Form D Raw Data - Electronic Filing Depository

EFDID: 12494EFD: Raw Data

Issuer: Sterne Agee Asia Fund L P (0001381287) - D/A

Accession: 0001381287-11-000001 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 22, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001381287 </ cik >

< entityName > Sterne Agee Asia Fund L P </ entityName >

- < issuerAddress >

< street1 > 3060 Peachtree Road, NW </ street1 >

< street2 > Suite 1815 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > 2Q </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 800-240-9220 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2006 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Sterne Agee </ firstName >

< lastName > Asset Management, Inc. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > W. </ firstName >

< middleName > A. </ middleName >

< lastName > Ruch, III </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > K. </ firstName >

< middleName > Brian </ middleName >

< lastName > Barze </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > T. </ firstName >

< middleName > Jerry </ middleName >

< lastName > Harris </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jerry </ firstName >

< middleName > K. </ middleName >

< lastName > Seton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Andrew </ firstName >

< middleName > R. </ middleName >

< lastName > Chambless </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001381287-09-000004 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2006-11-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Patnership Interests </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 250000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Shollmier, Dudley </ recipientName >

< recipientCRDNumber > 1750651 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11300 Cantrell Road </ street1 >

< street2 > Suite 101 </ street2 >

< city > Little Rock </ city >

< stateOrCountry > AR </ stateOrCountry >

< stateOrCountryDescription > ARKANSAS </ stateOrCountryDescription >

< zipCode > 72212 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Barrow, Craig </ recipientName >

< recipientCRDNumber > 13636 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 33 Bull Street </ street1 >

< street2 > Suite 100 </ street2 >

< city > Savannah </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 31401 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Martin, Vincent </ recipientName >

< recipientCRDNumber > 1296599 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 33 Bull Street </ street1 >

< street2 > Suite 100 </ street2 >

< city > Savannah </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 31401 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Barrow, David </ recipientName >

< recipientCRDNumber > 13639 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 33 Bull Street </ street1 >

< street2 > Suite 100 </ street2 >

< city > Savannah </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 31401 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lee, Alonzo </ recipientName >

< recipientCRDNumber > 305135 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 505 North 20th Street </ street1 >

< street2 > Suite 1210 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35203 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lynn, Henry </ recipientName >

< recipientCRDNumber > 315266 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 505 North 20th Street </ street1 >

< street2 > Suite 1210 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35203 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Poe, Hoke </ recipientName >

< recipientCRDNumber > 1820278 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 750 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ruch, Terry </ recipientName >

< recipientCRDNumber > 2761014 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 730 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Johnson, Mat </ recipientName >

< recipientCRDNumber > 259903 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 505 North 20th Street </ street1 >

< street2 > Suite 1210 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35203 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > McElroy, Taylor </ recipientName >

< recipientCRDNumber > 4707879 </ recipientCRDNumber >

< associatedBDName > Sterne, Agee and Leach, Inc. </ associatedBDName >

< associatedBDCRDNumber > 791 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 800 Shades Creek Parkway </ street1 >

< street2 > Suite 750 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 25000000 </ totalOfferingAmount >

< totalAmountSold > 10430430 </ totalAmountSold >

< totalRemaining > 14569570 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 53 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > *Sales commissions and similar remuneration are payable by the General Partner out of its assets. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Sterne Agee Asia Fund L P </ issuerName >

< signatureName > W. A. Ruch, III </ signatureName >

< nameOfSigner > W. A. Ruch, III </ nameOfSigner >

< signatureTitle > CEO of Sterne Agee Asset Mgmt., Inc.as Gen. Ptnr. of Issuer </ signatureTitle >

< signatureDate > 2011-11-22 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >