EFDID: 32662EFD: Raw Data

Issuer: Brook Highland Place DST (0001454393) - D/A

Accession: 0001454393-11-000004 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Feb. 16, 2011
EFD Posted: Aug. 7, 2014
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  < cik > 0001454393 </ cik >
  < entityName > Brook Highland Place DST </ entityName >
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  < street1 > 6350 SOUTH 3000 EAST, SUITE 510 </ street1 >
  < city > SALT LAKE CITY </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > (801) 278-0700 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
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  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Delaware Statutory Trust </ entityTypeOtherDesc >
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  < withinFiveYears > true </ withinFiveYears >
  < value > 2008 </ value >
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  < firstName > Chad </ firstName >
  < lastName > Christensen </ lastName >
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  < street1 > 6350 South 3000 East, Suite 510 </ street1 >
  < city > Salt Lake City </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
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  < relationship > Promoter </ relationship >
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  < relationshipClarification > President of the Manager of the Issuer </ relationshipClarification >
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  < firstName > Gregg </ firstName >
  < lastName > Christensen </ lastName >
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  < street1 > 6350 South 3000 East, Suite 510 </ street1 >
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  < zipCode > 84121 </ zipCode >
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  < relationshipClarification > General Counsel of the General Partner of the Issuer </ relationshipClarification >
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  < lastName > Marlin </ lastName >
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  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < relationshipClarification > Senior Vice President of the General Partner of the Issuer </ relationshipClarification >
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  < firstName > Joe </ firstName >
  < lastName > Siragusa </ lastName >
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  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < relationshipClarification > Chief Investment Officer of the General Partner of the Issuer </ relationshipClarification >
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  < firstName > Dan </ firstName >
  < lastName > Shaeffer </ lastName >
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  < street1 > 6350 South 3000 East, Suite 510 </ street1 >
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  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84121 </ zipCode >
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  < relationship > Executive Officer </ relationship >
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  < relationshipClarification > Chief Executive Officer of the General Partner of the Issuer </ relationshipClarification >
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  < industryGroupType > Residential </ industryGroupType >
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- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
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  < item > 06 </ item >
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- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001454393-09-000001 </ previousAccessionNumber >
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  < value > 2009-01-12 </ value >
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  < moreThanOneYear > true </ moreThanOneYear >
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  < clarificationOfResponse />
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  < minimumInvestmentAccepted > 50175 </ minimumInvestmentAccepted >
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- < recipient >
  < recipientName > Pavek Investments Inc. </ recipientName >
  < recipientCRDNumber > 15791 </ recipientCRDNumber >
  < associatedBDName > Lindwall, Larry L. </ associatedBDName >
  < associatedBDCRDNumber > 2396758 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3603 N. Hastings Way, Ste 100 </ street1 >
  < city > Eau Claire </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54703 </ zipCode >
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  < state > WI </ state >
  < description > WISCONSIN </ description >
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  < recipientName > Welton Street Investments LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Miller, David M. </ associatedBDName >
  < associatedBDCRDNumber > 5365411 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court </ street1 >
  < street2 > Suite 400 </ street2 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < description > MONTANA </ description >
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  < recipientName > Pavek Investments Inc. </ recipientName >
  < recipientCRDNumber > 15791 </ recipientCRDNumber >
  < associatedBDName > Wedepohl, Warren A. </ associatedBDName >
  < associatedBDCRDNumber > 4581750 </ associatedBDCRDNumber >
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  < zipCode > 54703 </ zipCode >
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  < recipientName > Welton Street Investments LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Vail, Joshua J. </ associatedBDName >
  < associatedBDCRDNumber > 4396876 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court </ street1 >
  < street2 > Suite 400 </ street2 >
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  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < description > COLORADO </ description >
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  < recipientName > Pavek Investments Inc. </ recipientName >
  < recipientCRDNumber > 15791 </ recipientCRDNumber >
  < associatedBDName > Brumm, Robert C </ associatedBDName >
  < associatedBDCRDNumber > 2090141 </ associatedBDCRDNumber >
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  < street1 > 3603 N. Hastings Way, Ste 100 </ street1 >
  < city > Eau Claire </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54703 </ zipCode >
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  < description > WISCONSIN </ description >
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  < recipientName > Pacific West Securities, Inc. </ recipientName >
  < recipientCRDNumber > 6390 </ recipientCRDNumber >
  < associatedBDName > Strickland, David L. </ associatedBDName >
  < associatedBDCRDNumber > 1602570 </ associatedBDCRDNumber >
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  < street1 > 2801 Youngfield Street </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Golden </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80401 </ zipCode >
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  < state > CO </ state >
  < description > COLORADO </ description >
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  < recipientName > Eliason Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 130144 </ recipientCRDNumber >
  < associatedBDName > Knobel, Kathy M. </ associatedBDName >
  < associatedBDCRDNumber > 2385929 </ associatedBDCRDNumber >
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  < street1 > 633 N. Railroad Street </ street1 >
  < city > Eagle River </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54521 </ zipCode >
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  < description > FLORIDA </ description >
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  < recipientName > Direct Capital Securities, Inc. </ recipientName >
  < recipientCRDNumber > 29639 </ recipientCRDNumber >
  < associatedBDName > Del Rio, Lisa Y. </ associatedBDName >
  < associatedBDCRDNumber > 5039684 </ associatedBDCRDNumber >
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  < street1 > 1250 S. Capital of Texas Highway </ street1 >
  < street2 > Building 1, Suite 410 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78746 </ zipCode >
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  < description > NEBRASKA </ description >
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  < recipientName > Independent Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 7717 </ recipientCRDNumber >
  < associatedBDName > Elhoff, David G. </ associatedBDName >
  < associatedBDCRDNumber > 855864 </ associatedBDCRDNumber >
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  < street1 > 1001 B Avenue #200 </ street1 >
  < city > Coronado </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92118 </ zipCode >
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  < description > IOWA </ description >
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  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Williams, Gary A. </ associatedBDName >
  < associatedBDCRDNumber > 5513280 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Barron MR, Brett D. </ associatedBDName >
  < associatedBDCRDNumber > 5448645 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
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  < recipientName > Independent Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 7711 </ recipientCRDNumber >
  < associatedBDName > Ferguson, John H. </ associatedBDName >
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  < street1 > 300 N. Lake Avenue, Suite 420 </ street1 >
  < city > Pasadena </ city >
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  < zipCode > 91101 </ zipCode >
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  < recipientName > Regent Capital Group, Inc. </ recipientName >
  < recipientCRDNumber > 126881 </ recipientCRDNumber >
  < associatedBDName > Pappas, Leslie M. </ associatedBDName >
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  < street1 > 542 20th Avenue N </ street1 >
  < city > Indian Rocks Beach </ city >
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  < zipCode > 33785 </ zipCode >
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  < description > NORTH CAROLINA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
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  < recipientName > Direct Capital Securities, Inc. </ recipientName >
  < recipientCRDNumber > 29639 </ recipientCRDNumber >
  < associatedBDName > Vanian, Lara J. </ associatedBDName >
  < associatedBDCRDNumber > 4818018 </ associatedBDCRDNumber >
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  < street1 > 1250 S. Capital of Texas Highway </ street1 >
  < street2 > Building 1, Suite 410 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78746 </ zipCode >
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  < description > CALIFORNIA </ description >
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  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Stern, Adam M. </ associatedBDName >
  < associatedBDCRDNumber > 5473903 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < state > NY </ state >
  < description > NEW YORK </ description >
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- < recipient >
  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Woods, Thomas B. </ associatedBDName >
  < associatedBDCRDNumber > 4916648 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < description > CALIFORNIA </ description >
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  < recipientName > Pacific West Securities, Inc. </ recipientName >
  < recipientCRDNumber > 6390 </ recipientCRDNumber >
  < associatedBDName > Lefton, Martin H. </ associatedBDName >
  < associatedBDCRDNumber > 5460199 </ associatedBDCRDNumber >
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  < street1 > 1625 The Alemada, Suite 625 </ street1 >
  < city > San Jose </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 95126 </ zipCode >
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  < state > CA </ state >
  < description > CALIFORNIA </ description >
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- < recipient >
  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Deininger, Collen </ associatedBDName >
  < associatedBDCRDNumber > 5564352 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < state > WI </ state >
  < description > WISCONSIN </ description >
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  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Omni Brokerage, Inc. </ recipientName >
  < recipientCRDNumber > 16878 </ recipientCRDNumber >
  < associatedBDName > Gates, Martin </ associatedBDName >
  < associatedBDCRDNumber > 3180861 </ associatedBDCRDNumber >
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  < street1 > 2950 Buskirk Avenue, Suite 300 </ street1 >
  < city > Walnut Creek </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94597 </ zipCode >
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  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Berthel, Fisher & Company Financial Services, Inc. </ recipientName >
  < recipientCRDNumber > 13609 </ recipientCRDNumber >
  < associatedBDName > Biesheuvel, Thomas </ associatedBDName >
  < associatedBDCRDNumber > 21268 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6333 Potrero Avenue, Suite 200 </ street1 >
  < city > El Centro </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94530 </ zipCode >
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  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Advisory Group Equity Services Ltd. </ recipientName >
  < recipientCRDNumber > 15427 </ recipientCRDNumber >
  < associatedBDName > Burwick, Michael </ associatedBDName >
  < associatedBDCRDNumber > 4885553 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 42 Bay Shore Road </ street1 >
  < city > Hyannis </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 02601 </ zipCode >
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  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > Alternative Wealth Strategies, Inc. </ recipientName >
  < recipientCRDNumber > 130933 </ recipientCRDNumber >
  < associatedBDName > Conte, Paul </ associatedBDName >
  < associatedBDCRDNumber > 4803177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 600 Worcester Road, Suite LL1 </ street1 >
  < city > Framingham </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01701 </ zipCode >
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  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
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  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Massa, David </ associatedBDName >
  < associatedBDCRDNumber > 5093184 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
  </ recipientAddress >
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  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Omni Brokerage, Inc. </ recipientName >
  < recipientCRDNumber > 16878 </ recipientCRDNumber >
  < associatedBDName > Insalaco, Joseph </ associatedBDName >
  < associatedBDCRDNumber > 2978175 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 150 W. Civic Center Drive, Suite 103 </ street1 >
  < city > Sandy </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84070 </ zipCode >
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  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > Welton Street Investments, LLC </ recipientName >
  < recipientCRDNumber > 132111 </ recipientCRDNumber >
  < associatedBDName > Meyer, Robert </ associatedBDName >
  < associatedBDCRDNumber > 5262157 </ associatedBDCRDNumber >
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  < street1 > 9780 Mount Pyramid Court, Suite 400 </ street1 >
  < city > Englewood </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
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  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > Sigma Financial Corporation </ recipientName >
  < recipientCRDNumber > 14303 </ recipientCRDNumber >
  < associatedBDName > Mahaffey, Redge </ associatedBDName >
  < associatedBDCRDNumber > 5441288 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 738 Intrepid Way </ street1 >
  < city > Davidsonville </ city >
  < stateOrCountry > MD </ stateOrCountry >
  < stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >
  < zipCode > 21035 </ zipCode >
  </ recipientAddress >
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  < state > MD </ state >
  < description > MARYLAND </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ameriprise Advisor Services, Inc. </ recipientName >
  < recipientCRDNumber > 5979 </ recipientCRDNumber >
  < associatedBDName > Chang, Dan </ associatedBDName >
  < associatedBDCRDNumber > 3160890 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1919 South Bascom </ street1 >
  < city > Campbell </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 95008 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Independent Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 7717 </ recipientCRDNumber >
  < associatedBDName > Kahn, Bruce </ associatedBDName >
  < associatedBDCRDNumber > 5280938 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8230 SE 72 Street </ street1 >
  < city > Mercer Island </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98040 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Independent Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 7717 </ recipientCRDNumber >
  < associatedBDName > Ungerecht, Joshua </ associatedBDName >
  < associatedBDCRDNumber > 5183573 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 N. Lake Avenue, Suite 420 </ street1 >
  < city > Pasadena </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 91101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > KCD Financial, Inc. </ recipientName >
  < recipientCRDNumber > 127473 </ recipientCRDNumber >
  < associatedBDName > Knobel, Kathy </ associatedBDName >
  < associatedBDCRDNumber > 2385929 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 548 Highway 155 </ street1 >
  < street2 > P.O. Box 777 </ street2 >
  < city > St. Germain </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54558 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Berthel, Fisher & Company Financial Services, Inc. </ recipientName >
  < recipientCRDNumber > 13609 </ recipientCRDNumber >
  < associatedBDName > Fitzgerald, John </ associatedBDName >
  < associatedBDCRDNumber > 5109435 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 16225 Baseline Avenue </ street1 >
  < city > Shakopee </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55379 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Berthel, Fisher & Company Financial Services, Inc. </ recipientName >
  < recipientCRDNumber > 13609 </ recipientCRDNumber >
  < associatedBDName > Cook, Jason </ associatedBDName >
  < associatedBDCRDNumber > 4349388 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 114 South Maple Street </ street1 >
  < street2 > P.O. Box 87 </ street2 >
  < city > Graham </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 27253 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > KCD Financial, Inc. </ recipientName >
  < recipientCRDNumber > 127473 </ recipientCRDNumber >
  < associatedBDName > Bennett, John </ associatedBDName >
  < associatedBDCRDNumber > 3222759 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 548 Highway 155 </ street1 >
  < street2 > P.O. Box 777 </ street2 >
  < city > St. Germain </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54558 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Pacific West Securities, Inc. </ recipientName >
  < recipientCRDNumber > 6390 </ recipientCRDNumber >
  < associatedBDName > Swayne III, William </ associatedBDName >
  < associatedBDCRDNumber > 4616158 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 420 Boylston Avenue E </ street1 >
  < street2 > P.O. Box 87 </ street2 >
  < city > Seattle </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98102 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Berthel, Fisher & Company Financial Services, Inc. </ recipientName >
  < recipientCRDNumber > 13609 </ recipientCRDNumber >
  < associatedBDName > Dorn, Peter </ associatedBDName >
  < associatedBDCRDNumber > 1089858 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12345 University Avenue, Suite 304 </ street1 >
  < city > Clive </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 50325 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > KCD Financial, Inc. </ recipientName >
  < recipientCRDNumber > 127473 </ recipientCRDNumber >
  < associatedBDName > Seymour, Donald </ associatedBDName >
  < associatedBDCRDNumber > 2719145 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1601 S. Limit Avenue </ street1 >
  < city > Sedalia </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 65301 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Pacific West Securities, Inc. </ recipientName >
  < recipientCRDNumber > 6390 </ recipientCRDNumber >
  < associatedBDName > Titley, Andrew </ associatedBDName >
  < associatedBDCRDNumber > 4951067 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1010 El Camino Real, Suite 300 </ street1 >
  < city > Menlo Park </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94025 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > KCD Financial, Inc. </ recipientName >
  < recipientCRDNumber > 127473 </ recipientCRDNumber >
  < associatedBDName > Eliason, Brian </ associatedBDName >
  < associatedBDCRDNumber > 4746038 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 548 Highway 155 </ street1 >
  < street2 > P.O. Box 777 </ street2 >
  < city > St. Germain </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54558 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > MCL Financial Group, Inc. </ recipientName >
  < recipientCRDNumber > 41180 </ recipientCRDNumber >
  < associatedBDName > Flater, Gary </ associatedBDName >
  < associatedBDCRDNumber > 1049132 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1551 North Tustin Avenue, Suite 960 </ street1 >
  < city > Santa Ana </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92705 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > VFG Securities, Inc. </ recipientName >
  < recipientCRDNumber > 15121 </ recipientCRDNumber >
  < associatedBDName > Vanclef, Jason </ associatedBDName >
  < associatedBDCRDNumber > 5096529 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2121 Cloverfield Avenue, Suite 115 </ street1 >
  < city > Santa Monica </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90404 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Capitalquest Securities, Inc. </ recipientName >
  < recipientCRDNumber > 7699 </ recipientCRDNumber >
  < associatedBDName > Lindahl, Nicholas </ associatedBDName >
  < associatedBDCRDNumber > 4576354 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 105 Fifth Avenue S., Suite 300 </ street1 >
  < city > Minneapolis </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Pacific West Securities, Inc. </ recipientName >
  < recipientCRDNumber > 6390 </ recipientCRDNumber >
  < associatedBDName > LeMay, Barry </ associatedBDName >
  < associatedBDCRDNumber > 306332 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2315 S. Bascom Avenue </ street1 >
  < city > Campbell </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 95008 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Winslow, Evans & Crocker, Inc. </ recipientName >
  < recipientCRDNumber > 29686 </ recipientCRDNumber >
  < associatedBDName > DeNapoli, Paul </ associatedBDName >
  < associatedBDCRDNumber > 2198525 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3 Centennial Drive </ street1 >
  < city > Peabody </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01960 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Insalaco, Joseph </ recipientName >
  < recipientCRDNumber > 2978175 </ recipientCRDNumber >
  < associatedBDName > Investors Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 30613 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2 Orr Hatch Drive </ street1 >
  < city > Cornwall </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 12518 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 16725000 </ totalOfferingAmount >
  < totalAmountSold > 12661436 </ totalAmountSold >
  < totalRemaining > 4063564 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 66 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 1630688 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 2207058 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > Amounts estimated for wholesaling fees and reimbursement of offering and organizational expenses. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Brook Highland Place DST </ issuerName >
  < signatureName > Chad Christensen </ signatureName >
  < nameOfSigner > Chad Christensen </ nameOfSigner >
  < signatureTitle > Authorized Signatory </ signatureTitle >
  < signatureDate > 2011-02-16 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Feb. 16, 2011
EFD Posted: Aug. 7, 2014