Form D Raw Data - Electronic Filing Depository

EFDID: 326661EFD: Raw Data

Issuer: Venus Concept Inc. (0001409269) - D

Accession: 0001382963-19-000144 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 19, 2019
EFD Posted: Nov. 19, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001409269 </ cik >

< entityName > Venus Concept Inc. </ entityName >

- < issuerAddress >

< street1 > 235 YORKLAND BLVD. </ street1 >

< street2 > SUITE 900 </ street2 >

< city > TORONTO </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 877-848-8430 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Restoration Robotics, Inc. </ previousName >

< previousName > Restoration Robotics Inc </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Domenic </ firstName >

< lastName > Serafino </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Juliet </ firstName >

< lastName > Tammenoms Bakker </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Scott </ firstName >

< lastName > Barry </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Garheng </ firstName >

< lastName > Kong </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Louise </ firstName >

< lastName > Lacchin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Fritz </ firstName >

< lastName > LaPorte </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anthony </ firstName >

< lastName > Natale </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Keith </ firstName >

< lastName > Sullivan </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Frederic </ firstName >

< lastName > Moll </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Domenic </ firstName >

< lastName > Della Penna </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Domenic </ firstName >

< lastName > Di Sisto </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anna </ firstName >

< lastName > Georgiadis </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Yoni </ firstName >

< lastName > Iger </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Melissa </ firstName >

< lastName > Kang </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > William </ firstName >

< lastName > Kelley </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Soeren </ firstName >

< middleName > Maor </ middleName >

< lastName > Sinay </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Boris </ firstName >

< lastName > Vaynberg </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 235 Yorkland Blvd. </ street1 >

< street2 > Suite 900 </ street2 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M2J 4Y8 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Health Care </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2019-11-07 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > true </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Evercore Group L.L.C. </ recipientName >

< recipientCRDNumber > 42405 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 56 East 52nd St. </ street1 >

< city > NewYork </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > PR </ state >

< description > PUERTO RICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Oppenheimer & Co. Inc. </ recipientName >

< recipientCRDNumber > 249 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 85 Broad St. 22nd </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Northland Securities, Inc. </ recipientName >

< recipientCRDNumber > 40258 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 150 South Fifth Street </ street1 >

< street2 > Suite 3300 </ street2 >

< city > Minneapolis </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 55402 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 50516865 </ totalOfferingAmount >

< totalAmountSold > 50516865 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > $28,064,925 for units of Common Stock and Warrants; remaining $22,451,940 is the aggregate exercise price for the Warrants. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 28 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1050000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Venus Concept Inc. </ issuerName >

< signatureName > /s/ Domenic DiSisto </ signatureName >

< nameOfSigner > Domenic Di Sisto </ nameOfSigner >

< signatureTitle > GC and Corp. Sec. </ signatureTitle >

< signatureDate > 2019-11-18 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >