Form D Raw Data - Electronic Filing Depository

EFDID: 12046EFD: Raw Data

Issuer: Vision Asia Maximus Fund (0001345637) - D/A

Accession: 0001345637-10-000001 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 16, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001345637 </ cik >

< entityName > Vision Asia Maximus Fund </ entityName >

- < issuerAddress >

< street1 > c/o Vision Investment Mgt (Asia) Ltd </ street1 >

< street2 > 29/F, 100 Queen's Road Central </ street2 >

< city > Hong Kong </ city >

< stateOrCountry > K3 </ stateOrCountry >

< zipCode > 00000 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 85228783600 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Open-ended investment company organized as an exempted company with limited liability in the Cayman Islands. </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Chen </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Vision Investment Mgt (Asia) Ltd </ street1 >

< street2 > 29/F, 100 Queen's Road Central </ street2 >

< city > Hong Kong </ city >

< stateOrCountry > K3 </ stateOrCountry >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jerry H. </ firstName >

< lastName > Wang </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Vision Investment Mgt (Asia) Ltd </ street1 >

< street2 > 29/F, 100 Queen's Road Central </ street2 >

< city > Hong Kong </ city >

< stateOrCountry > K3 </ stateOrCountry >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Vision Investment Management (BVI) Ltd </ firstName >

< lastName > Vision Investment Management (BVI) Ltd </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Vision Investment Mgt (Asia) Ltd </ street1 >

< street2 > 29/F, 100 Queen's Road Central </ street2 >

< city > Hong Kong </ city >

< stateOrCountry > K3 </ stateOrCountry >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Over $100,000,000 </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 9999999997-05-048212 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2002-03-28 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Altegris Investments Inc. </ recipientName >

< recipientCRDNumber > 8258 </ recipientCRDNumber >

< associatedBDName > Altegris Investments Inc. </ associatedBDName >

< associatedBDCRDNumber > 8258 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1200 Prospect Street, </ street1 >

< street2 > Suite 400 </ street2 >

< city > La Jolla </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92037 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Deutsche Bank Trust Company Americas </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Deutsche Bank Trust Company Americas </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 Park Avenue, 6E </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Deutsche Bank Alex Brown Division </ recipientName >

< recipientCRDNumber > 17790 </ recipientCRDNumber >

< associatedBDName > Deutsche Bank Alex Brown Division </ associatedBDName >

< associatedBDCRDNumber > 17790 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 Park Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Nighthawk Partners, Inc </ recipientName >

< recipientCRDNumber > 44134 </ recipientCRDNumber >

< associatedBDName > Nighthawk Partners, Inc </ associatedBDName >

< associatedBDCRDNumber > 44134 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 120 Sylvan Avenue </ street1 >

< street2 > Englewood Cliffs </ street2 >

< city > New Jersey </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 07632 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Mt. Rushmore Securities LLC </ recipientName >

< recipientCRDNumber > 130955 </ recipientCRDNumber >

< associatedBDName > Mt. Rushmore Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 13955 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1703 Padmavani Lane </ street1 >

< street2 > Suite A </ street2 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< zipCode > 52556 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 212355690 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 112 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 196520 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > The amount represents both sales commission and finders' fee for 2009. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Vision Asia Maximus Fund </ issuerName >

< signatureName > James Chen </ signatureName >

< nameOfSigner > James Chen </ nameOfSigner >

< signatureTitle > Director </ signatureTitle >

< signatureDate > 2010-03-16 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >