EFDID: 100751EFD: Raw Data

Issuer: NETREIT, INC. (0001080657) - D

Accession: 0001382963-14-000045 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Aug. 12, 2014
EFD Posted: Aug. 12, 2014
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001080657 </ cik >
  < entityName > NETREIT, INC. </ entityName >
- < issuerAddress >
  < street1 > 1282 PACIFIC OAKS PLACE </ street1 >
  < city > ESCONDIDO </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029-2900 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 760-471-8536 </ issuerPhoneNumber >
  < jurisdictionOfInc > MARYLAND </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > NETREIT </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > H. </ middleName >
  < lastName > Allen </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < middleName > T. </ middleName >
  < lastName > Bruen </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Shirley </ firstName >
  < middleName > Y. </ middleName >
  < lastName > Bullard </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Larry </ firstName >
  < middleName > G. </ middleName >
  < lastName > Dubose </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 6605 Cypresswood Drive </ street1 >
  < street2 > Suite 185 </ street2 >
  < city > Spring </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77379 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kenneth </ firstName >
  < middleName > W. </ middleName >
  < lastName > Elsberry </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jack </ firstName >
  < middleName > K. </ middleName >
  < lastName > Heilbron </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Sumner </ firstName >
  < middleName > J. </ middleName >
  < lastName > Rollings </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Thomas </ firstName >
  < middleName > E. </ middleName >
  < lastName > Schwartz </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o NetREIT, Inc. </ street1 >
  < street2 > 1282 Pacific Oaks Place </ street2 >
  < city > Escondido </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92029 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > REITS and Finance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2014-08-04 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Imperial Capital, LLC </ recipientName >
  < recipientCRDNumber > 43744 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2000 Avenue of the Stars </ street1 >
  < street2 > Suite 900-S </ street2 >
  < city > Los Angeles </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90067 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 40000000 </ totalOfferingAmount >
  < totalAmountSold > 15000000 </ totalAmountSold >
  < totalRemaining > 25000000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 2000000 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > NETREIT, INC. </ issuerName >
  < signatureName > /s/ Kathryn Richman </ signatureName >
  < nameOfSigner > Kathryn Richman </ nameOfSigner >
  < signatureTitle > Secretary </ signatureTitle >
  < signatureDate > 2014-08-12 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Aug. 12, 2014
EFD Posted: Aug. 12, 2014