EFDID: 4397EFD: Raw Data

Issuer: LV M VENTURE HOLDINGS DST (0001448276) - D/A

Accession: 0001448276-11-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jan. 6, 2011
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001448276 </ cik >
  < entityName > LV M VENTURE HOLDINGS DST </ entityName >
- < issuerAddress >
  < street1 > 2901 BUTTERFIELD ROAD </ street1 >
  < city > OAK BROOK </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60523 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 630 218-4916 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Delaware Statutory Trust </ entityTypeOtherDesc >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2008 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Capital Corporation </ firstName >
  < lastName > Inland Private </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2901 Butterfield Road </ street1 >
  < city > Oak Brook </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60523 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Exchange Venture, L.L.C. </ firstName >
  < lastName > LV-M </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2901 Butterfield Road </ street1 >
  < city > Oak Brook </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60523 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > 1031 Venture, L.L.C. </ firstName >
  < lastName > LV-M </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2901 Butterfield Road </ street1 >
  < city > Oak Brook </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60523 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Real Estate </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001489401-10-000009 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2008-09-26 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate. </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 200000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > David A. Langan </ recipientName >
  < recipientCRDNumber > 3183316 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Millrock Drive, Suite 450 </ street1 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Alan R. Hodgson </ recipientName >
  < recipientCRDNumber > 1695013 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Millrock Drive, Suite 450 </ street1 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Carol L. King </ recipientName >
  < recipientCRDNumber > 4890394 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 40 North French Broad Avenue </ street1 >
  < city > Asheville </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 28801 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kurt A. Faasse </ recipientName >
  < recipientCRDNumber > 3219742 </ recipientCRDNumber >
  < associatedBDName > Royal Securities Company </ associatedBDName >
  < associatedBDCRDNumber > 10702 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4095 Chicago Drive, SW, Suite 120 </ street1 >
  < city > Grandville </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 49418 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Darryl J. Wolff, Sr. </ recipientName >
  < recipientCRDNumber > 2824029 </ recipientCRDNumber >
  < associatedBDName > FSC Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 7461 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 513 Dekalb Avenue </ street1 >
  < city > Sycamore </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60178 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Nathan L. Rewerts </ recipientName >
  < recipientCRDNumber > 2913269 </ recipientCRDNumber >
  < associatedBDName > Investment Planners, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 18557 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5950 SW 28th Street </ street1 >
  < city > Topeka </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66614 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > KS </ state >
  < description > KANSAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Thomas P. Feldner </ recipientName >
  < recipientCRDNumber > 2768753 </ recipientCRDNumber >
  < associatedBDName > Capital Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 8408 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1900 Burnt Boat Drive, Suite 102 </ street1 >
  < city > Bismarck </ city >
  < stateOrCountry > ND </ stateOrCountry >
  < stateOrCountryDescription > NORTH DAKOTA </ stateOrCountryDescription >
  < zipCode > 58503 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David R. Bjork </ recipientName >
  < recipientCRDNumber > 2243192 </ recipientCRDNumber >
  < associatedBDName > Capital Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 8408 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1900 Burnt Boat Drive, Suite 102 </ street1 >
  < city > Bismarck </ city >
  < stateOrCountry > ND </ stateOrCountry >
  < stateOrCountryDescription > NORTH DAKOTA </ stateOrCountryDescription >
  < zipCode > 58503 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Scott S. Brown </ recipientName >
  < recipientCRDNumber > 4322420 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2234 East Colorado Boulevard </ street1 >
  < city > Pasadena </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 91107 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Allen G. McKell </ recipientName >
  < recipientCRDNumber > 2494700 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 28494 Westinghouse Place, Suite 101 </ street1 >
  < city > Valencia </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 91355 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Toni L. Sutherland </ recipientName >
  < recipientCRDNumber > 2729672 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group, LLC </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9039 Soquel Drive, Suite 2 </ street1 >
  < city > Aptos </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 95003 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jeremy A. Kisner </ recipientName >
  < recipientCRDNumber > 2052115 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9505 Hillwood Drive, Suite 100 </ street1 >
  < city > Las Vegas </ city >
  < stateOrCountry > NV </ stateOrCountry >
  < stateOrCountryDescription > NEVADA </ stateOrCountryDescription >
  < zipCode > 89134 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NV </ state >
  < description > NEVADA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Daniel L. Whittenburg </ recipientName >
  < recipientCRDNumber > 2181920 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Millrock Drive, Suite 450 </ street1 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michael L. Markey </ recipientName >
  < recipientCRDNumber > 320042 </ recipientCRDNumber >
  < associatedBDName > American Investors Company </ associatedBDName >
  < associatedBDCRDNumber > 38 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1655 North Main Street, Suite 270 </ street1 >
  < city > Walnut Creek </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94596 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mary A. O'Connor </ recipientName >
  < recipientCRDNumber > 4320083 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 43612 Excelso Drive </ street1 >
  < city > Fremont </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94539 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brett E. Jenson </ recipientName >
  < recipientCRDNumber > 4048577 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Millrock, Suite 450 </ street1 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Patrick R. Conway </ recipientName >
  < recipientCRDNumber > 1337831 </ recipientCRDNumber >
  < associatedBDName > Investacorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2901 Butterfield Road </ street1 >
  < city > Oak Brook </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60523 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Edward C. Rusnak </ recipientName >
  < recipientCRDNumber > 4981734 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3000 Executive Parkway, Suite 400 </ street1 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94583 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michelle L. Cable </ recipientName >
  < recipientCRDNumber > 5558028 </ recipientCRDNumber >
  < associatedBDName > Hornor, Townend & Kent, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 4031 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10900 NE 8th Street, Suite 1250 </ street1 >
  < city > Bellevue </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98004 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Joseph D. Spagnoli </ recipientName >
  < recipientCRDNumber > 1781887 </ recipientCRDNumber >
  < associatedBDName > Pacific West Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6390 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8701 Country Creek Drive </ street1 >
  < city > Orangevale </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 95662 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AK </ state >
  < description > ALASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Frank J. Eberhart </ recipientName >
  < recipientCRDNumber > 2798858 </ recipientCRDNumber >
  < associatedBDName > The Investment Center, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 17839 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 57 Main Street, Box 5 </ street1 >
  < city > Chester </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07930 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Terry A. Vrieze </ recipientName >
  < recipientCRDNumber > 455952 </ recipientCRDNumber >
  < associatedBDName > Broker Dealer Financial Services Corp. / Successful Resource Management </ associatedBDName >
  < associatedBDCRDNumber > 8073 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7017 Hickman Road </ street1 >
  < city > Urbandale </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 50322 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jason B. Vanclef </ recipientName >
  < recipientCRDNumber > 5096529 </ recipientCRDNumber >
  < associatedBDName > VFG Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 15121 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2121 Cloverfield Avenue, Suite 115 </ street1 >
  < city > Santa Monica </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90404 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard A. McCollam </ recipientName >
  < recipientCRDNumber > 1419048 </ recipientCRDNumber >
  < associatedBDName > Royal Alliance Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3109 Teigland Road </ street1 >
  < city > Lafayette </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94549 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kathleen J. Tarr </ recipientName >
  < recipientCRDNumber > 4215307 </ recipientCRDNumber >
  < associatedBDName > Royal Alliance Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3109 Teigland Road </ street1 >
  < city > Lafayette </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94549 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Edward C. Yegen, Jr. </ recipientName >
  < recipientCRDNumber > 801074 </ recipientCRDNumber >
  < associatedBDName > Triad Advisors, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 11001 Huntover Drive </ street1 >
  < city > Rockville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20852 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MT </ state >
  < description > MONTANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Steven C. Schmidt </ recipientName >
  < recipientCRDNumber > 1356929 </ recipientCRDNumber >
  < associatedBDName > Sagepoint Financial, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 133763 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3803 Shasta Street </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92169 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert A. Cannon </ recipientName >
  < recipientCRDNumber > 2765289 </ recipientCRDNumber >
  < associatedBDName > Pacific West Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6390 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 371 NE Gilman Boulevard, Suite 310 </ street1 >
  < city > Issaquah </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98027 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John P. Siciliano, Jr. </ recipientName >
  < recipientCRDNumber > 711119 </ recipientCRDNumber >
  < associatedBDName > Invest Financial Corporation </ associatedBDName >
  < associatedBDCRDNumber > 12984 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 78 Oxford Road </ street1 >
  < city > Chester </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10918 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Christopher T. Wendel </ recipientName >
  < recipientCRDNumber > 1930870 </ recipientCRDNumber >
  < associatedBDName > WRP Investments, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7365 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 215 West Market Street </ street1 >
  < city > Celina </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 45822 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Shirley J. Ju </ recipientName >
  < recipientCRDNumber > 1612247 </ recipientCRDNumber >
  < associatedBDName > Steven L. Falk & Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 14297 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 42 Winter Street </ street1 >
  < city > Natick </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01760 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert E. Luchsinger </ recipientName >
  < recipientCRDNumber > 1907257 </ recipientCRDNumber >
  < associatedBDName > Questar Capital Corporation </ associatedBDName >
  < associatedBDCRDNumber > 43100 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2110 Smithtown Avenue, Suite 5 </ street1 >
  < city > Ronkonkoma </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 11779 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Bruce S. Hesse </ recipientName >
  < recipientCRDNumber > 2638672 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 11 Pruner Farm Road </ street1 >
  < city > Lebanon </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 08833 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Tomas J. Velken </ recipientName >
  < recipientCRDNumber > 1600404 </ recipientCRDNumber >
  < associatedBDName > Sigma Financial Corporation </ associatedBDName >
  < associatedBDCRDNumber > 14303 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1078 Carol Lane, #203 </ street1 >
  < city > Lafayette </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94549 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David J. Levenstein </ recipientName >
  < recipientCRDNumber > 2908647 </ recipientCRDNumber >
  < associatedBDName > Prime Capital Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 18334 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 800 South Federal Highway </ street1 >
  < city > Hollywood </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33020 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michael T. Janis </ recipientName >
  < recipientCRDNumber > 5308832 </ recipientCRDNumber >
  < associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3655 Torrance Boulevard, Suite 333 </ street1 >
  < city > Torrance </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90503 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Scott A. Thomas </ recipientName >
  < recipientCRDNumber > 2919642 </ recipientCRDNumber >
  < associatedBDName > Western International Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39262 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 70 South Lake Avenue, Suite 700 </ street1 >
  < city > Pasadena </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 91101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Peter I. Shusterman </ recipientName >
  < recipientCRDNumber > 1460819 </ recipientCRDNumber >
  < associatedBDName > Sagepoint Financial, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 133763 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 11545 West Bernardo Court, Suite 203 </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92127 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Andrew L. Carroll </ recipientName >
  < recipientCRDNumber > 5171314 </ recipientCRDNumber >
  < associatedBDName > Money Concepts Capital Corp </ associatedBDName >
  < associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1661 East Chapman Avenue, Suite 2-A </ street1 >
  < city > Fullerton </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92833 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NV </ state >
  < description > NEVADA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David A. Comstock </ recipientName >
  < recipientCRDNumber > 4225334 </ recipientCRDNumber >
  < associatedBDName > Money Concepts Capital Corp </ associatedBDName >
  < associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 516 Brandi Lane </ street1 >
  < city > Gulfport </ city >
  < stateOrCountry > MS </ stateOrCountry >
  < stateOrCountryDescription > MISSISSIPPI </ stateOrCountryDescription >
  < zipCode > 39507 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NV </ state >
  < description > NEVADA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stewart J. Viets </ recipientName >
  < recipientCRDNumber > 708261 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1700 Soscol Avenue, Suite 2 </ street1 >
  < city > Napa </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94559 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Joseph H. Sterling </ recipientName >
  < recipientCRDNumber > 1101378 </ recipientCRDNumber >
  < associatedBDName > Geneos Wealth Management, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 120894 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7570 West 147th Street, Suite 100 </ street1 >
  < city > Apple Valley </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55124 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Phillip J. Cordano </ recipientName >
  < recipientCRDNumber > 4284355 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1700 Soscal Avenue, Suite 2 </ street1 >
  < city > Napa </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94559 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Deanna R. Pickering </ recipientName >
  < recipientCRDNumber > 4902439 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 330 South Center Street, Suite 100 </ street1 >
  < city > Casper </ city >
  < stateOrCountry > WY </ stateOrCountry >
  < stateOrCountryDescription > WYOMING </ stateOrCountryDescription >
  < zipCode > 82601 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Arlon R. Enmeier </ recipientName >
  < recipientCRDNumber > 1000999 </ recipientCRDNumber >
  < associatedBDName > Securities America, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 10205 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9870 Research Drive, 1st Floor </ street1 >
  < city > Irvine </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92618 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Timothy L. Pearson </ recipientName >
  < recipientCRDNumber > 3180636 </ recipientCRDNumber >
  < associatedBDName > Sammon Securities Company, LLC </ associatedBDName >
  < associatedBDCRDNumber > 115368 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1513 Oakcrest Drive </ street1 >
  < city > Ogden </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84403 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Chester Ju </ recipientName >
  < recipientCRDNumber > 4695963 </ recipientCRDNumber >
  < associatedBDName > Steven L. Falk & Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 14297 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 42 Winter Street </ street1 >
  < city > Natick </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01760 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ryan T. Fleming </ recipientName >
  < recipientCRDNumber > 4378425 </ recipientCRDNumber >
  < associatedBDName > Hornor, Townsend & Kent, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 4031 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10900 NE 8th Street, Suite 1250 </ street1 >
  < city > Bellevue </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98004 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lloyd M. Johnston </ recipientName >
  < recipientCRDNumber > 1626695 </ recipientCRDNumber >
  < associatedBDName > Capital Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 8408 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9701 Apollo Drive, Suite 301 </ street1 >
  < city > Largo </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 20774 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MD </ state >
  < description > MARYLAND </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Julie L. Bradsher </ recipientName >
  < recipientCRDNumber > 5230771 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 180 South Washington Street, Suite 200 </ street1 >
  < city > Falls Church </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 22046 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John H. Ferguson </ recipientName >
  < recipientCRDNumber > 4947624 </ recipientCRDNumber >
  < associatedBDName > Steven L. Falk & Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 14297 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 North Lake Avenue, Suite 420 </ street1 >
  < city > Pasadena </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 91101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Joseph G. Michaletz </ recipientName >
  < recipientCRDNumber > 1327534 </ recipientCRDNumber >
  < associatedBDName > Triad Advisors, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 150 St. Andrews Court, Suite 210 </ street1 >
  < city > Mankato </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 56001 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Craig C. Babineaux </ recipientName >
  < recipientCRDNumber > 4066596 </ recipientCRDNumber >
  < associatedBDName > 1st Global Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2000 Kaliste Saloom Road, Suite 300 </ street1 >
  < city > Lafayette </ city >
  < stateOrCountry > LA </ stateOrCountry >
  < stateOrCountryDescription > LOUISIANA </ stateOrCountryDescription >
  < zipCode > 70508 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kathleen J. Clarida </ recipientName >
  < recipientCRDNumber > 4479835 </ recipientCRDNumber >
  < associatedBDName > Money Concepts Capital Corp </ associatedBDName >
  < associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 500 South Kramer Blvd., Suite 101 </ street1 >
  < city > Brea </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92821 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Terry L. Sanders </ recipientName >
  < recipientCRDNumber > 1023022 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7650 Rivers Edge Drive, Suite 250 </ street1 >
  < city > Columbus </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 43235 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Steven M. Netzel </ recipientName >
  < recipientCRDNumber > 2863170 </ recipientCRDNumber >
  < associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10450 East Riggs Road, Suite 111 </ street1 >
  < city > Sun Lakes </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85248 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kirk M. Balin </ recipientName >
  < recipientCRDNumber > 4590715 </ recipientCRDNumber >
  < associatedBDName > Securities Service Network, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13318 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9709 Third Avenue, Suite 215 </ street1 >
  < city > Seattle </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98115 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Donald I. Kuhs, Jr. </ recipientName >
  < recipientCRDNumber > 726678 </ recipientCRDNumber >
  < associatedBDName > Royal Alliance Securities Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1015 Beecave Woods Drive, Suite 100 </ street1 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William P. Knoll </ recipientName >
  < recipientCRDNumber > 1210246 </ recipientCRDNumber >
  < associatedBDName > Associated Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 1121 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1312 9th Street South </ street1 >
  < city > Fargo </ city >
  < stateOrCountry > ND </ stateOrCountry >
  < stateOrCountryDescription > NORTH DAKOTA </ stateOrCountryDescription >
  < zipCode > 58103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John W. Goff </ recipientName >
  < recipientCRDNumber > 1919761 </ recipientCRDNumber >
  < associatedBDName > Investacorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 770 North Cotner Boulevard, Suite 411 </ street1 >
  < city > Lincoln </ city >
  < stateOrCountry > NE </ stateOrCountry >
  < stateOrCountryDescription > NEBRASKA </ stateOrCountryDescription >
  < zipCode > 68505 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jonathan R. Creighton </ recipientName >
  < recipientCRDNumber > 1495897 </ recipientCRDNumber >
  < associatedBDName > Omni Brokerage, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 16878 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 350 Lincoln Avenue, Suite 2400 </ street1 >
  < city > Hingham </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 02043 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Zoltan R. Posa </ recipientName >
  < recipientCRDNumber > 4277093 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group, LLC </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 41-750 Rancho Las Palmas Drive </ street1 >
  < street2 > Agua Blanca Plaza, Building G </ street2 >
  < city > Rancho Mirage </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92270 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 37789715 </ totalOfferingAmount >
  < totalAmountSold > 30116601 </ totalAmountSold >
  < totalRemaining > 7673114 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 127 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 2267383 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 4556669 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > LV M VENTURE HOLDINGS DST </ issuerName >
  < signatureName > /s/ Patricia A. DelRosso </ signatureName >
  < nameOfSigner > Patricia A. DelRosso </ nameOfSigner >
  < signatureTitle > President of the Member of the Signatory Trustee </ signatureTitle >
  < signatureDate > 2010-12-29 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jan. 6, 2011
EFD Posted: Aug. 7, 2014