EFDID: 52395EFD: Raw Data

Issuer: Vision Asia Maximus Fund (0001345637) - D

Accession: 0001345637-12-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 12, 2012
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001345637 </ cik >
  < entityName > Vision Asia Maximus Fund </ entityName >
- < issuerAddress >
  < street1 > c/o Vision Investment Mgmt (Asia) Ltd. </ street1 >
  < street2 > 12/F LHT Tower, 31 Queen's Road Central </ street2 >
  < city > Hong Kong </ city >
  < stateOrCountry > K3 </ stateOrCountry >
  < stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >
  < zipCode > 00000 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 85228783600 </ issuerPhoneNumber >
  < jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Pooled Investment Fund </ entityTypeOtherDesc >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Daniel </ firstName >
  < lastName > Wang </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vision Investment Mgmt (Asia) Ltd. </ street1 >
  < street2 > 12/F LHT Tower, 31 Queen's Road Central, </ street2 >
  < city > Hong Kong </ city >
  < stateOrCountry > K3 </ stateOrCountry >
  < stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >
  < zipCode > 00000 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jerry H. </ firstName >
  < lastName > Wang </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vision Investment Mgmt (Asia) Ltd. </ street1 >
  < street2 > 12/F LHT Tower, 31 Queen's Road Central, </ street2 >
  < city > Hong Kong </ city >
  < stateOrCountry > K3 </ stateOrCountry >
  < stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >
  < zipCode > 00000 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Vision Investment Mgmt (BVI) Ltd. </ firstName >
  < lastName > Vision Investment Mgmt (BVI) Ltd. </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Vision Investment Mgmt (Asia) Ltd. </ street1 >
  < street2 > 12/F LHT Tower, 31 Queen's Road Central, </ street2 >
  < city > Hong Kong </ city >
  < stateOrCountry > K3 </ stateOrCountry >
  < stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >
  < zipCode > 00000 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Other Investment Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > $50,000,001 - $100,000,000 </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2002-03-28 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Altegris Investments, Inc. </ recipientName >
  < recipientCRDNumber > 8258 </ recipientCRDNumber >
  < associatedBDName > Altegris Investments, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 8258 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1200 Prospect Street, </ street1 >
  < street2 > Suite 400 </ street2 >
  < city > La Jolla </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92037 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Deutsche Bank Alex Brown Division </ recipientName >
  < recipientCRDNumber > 17790 </ recipientCRDNumber >
  < associatedBDName > Deutsche Bank Alex Brown Division </ associatedBDName >
  < associatedBDCRDNumber > 17790 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 280 Park Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Nighthawk Partners, Inc </ recipientName >
  < recipientCRDNumber > 44134 </ recipientCRDNumber >
  < associatedBDName > Nighthawk Partners, Inc </ associatedBDName >
  < associatedBDCRDNumber > 44134 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 120 Sylvan Avenue </ street1 >
  < street2 > Englewood Cliffs </ street2 >
  < city > New Jersey </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07632 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mt. Rushmore Securities LLC </ recipientName >
  < recipientCRDNumber > 130955 </ recipientCRDNumber >
  < associatedBDName > Mt. Rushmore Securities LLC </ associatedBDName >
  < associatedBDCRDNumber > 130955 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1703 Padmavani Lane </ street1 >
  < street2 > Suite A </ street2 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 137751081 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 52 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 21699 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > The amount represents both sales commissions and finder's fee for 2011. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Vision Asia Maximus Fund </ issuerName >
  < signatureName > Daniel Wang </ signatureName >
  < nameOfSigner > Daniel Wang </ nameOfSigner >
  < signatureTitle > Director </ signatureTitle >
  < signatureDate > 2012-03-12 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 12, 2012
EFD Posted: Aug. 7, 2014