EFDID: 129913EFD: Raw Data

Issuer: Ascent Solar Technologies, Inc. (0001350102) - D

Accession: 0001350102-09-000002 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Oct. 9, 2009
EFD Posted: Jan. 6, 2015
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  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001350102 </ cik >
  < entityName > Ascent Solar Technologies, Inc. </ entityName >
- < issuerAddress >
  < street1 > 12300 GRANT STREET </ street1 >
  < city > THORNTON </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > (720) 872-5000 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
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  < value > None </ value >
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  < value > None </ value >
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  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2005 </ value >
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  < firstName > Mohan </ firstName >
  < middleName > S. </ middleName >
  < lastName > Misra, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
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  < firstName > Farhad </ firstName >
  < lastName > Moghadam, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Director </ relationship >
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  < firstName > Gary </ firstName >
  < lastName > Gatchell </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < firstName > Prem </ firstName >
  < lastName > Nath, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < firstName > Ashutosh </ firstName >
  < lastName > Misra </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
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  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < firstName > Joseph </ firstName >
  < lastName > Armstrong, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < firstName > Rafael </ firstName >
  < lastName > Gutierrez </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < firstName > Joseph </ firstName >
  < lastName > McCabe </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < firstName > Janet </ firstName >
  < lastName > Casteel </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < firstName > Stanley </ firstName >
  < middleName > A. </ middleName >
  < lastName > Gallery </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < firstName > Einar </ firstName >
  < lastName > Glomnes </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
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  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
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  < firstName > Amit </ firstName >
  < lastName > Kumar, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ relatedPersonAddress >
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  < relationship > Director </ relationship >
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- < relatedPersonName >
  < firstName > T.W. Fraser </ firstName >
  < lastName > Russell, Ph.D. </ lastName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ relatedPersonAddress >
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  < relationship > Director </ relationship >
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  < firstName > Richard </ firstName >
  < lastName > Erskine </ lastName >
  </ relatedPersonName >
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  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ relatedPersonAddress >
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  < relationship > Director </ relationship >
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  </ relatedPersonInfo >
- < relatedPersonInfo >
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  < firstName > Richard </ firstName >
  < middleName > J. </ middleName >
  < lastName > Swanson </ lastName >
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- < relatedPersonAddress >
  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Ron </ firstName >
  < lastName > Eller </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Ascent Solar Technologies, Inc. </ street1 >
  < street2 > 12300 Grant Street </ street2 >
  < city > Thornton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < zipCode > 80241 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
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- < offeringData >
- < industryGroup >
  < industryGroupType > Manufacturing </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > $1,000,001 - $5,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
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- < dateOfFirstSale >
  < value > 2009-10-06 </ value >
  </ dateOfFirstSale >
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- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
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- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 5000000 </ minimumInvestmentAccepted >
  < salesCompensationList />
- < offeringSalesAmounts >
  < totalOfferingAmount > 5000000 </ totalOfferingAmount >
  < totalAmountSold > 5000000 </ totalAmountSold >
  < totalRemaining > 0 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
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  < dollarAmount > 0 </ dollarAmount >
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  < dollarAmount > 0 </ dollarAmount >
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  < dollarAmount > 0 </ dollarAmount >
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  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Ascent Solar Technologies, Inc. </ issuerName >
  < signatureName > /s/ Gary Gatchell </ signatureName >
  < nameOfSigner > Gary Gatchell </ nameOfSigner >
  < signatureTitle > Chief Financial Officer </ signatureTitle >
  < signatureDate > 2009-10-07 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Oct. 9, 2009
EFD Posted: Jan. 6, 2015