Form D Raw Data - Electronic Filing Depository

EFDID: 12046EFD: Raw Data

Issuer: Vision Asia Maximus Fund (0001345637) - D/A

Accession: 0001345637-11-000001 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 18, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001345637 </ cik >

< entityName > Vision Asia Maximus Fund </ entityName >

- < issuerAddress >

< street1 > C/O VISION INVESTMENT MGT (ASIA) LTD. </ street1 >

< street2 > 29/F, 100 QUEEN'S ROAD CENTRAL </ street2 >

< city > HONG KONG </ city >

< stateOrCountry > K3 </ stateOrCountry >

< stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >

< zipCode > 00000 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 85228783600 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > POOLED INVESTMENT FUND </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > JAMES </ firstName >

< lastName > CHEN </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O VISION INVESTMENT MGT (ASIA) LTD. </ street1 >

< street2 > 29/F, 100 QUEEN'S ROAD CENTRAL </ street2 >

< city > HONG KONG </ city >

< stateOrCountry > K3 </ stateOrCountry >

< stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > JERRY H. </ firstName >

< lastName > WANG </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O VISION INVESTMENT MGT (ASIA) LTD. </ street1 >

< street2 > 29/F, 100 QUEEN'S ROAD CENTRAL </ street2 >

< city > HONG KONG </ city >

< stateOrCountry > K3 </ stateOrCountry >

< stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > VISION INVESTMENT MANAGEMENT (BVI) LTD. </ firstName >

< lastName > VISION INVESTMENT MANAGEMENT (BVI) LTD. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > C/O VISION INVESTMENT MGT (ASIA) LTD. </ street1 >

< street2 > 29/F, 100 QUEEN'S ROAD CENTRAL </ street2 >

< city > HONG KONG </ city >

< stateOrCountry > K3 </ stateOrCountry >

< stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >

< zipCode > 00000 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > INVESTMENT MANAGER </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Over $100,000,000 </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 9999999997-05-048212 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2002-03-28 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > ALTEGRIS INVESTMENTS, INC. </ recipientName >

< recipientCRDNumber > 8258 </ recipientCRDNumber >

< associatedBDName > ALTEGRIS INVESTMENTS, INC. </ associatedBDName >

< associatedBDCRDNumber > 8258 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1200 PROSPECT STREET </ street1 >

< street2 > SUITE 400 </ street2 >

< city > LA JOLLA </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DEUTSCHE BANK TRUST COMPANY AMERICAS </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > DEUTSCHE BANK TRUST COMPANY AMERICAS </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 PARK AVENUE, 6E </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DEUTSCHE BANK ALEX BROWN DIVISION </ recipientName >

< recipientCRDNumber > 17790 </ recipientCRDNumber >

< associatedBDName > DEUTSCHE BANK ALEX BROWN DIVISION </ associatedBDName >

< associatedBDCRDNumber > 17790 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 280 PARK AVENUE, </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10017 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > NIGHTHAWK PARTNERS, INC </ recipientName >

< recipientCRDNumber > 44134 </ recipientCRDNumber >

< associatedBDName > NIGHTHAWK PARTNERS, INC </ associatedBDName >

< associatedBDCRDNumber > 44134 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 120 SYLVAN AVENUE </ street1 >

< street2 > ENGLEWOOD CLIFFS </ street2 >

< city > NEW JERSEY </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07632 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > MT.RUSHMORE SECURITIES LLC </ recipientName >

< recipientCRDNumber > 130955 </ recipientCRDNumber >

< associatedBDName > MT.RUSHMORE SECURITIES LLC </ associatedBDName >

< associatedBDCRDNumber > 130955 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1703 PADMAVANI LANE </ street1 >

< street2 > SUITE A </ street2 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 163774915 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 69 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 222799 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > THE AMOUNT REPRESENTS BOTH SALES COMMISSION AND FINDERS FEE FOR 2010 </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Vision Asia Maximus Fund </ issuerName >

< signatureName > JAMES CHEN </ signatureName >

< nameOfSigner > JAMES CHEN </ nameOfSigner >

< signatureTitle > DIRECTOR </ signatureTitle >

< signatureDate > 2011-03-16 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >