EFDID: 5051EFD: Raw Data

Issuer: KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP (0001451315) - D/A

Accession: 0001451315-10-000004 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Feb. 17, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001451315 </ cik >
  < entityName > KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP </ entityName >
- < issuerAddress >
  < street1 > 5000 Executive Parkway </ street1 >
  < street2 > Suite 445 </ street2 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 94583 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 9254073120 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2008 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > N/A </ firstName >
  < lastName > Keystone Opportunities II GP, LLC </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 5000 Executive Parkway </ street1 >
  < street2 > Suite 445 </ street2 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 94583 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > General Partner of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Brandon </ firstName >
  < lastName > Nielson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 5000 Executive Parkway </ street1 >
  < street2 > Suite 445 </ street2 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 94583 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of the General Partner of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > John </ firstName >
  < lastName > Earl </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 5000 Executive Parkway </ street1 >
  < street2 > Suite 445 </ street2 >
  < city > San Ramon, CA </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 94583 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of the General Partner of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Barry </ firstName >
  < lastName > Smith </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 5000 Executive Parkway </ street1 >
  < street2 > Suite 445 </ street2 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 94583 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of the General Partner of the Issuer. </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Venture Capital Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C </ item >
  < item > 3C.1 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001451315-10-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2008-11-08 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Brent Cochran </ recipientName >
  < recipientCRDNumber > 2361173 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research Inc </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6465 S. 3000 East, Suite 200 </ street1 >
  < city > Salt Lake City </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > FL </ state >
  < state > ID </ state >
  < state > OR </ state >
  < state > TX </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > David A. Russon </ recipientName >
  < recipientCRDNumber > 1194052 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6465 S. 3000 East, Suite 200 </ street1 >
  < city > Salt Lake City </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > CO </ state >
  < state > FL </ state >
  < state > ID </ state >
  < state > OR </ state >
  < state > TX </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Daniel Rhett Jeppson </ recipientName >
  < recipientCRDNumber > 2992473 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6465 S. 3000 East, Suite 200 </ street1 >
  < city > Salt Lake City </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > CO </ state >
  < state > FL </ state >
  < state > ID </ state >
  < state > OR </ state >
  < state > TX </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Allen Neuenschwander </ recipientName >
  < recipientCRDNumber > 1507901 </ recipientCRDNumber >
  < associatedBDName > SMH Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20580 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 600 Travis Street, Suite 5800 </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 77002 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Andrew H. Walker </ recipientName >
  < recipientCRDNumber > 4823479 </ recipientCRDNumber >
  < associatedBDName > SMH Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20580 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2550 Gaskins Road </ street1 >
  < city > Richmond </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < zipCode > 23238 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Tom Genco </ recipientName >
  < recipientCRDNumber > 2957076 </ recipientCRDNumber >
  < associatedBDName > SMH Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20580 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1422 Euclid Avenue # 801 </ street1 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < zipCode > 44115 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Daniel L. Bonder </ recipientName >
  < recipientCRDNumber > 2518757 </ recipientCRDNumber >
  < associatedBDName > SMH Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20580 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Beachwood </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Gregory G. Randall </ recipientName >
  < recipientCRDNumber > 2143449 </ recipientCRDNumber >
  < associatedBDName > SMH Capital Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20580 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Beachwood </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Shree N. Sharma </ recipientName >
  < recipientCRDNumber > 1068361 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35943 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6465 S. 3000 East, Suite 200 </ street1 >
  < city > Salt Lake City </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > John E. Fleckenstein </ recipientName >
  < recipientCRDNumber > 1790867 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5075 Westheimer, Suite 670 </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Mark S. Henderson </ recipientName >
  < recipientCRDNumber > 242788 </ recipientCRDNumber >
  < associatedBDName > National Planning Corporation </ associatedBDName >
  < associatedBDCRDNumber > 29604 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2750 William D. Tate Avenue </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Grapevine </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 76051 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Raymond J. Miller </ recipientName >
  < recipientCRDNumber > 856248 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5075 Westheimer, Suite 670 </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Dwane Mark Tidwell </ recipientName >
  < recipientCRDNumber > 2612587 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5075 Westheimer, Suite 670 </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Charles Auerbach </ recipientName >
  < recipientCRDNumber > 1193682 </ recipientCRDNumber >
  < associatedBDName > National Planning Corporation </ associatedBDName >
  < associatedBDCRDNumber > 29604 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8001 Centerview Parkway </ street1 >
  < street2 > Suite 801 </ street2 >
  < city > Cordova </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < zipCode > 38018 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Daniel Whittenburg </ recipientName >
  < recipientCRDNumber > 2181920 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Milrock Drive </ street1 >
  < street2 > Suite 450 </ street2 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > KY </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Brett E. Jensen </ recipientName >
  < recipientCRDNumber > 4048577 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East Milrock Drive </ street1 >
  < street2 > Suite 450 </ street2 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Brandon M. Nelson </ recipientName >
  < recipientCRDNumber > 3125377 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3165 East MIlrock Drive </ street1 >
  < street2 > Suite 450 </ street2 >
  < city > Holladay </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < zipCode > 84121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < state > UT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Richard Watson </ recipientName >
  < recipientCRDNumber > 2173329 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1013 Galleria Blvd. Suite 270 </ street1 >
  < city > Roseville </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 95678 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Rick Isaac </ recipientName >
  < recipientCRDNumber > 2547424 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2420 N. Woodlawn </ street1 >
  < street2 > Building 100, Suite J </ street2 >
  < city > Wichata </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < zipCode > 67220 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < state > IL </ state >
  < state > KS </ state >
  < state > VA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Lei Wang </ recipientName >
  < recipientCRDNumber > 2626500 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 Northfield Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Windsor </ city >
  < stateOrCountry > CT </ stateOrCountry >
  < zipCode > 06095 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Harry P. Consaul III </ recipientName >
  < recipientCRDNumber > 2509700 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6300 Ridglea Place </ street1 >
  < street2 > Suite 724A </ street2 >
  < city > Fort Worth </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 76116 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 150000000 </ totalOfferingAmount >
  < totalAmountSold > 59100000 </ totalAmountSold >
  < totalRemaining > 90900000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 94 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 263000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP </ issuerName >
  < signatureName > /s/ Brandon Nielson </ signatureName >
  < nameOfSigner > Brandon Nielson </ nameOfSigner >
  < signatureTitle > Director of Issuer's GP </ signatureTitle >
  < signatureDate > 2010-02-16 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Feb. 17, 2010
EFD Posted: Aug. 7, 2014