Form D Raw Data - Electronic Filing Depository

EFDID: 3811EFD: Raw Data

Issuer: BERKELEY CAPITAL TRUST INC (0001430248) - D/A

Accession: 0001430248-10-000006 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 2, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001430248 </ cik >

< entityName > BERKELEY CAPITAL TRUST INC </ entityName >

- < issuerAddress >

< street1 > 750 BATTERY STREET </ street1 >

< street2 > 7TH FLOOR </ street2 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 530 601-2400 </ issuerPhoneNumber >

< jurisdictionOfInc > MARYLAND </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2007 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > MICHEL </ firstName >

< middleName > D. </ middleName >

< lastName > SNEGG </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 555 MONTGOMERY ST. </ street1 >

< street2 > SUITE 1550 </ street2 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > AARON </ firstName >

< lastName > SNEGG </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 555 MONTGOMERY ST. </ street1 >

< street2 > SUITE 1550 </ street2 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > NORMAN </ firstName >

< lastName > VILLARINA </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 555 MONTGOMERY ST. </ street1 >

< street2 > SUITE 1550 </ street2 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > BERKELEY </ firstName >

< lastName > ADVISORS, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 555 MONTGOMERY ST. </ street1 >

< street2 > SUITE 1550 </ street2 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > REITS and Finance </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001430248-10-000003 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2008-01-11 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > PAUL L. WHITE II </ recipientName >

< recipientCRDNumber > 4669396 </ recipientCRDNumber >

< associatedBDName > HERITAGE FINANCIAL SYSTEMS, INC </ associatedBDName >

< associatedBDCRDNumber > 133019 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 150 BROAD HOLLOW RD </ street1 >

< street2 > SUITE 310 </ street2 >

< city > MELVILLE </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11747 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > HAROLD C. WHITE JR </ recipientName >

< recipientCRDNumber > 465047 </ recipientCRDNumber >

< associatedBDName > ASHTON CAPITAL MANAGEMENT, INC </ associatedBDName >

< associatedBDCRDNumber > 26502 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7660 FAY AVENUE </ street1 >

< street2 > #H174 </ street2 >

< city > LA JOLLA </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92037 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > GORDON W YEE </ recipientName >

< recipientCRDNumber > 2339698 </ recipientCRDNumber >

< associatedBDName > NATIONAL SECURITIES CORP </ associatedBDName >

< associatedBDCRDNumber > 7569 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2970 HALEKO RD </ street1 >

< street2 > SUITE 201 </ street2 >

< city > LIHUE </ city >

< stateOrCountry > HI </ stateOrCountry >

< stateOrCountryDescription > HAWAII </ stateOrCountryDescription >

< zipCode > 96766 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > LARRY D FREIE </ recipientName >

< recipientCRDNumber > 1236742 </ recipientCRDNumber >

< associatedBDName > SUNSET FINANCIAL SERVICES </ associatedBDName >

< associatedBDCRDNumber > 3538 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4725 N SCOTTSDALE RD </ street1 >

< street2 > SUITE 239 </ street2 >

< city > SCOTTSDALE </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85251 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DEREK LOPEZ </ recipientName >

< recipientCRDNumber > 2320151 </ recipientCRDNumber >

< associatedBDName > NATIONAL SECURITIES CORP </ associatedBDName >

< associatedBDCRDNumber > 5769 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 900 FORT STREET MALL </ street1 >

< street2 > #503 </ street2 >

< city > HONOLULU </ city >

< stateOrCountry > HI </ stateOrCountry >

< stateOrCountryDescription > HAWAII </ stateOrCountryDescription >

< zipCode > 96813 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > FERDINAND R DOSONO </ recipientName >

< recipientCRDNumber > 2110497 </ recipientCRDNumber >

< associatedBDName > NATIONAL SECURITIES CORP </ associatedBDName >

< associatedBDCRDNumber > 5769 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2970 HALEKO RD </ street1 >

< street2 > SUITE 201 </ street2 >

< city > LIHUE </ city >

< stateOrCountry > HI </ stateOrCountry >

< stateOrCountryDescription > HAWAII </ stateOrCountryDescription >

< zipCode > 96766 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > HI </ state >

< description > HAWAII </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JEREMY L. GOVE </ recipientName >

< recipientCRDNumber > 5231794 </ recipientCRDNumber >

< associatedBDName > JP TURNER & CO., LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3000 2ND AVE </ street1 >

< street2 > SUITE 4 </ street2 >

< city > KEARNEY </ city >

< stateOrCountry > NE </ stateOrCountry >

< stateOrCountryDescription > NEBRASKA </ stateOrCountryDescription >

< zipCode > 68845 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > MICHAEL L. DIGAETANO </ recipientName >

< recipientCRDNumber > 2378300 </ recipientCRDNumber >

< associatedBDName > JP TURNER & CO., LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18021 OAK ST </ street1 >

< street2 > SUITE B </ street2 >

< city > OMAHA </ city >

< stateOrCountry > NE </ stateOrCountry >

< stateOrCountryDescription > NEBRASKA </ stateOrCountryDescription >

< zipCode > 68130 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DOUGLAS W. SHRINER </ recipientName >

< recipientCRDNumber > 1140409 </ recipientCRDNumber >

< associatedBDName > HARRISON DOUGLAS, INC. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3025 S PARKER RD </ street1 >

< street2 > SUITE 801 </ street2 >

< city > AURORA </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80014 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > GILBERT R. CONRAD </ recipientName >

< recipientCRDNumber > 2746778 </ recipientCRDNumber >

< associatedBDName > JP TURNER & CO, LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 210 S NINTH ST </ street1 >

< city > LEWISTON </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 14092 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > FREDERICK F. PTUCHA </ recipientName >

< recipientCRDNumber > 368578 </ recipientCRDNumber >

< associatedBDName > FINANCIAL WEST GROUP </ associatedBDName >

< associatedBDCRDNumber > 16668 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 575 WEST COLLEGE AVE </ street1 >

< street2 > SUITE 105 </ street2 >

< city > SANTA ROSA </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95401 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > HUGH O. BARNDOLLAR III </ recipientName >

< recipientCRDNumber > 3027317 </ recipientCRDNumber >

< associatedBDName > GRANT BETTINGEN, INC. </ associatedBDName >

< associatedBDCRDNumber > 16944 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7218 CONGRESS ST. </ street1 >

< city > NEW PORT RICHEY </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 34653 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > ROBERT C. BAILING </ recipientName >

< recipientCRDNumber > 1018851 </ recipientCRDNumber >

< associatedBDName > FINANCIAL ADVISERS OF AMERICA, LLC </ associatedBDName >

< associatedBDCRDNumber > 142170 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1930 PALOMAR POINT WAY </ street1 >

< street2 > SUITE 104 </ street2 >

< city > CARLSBAD </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92008 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > WILLIAM C. MONROE III </ recipientName >

< recipientCRDNumber > 4043470 </ recipientCRDNumber >

< associatedBDName > DH HILL SECURITIES LLP </ associatedBDName >

< associatedBDCRDNumber > 41528 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7821 FM 1960 E </ street1 >

< street2 > SUITE B </ street2 >

< city > HUMBLE </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77346 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > PAUL GELORMINI </ recipientName >

< recipientCRDNumber > 2066089 </ recipientCRDNumber >

< associatedBDName > EPLANNING SECURITIES, INC. </ associatedBDName >

< associatedBDCRDNumber > 46000 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3721 DOUGLAS BLVD </ street1 >

< street2 > SUITE 200 </ street2 >

< city > ROSEVILLE </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95661 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > ALAN S. FRIEDLANDER </ recipientName >

< recipientCRDNumber > 1890289 </ recipientCRDNumber >

< associatedBDName > D.H. HILL SECURITIES, LLP </ associatedBDName >

< associatedBDCRDNumber > 41528 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7821 FM 1960 E. </ street1 >

< street2 > SUITE B </ street2 >

< city > HUMBLE </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77346 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DANNY H. HILL </ recipientName >

< recipientCRDNumber > 1012712 </ recipientCRDNumber >

< associatedBDName > D.H. HILL SECURITIES, LLP </ associatedBDName >

< associatedBDCRDNumber > 41528 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7821 FM 1960 E. </ street1 >

< street2 > SUITE B </ street2 >

< city > HUMBLE </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77346 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > ROBERT B. SETSER </ recipientName >

< recipientCRDNumber > 1005169 </ recipientCRDNumber >

< associatedBDName > CHARTER PACIFIC SECURITIES, LLC </ associatedBDName >

< associatedBDCRDNumber > 144528 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2836 PAYMASTER TRAIL </ street1 >

< city > COOL </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95614 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > ERIC PAUL WESCHKE </ recipientName >

< recipientCRDNumber > 2486324 </ recipientCRDNumber >

< associatedBDName > ALTERNATIVE WEALTH STRATEGIES, INC. </ associatedBDName >

< associatedBDCRDNumber > 130933 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11 DORN COURT </ street1 >

< city > SETAUKET </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11733 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > RONALD DALE VAN WYNGARDEN </ recipientName >

< recipientCRDNumber > 1286498 </ recipientCRDNumber >

< associatedBDName > BERTHEL, FISHER & CO FINANCIAL SERVICES, INC. </ associatedBDName >

< associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 701 TAMA ST </ street1 >

< street2 > BUILDING B </ street2 >

< city > MARION </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52302-0609 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IA </ state >

< description > IOWA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > MARK B. REINKING </ recipientName >

< recipientCRDNumber > 1602957 </ recipientCRDNumber >

< associatedBDName > SUNSET FINANCIAL SERVICES, INC. </ associatedBDName >

< associatedBDCRDNumber > 3538 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5900 SOUTHWEST PARKWAY </ street1 >

< street2 > BLDG 5, SUITE 500 </ street2 >

< city > AUSTIN </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78735 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > MITCH FISHER </ recipientName >

< recipientCRDNumber > 869469 </ recipientCRDNumber >

< associatedBDName > National Securities Corp. </ associatedBDName >

< associatedBDCRDNumber > 7569 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 95 ARGONAUT </ street1 >

< street2 > SUITE #105 </ street2 >

< city > Aliso Viejo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92656 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > WFP SECURITIES CORPORATION </ recipientName >

< recipientCRDNumber > 35098 </ recipientCRDNumber >

< associatedBDName > WFP SECURITIES CORPORATION </ associatedBDName >

< associatedBDCRDNumber > 35098 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6020 CORNERSTONE COURT WEST </ street1 >

< street2 > SUITE 240 </ street2 >

< city > SAN DIEGO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92121 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > WY </ state >

< description > WYOMING </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > CENTAURUS FINANCIAL, INC. </ recipientName >

< recipientCRDNumber > 30833 </ recipientCRDNumber >

< associatedBDName > CENTAURUS FINANCIAL, INC. </ associatedBDName >

< associatedBDCRDNumber > 30833 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2300 E. KATELLA AVENUE </ street1 >

< street2 > SUITE #200 </ street2 >

< city > ANAHEIM </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92806 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > AFA FINANCIAL GROUP, LLC </ recipientName >

< recipientCRDNumber > 127648 </ recipientCRDNumber >

< associatedBDName > AFA FINANCIAL GROUP, LLC </ associatedBDName >

< associatedBDCRDNumber > 127648 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 26637 W. AGOURA RD </ street1 >

< city > CALABASAS </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 91302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > ID </ state >

< description > IDAHO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kathryn Fitzgerald </ recipientName >

< recipientCRDNumber > 1411000 </ recipientCRDNumber >

< associatedBDName > NATIONAL SECURITIES CORPORATION </ associatedBDName >

< associatedBDCRDNumber > 7569 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2061 Monticello Rd. </ street1 >

< city > NAPA </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94558 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jeffrey Rachlin </ recipientName >

< recipientCRDNumber > 823547 </ recipientCRDNumber >

< associatedBDName > ALTERNATIVE WEALTH STRATEGIES, INC. </ associatedBDName >

< associatedBDCRDNumber > 130933 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 777 Old Saw Mill River Road </ street1 >

< street2 > SUITE 240 </ street2 >

< city > TARRYTOWN </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10591 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MD </ state >

< description > MARYLAND </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JALON O'CONNELL </ recipientName >

< recipientCRDNumber > 3005016 </ recipientCRDNumber >

< associatedBDName > NATIONAL SECURITIES CORP. </ associatedBDName >

< associatedBDCRDNumber > 7569 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9300 Wilshire Blvd. </ street1 >

< street2 > STE 420 </ street2 >

< city > BEVERLY HILLS </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90212 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > BRUCE BEETZ </ recipientName >

< recipientCRDNumber > 1527269 </ recipientCRDNumber >

< associatedBDName > OAK TREE SECURITIES, INC </ associatedBDName >

< associatedBDCRDNumber > 18126 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > PO Box 1371 </ street1 >

< city > Hollister </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95024 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mark Pizarek </ recipientName >

< recipientCRDNumber > 3216820 </ recipientCRDNumber >

< associatedBDName > OAK TREE SECURITIES, INC </ associatedBDName >

< associatedBDCRDNumber > 18126 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 525 W Remington Dr. </ street1 >

< street2 > #98 </ street2 >

< city > SUNNYVALE </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94087 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Sonya Lee </ recipientName >

< recipientCRDNumber > 2742405 </ recipientCRDNumber >

< associatedBDName > OAK TREE SECURITIES, INC </ associatedBDName >

< associatedBDCRDNumber > 18126 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3254 Martini Run </ street1 >

< city > HOLLISTER </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95023 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William Furlong </ recipientName >

< recipientCRDNumber > 801636 </ recipientCRDNumber >

< associatedBDName > Newport Coast Securities </ associatedBDName >

< associatedBDCRDNumber > 16944 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18872 MacArthur Blvd. </ street1 >

< street2 > First Floor </ street2 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92612 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Edwin Suzuki </ recipientName >

< recipientCRDNumber > 4851317 </ recipientCRDNumber >

< associatedBDName > Newport Coast Securities </ associatedBDName >

< associatedBDCRDNumber > 16944 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20241 SW. Birch </ street1 >

< street2 > #100 </ street2 >

< city > Newport Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92660 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Berkeley Capital Securities </ recipientName >

< recipientCRDNumber > 136982 </ recipientCRDNumber >

< associatedBDName > Berkeley Capital Securities </ associatedBDName >

< associatedBDCRDNumber > 136982 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 555 Montgomery St. </ street1 >

< street2 > Suite 1550 </ street2 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94111 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 25000000 </ totalOfferingAmount >

< totalAmountSold > 10326224 </ totalAmountSold >

< totalRemaining > 14673776 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 229 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 2500000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 1000000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > THIS IS AN ESTIMATED, ANNUAL MAXIMUM BASED ON THE SALE OF THE TOTAL OFFERING AMOUNT. EXPENSE REIMBURSEMENT IS ALSO AVAILABLE. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > BERKELEY CAPITAL TRUST INC </ issuerName >

< signatureName > AARON SNEGG </ signatureName >

< nameOfSigner > AARON SNEGG </ nameOfSigner >

< signatureTitle > DIRECTOR </ signatureTitle >

< signatureDate > 2010-06-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >