EFDID: 102889EFD: Raw Data

Issuer: THERANOSTICS HEALTH, INC. (0001390534) - D/A

Accession: 0001390534-15-000004 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jun. 29, 2015
EFD Posted: Jun. 29, 2015
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001390534 </ cik >
  < entityName > THERANOSTICS HEALTH, INC. </ entityName >
- < issuerAddress >
  < street1 > 15010 BROSCHART ROAD, SECOND FLOOR </ street1 >
  < city > ROCKVILLE </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 301 251 4443 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > THERANOSTICS HEALTH LLC </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Glenn </ firstName >
  < middleName > D </ middleName >
  < lastName > Hoke, PhD </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > EVP & Director </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > James </ firstName >
  < middleName > N </ middleName >
  < lastName > Cooper, MD </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chairman, Board of Directors; Director </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < middleName > Dendy </ middleName >
  < lastName > Young </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20815 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > D </ middleName >
  < lastName > King </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20815 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kevin </ firstName >
  < middleName > G </ middleName >
  < lastName > Quinn </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Barry </ firstName >
  < middleName > S </ middleName >
  < lastName > Strauch, MD </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Joseph </ firstName >
  < middleName > S </ middleName >
  < lastName > Bailes, MD </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Mitchell </ firstName >
  < middleName > P </ middleName >
  < lastName > Cybulski </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 15010 Broschart Road </ street1 >
  < street2 > Second Floor </ street2 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20850 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Biotechnology </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 05 </ item >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001390534-15-000002 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2014-08-20 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isOptionToAcquireType > true </ isOptionToAcquireType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > John Dierkes </ recipientName >
  < recipientCRDNumber > 1629115 </ recipientCRDNumber >
  < associatedBDName > Pickwick Capital Partners, LLC </ associatedBDName >
  < associatedBDCRDNumber > 130672 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 445 Hamilton Avenue </ street1 >
  < city > White Plains </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10601 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 855000 </ totalOfferingAmount >
  < totalAmountSold > 855000 </ totalAmountSold >
  < totalRemaining > 0 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 12 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 17500 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > In addition, Pickwick Capital Partners received a stock purchase warrant evidencing the right to purchase shares of common stock of Issuer. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > General corporate purposes </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > THERANOSTICS HEALTH, INC. </ issuerName >
  < signatureName > Ronald S Hencin, PhD </ signatureName >
  < nameOfSigner > Ronald S Hencin, PhD </ nameOfSigner >
  < signatureTitle > Vice President </ signatureTitle >
  < signatureDate > 2015-06-29 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jun. 29, 2015
EFD Posted: Jun. 29, 2015