Form D Raw Data - Electronic Filing Depository

EFDID: 8131EFD: Raw Data

Issuer: WaferGen Bio-systems, Inc. (0001368993) - D

Accession: 0001368993-10-000002 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 24, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001368993 </ cik >

< entityName > WaferGen Bio-systems, Inc. </ entityName >

- < issuerAddress >

< street1 > BAYSIDE TECHNOLOGY CENTER </ street1 >

< street2 > 46531 FREMONT BLVD. </ street2 >

< city > FREMONT </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94538 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (510) 651-4450 </ issuerPhoneNumber >

< jurisdictionOfInc > NEVADA </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > La Burbuja Cafe, Inc. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2005 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Alnoor </ firstName >

< lastName > Shivji </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o WaferGen Bio-systems, Inc. </ street1 >

< street2 > 46531 Fremont Blvd. </ street2 >

< city > Fremont </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94538 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Raymond </ firstName >

< middleName > Dean </ middleName >

< lastName > Hautamaki </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o WaferGen Bio-systems, Inc. </ street1 >

< street2 > 46531 Fremont Blvd. </ street2 >

< city > Fremont </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94538 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $1 - $1,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-11-11 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Units consisting of one share of common stock and one warrant to purchase 25% of one share of common stock. </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Gilford Securities Incorporated </ recipientName >

< recipientCRDNumber > 8076 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 777 Third Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > IN </ state >

< state > MD </ state >

< state > MA </ state >

< state > MN </ state >

< state > NY </ state >

< state > NC </ state >

< state > PA </ state >

< state > RI </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Spencer Trask Ventures, Inc. </ recipientName >

< recipientCRDNumber > 28373 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 535 Madison Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10016 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > FL </ state >

< state > MI </ state >

< state > NY </ state >

< state > TX </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Newport Coast Securities, Inc. </ recipientName >

< recipientCRDNumber > 16944 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18872 MacArthur Blvd. </ street1 >

< street2 > Suite 100 </ street2 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92612 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NJ </ state >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 5085500 </ totalOfferingAmount >

< totalAmountSold > 5085500 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 37 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 381420 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > In addition to the dollar amount, sales commissions included warrants to purchase a total of 118,644 shares of stock at an exercise price of $2.50 per whole share. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > WaferGen Bio-systems, Inc. </ issuerName >

< signatureName > Hector Brush </ signatureName >

< nameOfSigner > Hector Brush </ nameOfSigner >

< signatureTitle > Principal Financial Officer </ signatureTitle >

< signatureDate > 2010-02-23 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >