EFDID: 480287EFD: Raw Data

Issuer: Provisio Medical, Inc. (0001685703) - D

Accession: 0001437749-23-009699 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Apr. 6, 2023
EFD Posted: Apr. 7, 2023
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001685703 </ cik >
  < entityName > Provisio Medical, Inc. </ entityName >
- < issuerAddress >
  < street1 > 10815 Rancho Bernardo Road </ street1 >
  < street2 > Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > (858) 524-3901 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < previousName > None </ previousName >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Stephen </ firstName >
  < middleName > Eric </ middleName >
  < lastName > Ryan </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Rancho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Aurelio </ firstName >
  < lastName > Fernandez </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Rancho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Timothy </ firstName >
  < lastName > Lindenfelser </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Rancho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Frank </ firstName >
  < middleName > J. </ middleName >
  < lastName > Del Rio </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Rancho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Chobotov </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Rancho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > John </ firstName >
  < lastName > McCallum </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > JAM Capital Partners </ street1 >
  < street2 > PO Box 20097 </ street2 >
  < city > St. Simons Island </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 31522 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > John </ firstName >
  < lastName > Blake </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > c/o Provisio Medical, Inc. </ street1 >
  < street2 > 10815 Racho Bernardo Road, Suite 110 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Technology </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2023-04-03 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Preferred Stock </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > LifeSci Capital </ recipientName >
  < recipientCRDNumber > 168404 </ recipientCRDNumber >
  < associatedBDName > LifeSci Capital </ associatedBDName >
  < associatedBDCRDNumber > 168404 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 250 West 55th Street </ street1 >
  < street2 > 34th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10019 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 25000000 </ totalOfferingAmount >
  < totalAmountSold > 4519532 </ totalAmountSold >
  < totalRemaining > 20480468 </ totalRemaining >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 19 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 115500 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Broker also to receive warrant compensation = equity warrants equal to 1% of the Gross Proceeds sold by said broker. Term of five years, cashless exercise option, convertible into common shares, and exercise price = 125% of the price per share paid by in </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 500000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Provisio Medical, Inc. </ issuerName >
  < signatureName > /s/ Stephen Eric Ryan </ signatureName >
  < nameOfSigner > Stephen Eric Ryan </ nameOfSigner >
  < signatureTitle > President </ signatureTitle >
  < signatureDate > 2023-04-05 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Apr. 6, 2023
EFD Posted: Apr. 7, 2023