </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Deutsche Bank Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 2525 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 Park Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 54123876 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 18 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 622073 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse > Previous figure included US payments relating to separately managed accounts for which Aspect Capital Ltd. acts as trading advisor. It has been revised to more accurately represent commissions paid in relation to this fund since inception. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Aspect US Institutional Fund Ltd </ issuerName >

< signatureName > /S/Kenneth Hope </ signatureName >

< nameOfSigner > Kenneth Hope </ nameOfSigner >

< signatureTitle > Authorized signatory of Issuer's investment manager </ signatureTitle >

< signatureDate > 2012-03-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >